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Security Agreements Jobs in Fort Mill

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United States
Posted On Jul 29, 26
Full-time 4 views Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements artificial intelligence civil litigation due diligence equity Financial Institutions FINRA health benefits hedge funds Investment Advisers Act of 1940 marketing NASDAQ private equity regulatory compliance Securities securities laws stock options wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements artificial intelligence civil litigation due diligence equity Financial Institutions FINRA health benefits hedge funds Investment Advisers Act of 1940 marketing NASDAQ private equity regulatory compliance Securities securities laws stock options wealth management

Title: Vice President, Assistant General Counsel Job Responsibilities: - Provide strategic legal advice concerning the onboarding, due diligence, sales, and ongoing controls related to Alternative Investments, Complex Products, and Digital Assets. - Support the broker-dealer business and investment advisory business. - Collaborate with teams...

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Posted On Aug 20, 26
Full-time 4 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options

Title: VP, Assistant General Counsel - Brokerage Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, including offering legal analysis and advice with respect to applicable rules, regulations, and legal risks related to the brokerage and investment...

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Posted On Aug 19, 26
Full-time 10 views Experience : Min 10 yrs required
Practice Area:
Corporate - M&A
Job Tags:
board of directors Commercial Contracts corporate governance due diligence Employment Law family Intellectual Property licensing Litigation M&A NASDAQ Partnership Securities trademarks
Practice Area:
Corporate - M&A
Job Tags:
board of directors Commercial Contracts corporate governance due diligence Employment Law family Intellectual Property licensing Litigation M&A NASDAQ Partnership Securities trademarks

Title: SVP, General Counsel Job Responsibilities: - Serve as the principal legal advisor to the Board of Directors, CEO, and executive team on matters related to corporate governance, securities compliance, and strategic initiatives. - Lead and execute mergers and acquisitions (M&A) transactions from...

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Posted On Jul 30, 26
Full-time Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements artificial intelligence civil litigation due diligence equity FINRA health benefits hedge funds Investment Advisers Act of 1940 marketing private equity regulatory compliance Securities securities laws stock options wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements artificial intelligence civil litigation due diligence equity FINRA health benefits hedge funds Investment Advisers Act of 1940 marketing private equity regulatory compliance Securities securities laws stock options wealth management

legal analysis and advice concerning compliance with applicable rules, regulations, and legal risks related to the brokerage and investment advisory business. - Draft, review, and revise agreements with alternative investment sponsors... for the onboarding of products onto the company's altern...

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Posted On Aug 20, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General Finance - Financial Services Regulation Finance - General
Job Tags:
agreements contracts ERISA fiduciary Financial Industry Regulatory Authority FINRA health benefits marketing Securities securities laws stock options trusts
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General Finance - Financial Services Regulation Finance - General
Job Tags:
agreements contracts ERISA fiduciary Financial Industry Regulatory Authority FINRA health benefits marketing Securities securities laws stock options trusts

Title: Vice President, Assistant General Counsel - Retirement Job Responsibilities: - Advise on the impacts of new and changing regulations affecting the retirement business of a broker-dealer, investment advisor, custodian, and record keeper. This includes regulatory developments from the Department of...

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Posted On Jun 22, 26
Full-time 14 views Experience : Min 5 yrs required
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - General
Job Tags:
Affirmative Action agreements Case Law Commercial Contracts confidentiality agreements Contract Law contracts Corporate Law criminal Domestic Violence equity Government Insurance licensing agreements Litigation Media Privacy security agreements Software special projects
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - General
Job Tags:
Affirmative Action agreements Case Law Commercial Contracts confidentiality agreements Contract Law contracts Corporate Law criminal Domestic Violence equity Government Insurance licensing agreements Litigation Media Privacy security agreements Software special projects

Title: Corporate Counsel I Job Responsibilities: The Corporate Counsel I works under the direction of the Assistant General Counsel or Deputy General Counsel and is responsible for providing legal support and managing day-to-day contracting needs for their assigned business unit. This...

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Posted On Jul 12, 26
Full-time 3 views Experience : 5-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage

Title Senior Corporate Counsel - Securities Capital Markets Job Responsibilities - Provide legal advice to internal stakeholders who originate and underwrite public and private debt securities issuances, including investment grade and high yield debt. - Review, draft, and negotiate transaction...

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Posted On Jul 15, 26
Full-time 1 views Experience : 5-10 yrs required
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - General
Job Tags:
Affirmative Action agreements Case Law Commercial Contracts confidentiality agreements Contract Law contracts Corporate Law criminal Domestic Violence equity Government Insurance licensing agreements Litigation Media Privacy security agreements Software special projects
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - General
Job Tags:
Affirmative Action agreements Case Law Commercial Contracts confidentiality agreements Contract Law contracts Corporate Law criminal Domestic Violence equity Government Insurance licensing agreements Litigation Media Privacy security agreements Software special projects

of their assigned business unit under the direction of the Assistant General Counsel or Deputy General Counsel. Key responsibilities include: - Drafting, reviewing, negotiating, and approving various types of commercial contracts such as vendor agreements, licensing agreements, consulting agreements,... software a...

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Posted On Sep 08, 26
Full-time 9 views Experience : 3-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws

Title: Corporate Counsel (Director) - Remote Job Responsibilities: - Support the preparation and review of SEC filings, including Forms 10-K, 10-Q, 8-K, proxy statements, and Section 16 filings. - Assist in the annual proxy process, including drafting and coordination. - Ensure compliance with Nasdaq...

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Posted On Aug 20, 26
Full-time 9 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
agreements Capital Markets corporate governance credit facilities derivatives equity Insurance Investment Law lending Letters of Credit Partnership Privacy Securities securities laws Visa
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
agreements Capital Markets corporate governance credit facilities derivatives equity Insurance Investment Law lending Letters of Credit Partnership Privacy Securities securities laws Visa

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Posted On Jun 26, 26
Full-time 8 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The role of Senior Counsel involves providing legal support to the Wealth and Investment Management (WIM) division, specifically focusing on the distribution of registered investment...

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Posted On Sep 11, 26
Full-time 11 views Experience : 1-3 yrs required
Practice Area:
Corporate - M&A Corporate - Contract Law Corporate - General
Job Tags:
acquisitions agreements corporate governance due diligence Financial Institutions health insurance Insurance M&A mergers Mergers and Acquisitions pension
Practice Area:
Corporate - M&A Corporate - Contract Law Corporate - General
Job Tags:
acquisitions agreements corporate governance due diligence Financial Institutions health insurance Insurance M&A mergers Mergers and Acquisitions pension

Title: Corporate Associate M&A and General Transactional Job Responsibilities: The Corporate Associate will join the Corporate practice group at the law firm, working on a variety of business matters, including mergers and acquisitions (M&A), commercial contract issues, and corporate governance counsel. Key...

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Posted On Aug 20, 26
Full-time 5 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets employee benefits finance Insurance Securities securitization structured finance
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets employee benefits finance Insurance Securities securitization structured finance

Title: Capital Markets, Securities & Public Company Advisory - Securitization/Structured Finance, Mid-Level to Senior Associate Job Responsibilities: The Securities & Public Company Advisory department is seeking a mid-level to senior associate to join their team. The primary responsibilities of this role...

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Posted On Aug 20, 26
Full-time 3 views Experience : 3-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets contracts employee benefits Insurance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets contracts employee benefits Insurance Securities

associate in the Capital Markets Department will be responsible for various tasks related to commercial mortgage loan securitizations. Key responsibilities include: - Drafting, reviewing, and negotiating transaction documents such as pooling and servicing agreements, offering documents, mortgage loan... purchase agreements, certi...

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Posted On Jul 07, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol artificial intelligence banking children Code of Conduct derivatives Disability Benefits ETFs FINRA health benefits Insurance Investment Advisers Act of 1940 investment management marketing Mutual Funds Privacy Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol artificial intelligence banking children Code of Conduct derivatives Disability Benefits ETFs FINRA health benefits Insurance Investment Advisers Act of 1940 investment management marketing Mutual Funds Privacy Securities Act of 1933 Securities Exchange Act of 1934 Visa

ETFs, and other registered products, ensuring compliance with FINRA rules and SEC regulations. - Provide legal support for the distribution of private funds, including private placements under Regulation D and offshore offerings. - Draft, review, and negotiate distribution-related agreements, including selling agr...

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Posted On Sep 01, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
Affirmative Action agreements contracts Cybersecurity data privacy finance Insurance Intellectual Property LLC Privacy regulatory compliance
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
Affirmative Action agreements contracts Cybersecurity data privacy finance Insurance Intellectual Property LLC Privacy regulatory compliance

client, vendor, and partner agreements. - Review agreements against... approved legal playbooks, negotiation guidelines, and fallback positions. - Identify deviations from standard contract language and route high-risk matters for legal review. - Prepare initial contract redlines and proposed revisions. -...

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Posted On Jul 30, 26
Full-time 1 views Experience : 10-15 yrs required
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Financial Services Regulation Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Financial Services Regulation Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

commodity derivatives, swap dealer and banking regulations, and related risks in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot and forward transactions, leasing arrangements, financing, purchase and sale agreements, and handle related regulatory,... documentation, and project-related lega...

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Posted On Sep 11, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Corporate - M&A Corporate - Contract Law Corporate - General
Job Tags:
acquisitions agreements corporate governance Financial Institutions health insurance Insurance M&A mergers Mergers and Acquisitions pension Transportation
Practice Area:
Corporate - M&A Corporate - Contract Law Corporate - General
Job Tags:
acquisitions agreements corporate governance Financial Institutions health insurance Insurance M&A mergers Mergers and Acquisitions pension Transportation

Counsel Job Title: Corporate Counsel Job Responsibilities: The Corporate Counsel position at the law firm involves a diverse range of responsibilities within the Corporate practice group. The primary duties include: - Representing both public and privately owned companies in a variety of business matters. -...

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Posted On Jul 14, 26
Full-time 30 views Experience : 2-10 yrs required
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Structured Finance
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Structured Finance

Overview: A prestigious law firm is seeking an experienced Commercial Mortgage-Backed Securities (CMBS) Associate to join its Global Finance group in Charlotte. This role involves representing issuers, underwriters, servicers, and investors in CMBS and commercial real estate (CRE) securitization transactions....

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