Stock Exchange Jobs in Fremont

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Full-time 91 views Experience : Min 5 yrs required

to Senior-level Corporate Securities Associate The candidate will take the lead role or a primary role in SEC and financial reporting matters for key clients and be part of a growing local and global team. Can also expect to be...

Full-time 6 views Experience : 4-6 yrs required

and finance matters. - Maintain a thorough working knowledge of SEC rules and regulations, evolving rulemaking developments, and stock exchange listing requirements. -... Advise public company clients on corporate secretary functions and SEC compliance. - Demonstrate strong communication and dr...

Full-time 4 views Experience : Min 3 yrs required

Title: Corporate Counsel Job Summary: The company is seeking a Corporate Counsel to join its corporate legal team. This role involves working on corporate securities, transactions, and compliance matters in a fast-paced in-house environment. The position reports to the Senior Director, Corporate...

Full-time 1 views Experience : Min 8 yrs required

the annual proxy statement, registration statements, and Section 16 filings (Forms 3, 4, and 5). - Advise on compliance with the Securities Act of 1933, the Securities Exchange Act of 1934, SEC... rules, NYSE listing standards, and Delaware corporate law...

Full-time 2 views Experience : Min 8 yrs required

Title: Director, Corporate Legal and M&A Job Responsibilities: - Lead the legal aspects of mergers and acquisitions (M&A) and other strategic transactions. This includes managing due diligence, drafting and negotiating transaction documents, and overseeing legal aspects of post-closing integration. - Collaborate...

Full-time 2 views Experience : Min 7 yrs required

work, including SEC and stock exchange compliance, governance, and... day-to-day counseling. - Represent issuers or investment banks in Initial Public Offerings (IPOs), follow-on offerings, Private Investment in Public Equity (PIPEs), and At-The-Market (ATM) programs. - Work with a sophisticated client...

Full-time 1 views Experience : Min 8 yrs required

Title Capital Markets / Public Company Of Counsel Job Responsibilities Legal Research: Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. Legal Writing: Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. Transaction Assistance and Management: Assist/manage...

Full-time 3 views Experience : Min 4 yrs required

Title: Capital Markets / Public Company Associate Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/Manage a variety...

Full-time 2 views Experience : Min 2 yrs required

administration of global equity compensation and employee stock purchase plans. - Assist clients... with international legal, tax, employment, exchange control, securities, and regulatory... issues impacting equity awards and incentive compensation arrangements. - Draft, review, and negotiate documentation related to equity incentive...

Full-time 3 views Experience : 5-8 yrs required

Title: Senior Counsel, Securities Job Responsibilities: As a Senior Counsel, Securities at the company, you will play a pivotal role in supporting the company's public company reporting, disclosure obligations, and corporate governance activities. Your responsibilities will include: - Leading the preparation, review, and...

Full-time 1 views Experience : 3-5 yrs required

Title: Capital Markets Mid-Level Associate Job Responsibilities: The Capital Markets Mid-Level Associate will work within the Corporate & Securities department at the law firm. The responsibilities and duties include: - Handling '33 and '34 Act matters, which involve advising on securities regulations and...

Full-time 2 views Experience : Min 5 yrs required

Title: Senior Corporate Counsel Job Responsibilities: - Assist with the preparation and review of SEC filings, including periodic and current reports, annual proxy statements for shareholder meetings, and registration statements. - Advise on a broad range of executive compensation and employee...

Full-time 5 views Experience : Min 5 yrs required

Title: Senior Corporate Counsel Job Responsibilities: - Assist with the preparation and review of SEC filings, including periodic and current reports, the annual proxy statement, and related compliance matters. - Advise on a broad range of executive compensation and employee benefits matters, including...

Full-time 1 views

Title:** Director, Corporate & Securities Counsel **Job Responsibilities:** The Director, Corporate & Securities Counsel at the company is tasked with providing strategic legal support across a variety of corporate, securities, and governance matters. The role involves advising on compliance with...

Full-time

Advise on compliance with federal and state securities laws, including Exchange Act and Securities Act... reporting, Nasdaq requirements, Regulation FD, insider trading requirements, and Rule 10b5-1 plan administration. - Ensure the timely preparation, accuracy, and filing of all SEC filings, includin...

Posted On Sep 13, 26
Full-time 3 views Experience : Min 2 yrs required

Title: Corporate Paralegal Job Responsibilities: Corporate Legal Paralegals play a crucial role in assisting attorneys throughout various stages of corporate transactions. They are responsible for preparing and verifying necessary documents to ensure compliance with local and national regulations. The essential duties and...

Full-time 1 views

across a wide range of corporate, securities, and governance matters. The role involves advising on compliance with federal and state securities laws, including Exchange Act and Securities Act... reporting, Nasdaq requirements, Regulation FD, insider trading requirements, and Rule 10b5-1 p...

Full-time 1 views Experience : 2-13 yrs required

reporting/governance in Palo Alto, CA. The candidate will engage with a sophisticated client base, handling SEC and stock exchange compliance, governance, and... day-to-day counseling, as well as representing issuers or investment banks in IPOs, follow-on offerings, PIPEs, and ATM ...

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