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Stock Options Jobs in Mooresville

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United States
Posted On Sep 16, 26
Full-time 3 views Experience : 5-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Finance - Banking Finance - General
Job Tags:
agreements Collective Bargaining corporate governance credit agreements credit facilities due diligence equity family finance health insurance NYSE Partnership restructuring SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws Transportation
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Finance - Banking Finance - General
Job Tags:
agreements Collective Bargaining corporate governance credit agreements credit facilities due diligence equity family finance health insurance NYSE Partnership restructuring SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws Transportation

Title: Experienced Attorney - Corporate Governance, Securities, and Finance Job Responsibilities: - Provide regular legal advice and assistance on corporate governance matters, ensuring compliance with federal and state statutory requirements, and NYSE or other listing requirements related to governance practices and...

Posted On Sep 08, 26
Full-time 14 views Experience : Min 10 yrs required
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management

Title: SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, offering legal analysis and advice related to compliance with applicable rules, regulations, and legal risks impacting brokerage and...

Posted On Jun 30, 26
Full-time 4 views
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: VP, Assistant General Counsel, Cybersecurity Job Responsibilities: - Serve as the lead legal advisor on cybersecurity matters, providing strategic legal counsel on incident response, cybersecurity regulations, data security requirements, crisis management, and cyber governance across broker-dealer and investment advisory operations. - Advise...

Posted On Jul 01, 26
Full-time 6 views Experience : 8-12 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: Vice President, Cybersecurity Attorney Job Responsibilities: - Serve as the lead legal advisor on cybersecurity matters for the company, providing strategic counsel on incident response, cybersecurity regulations, data security requirements, crisis management, and cyber governance activities. - Advise on legal and regulatory...

Posted On Sep 21, 26
Full-time 2 views Experience : Min 6 yrs required
Job Tags:
Corporation Deferred Compensation employee benefits Estate Planning Insurance pension Retirement Planning Software stock options Taxation wealth management
Job Tags:
Corporation Deferred Compensation employee benefits Estate Planning Insurance pension Retirement Planning Software stock options Taxation wealth management

Title: Advice and Financial Planning Wealth Management Analyst Job Responsibilities: - Support the Wealth relationship team in developing and delivering advanced planning advice to High and Ultra-High Net Worth clients and prospects. - Engage in activities that enhance the overall planning group, including...

Posted On Jul 03, 26
Full-time 5 views Experience : 8-12 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: VP, Assistant General Counsel, Cybersecurity Job Responsibilities: - Serve as the lead legal advisor on cybersecurity matters within the company. - Provide strategic legal counsel on incident response, cybersecurity regulations, data security requirements, crisis management, and cyber governance across broker-dealer and investment...

Posted On Jul 28, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - General
Job Tags:
agreements EEOC Employment Law employment litigation Financial Institutions health benefits NASDAQ stock options wealth management
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - General
Job Tags:
agreements EEOC Employment Law employment litigation Financial Institutions health benefits NASDAQ stock options wealth management

Title: Attorney - Employment Law Job Responsibilities: - Provide day-to-day counseling on employment matters to Human Resources partners. - Advise Human Resources and business partners on employee relations matters including terminations, restructurings, lay-offs, discipline, leaves of absence, and accommodations. - Ensure compliance with applicable...

Posted On Aug 20, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements contracts ERISA fiduciary Financial Industry Regulatory Authority FINRA health benefits marketing Securities securities laws stock options trusts
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements contracts ERISA fiduciary Financial Industry Regulatory Authority FINRA health benefits marketing Securities securities laws stock options trusts

Title: Vice President, Assistant General Counsel - Retirement Job Responsibilities: - Provide pragmatic legal advice and thought leadership related to the company's advisory, brokerage, custodian, and recordkeeping business for retirement plans and accounts. - Advise on the impacts of new...

Posted On Aug 20, 26
Full-time 5 views Experience : Min 6 yrs required
Practice Area:
Administrative Law Government and Government Relations Government - General
Job Tags:
FINRA health benefits Securities stock options
Practice Area:
Administrative Law Government and Government Relations Government - General
Job Tags:
FINRA health benefits Securities stock options

Title: VP, Assistant General Counsel, Regulatory Exams and Inquiries Job Responsibilities: - Manage regulatory examinations and inquiries from FINRA, the SEC, states, and other SROs and regulators. This includes supporting the company's OCC-regulated affiliate and institutional partners in connection with...

Posted On Aug 20, 26
Full-time 4 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Corporate - Contract Law Corporate - General Corporate - Compliance
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Corporate - Contract Law Corporate - General Corporate - Compliance
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options

Title: VP, Assistant General Counsel - Brokerage Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, including offering legal analysis and advice concerning applicable rules, regulations, and legal risks related to the brokerage and investment advisory business....

Posted On Sep 08, 26
Full-time 1 views Experience : Min 15 yrs required
Job Tags:
artificial intelligence consumer protection Cybersecurity Data Protection emerging technologies health benefits partnerships Privacy privacy laws Registered Investment Advisor regulatory compliance stock options
Job Tags:
artificial intelligence consumer protection Cybersecurity Data Protection emerging technologies health benefits partnerships Privacy privacy laws Registered Investment Advisor regulatory compliance stock options

Title: Senior Vice President, Chief Privacy Officer Job Responsibilities: Enterprise Privacy Governance - Lead and continuously enhance the company's enterprise privacy and data protection program. - Establish and maintain privacy governance frameworks, policies, standards, and procedures that align with regulatory requirements and industry best...

Posted On Sep 15, 26
Full-time 1 views Experience : Min 8 yrs required
Job Tags:
equity Equity Compensation Software Taxation
Job Tags:
equity Equity Compensation Software Taxation

a variety of complex responsibilities, primarily centered around taxation and compensation. Key duties include: - Handling taxation of equity compensation, deferred compensation/409A, IRC section 162(m), 280G/Golden Parachute analyses, ASC 718, ASC 740, payroll taxes, employee stock option plans, and qu......

Posted On Sep 16, 26
Full-time 3 views Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
agreements artificial intelligence civil litigation due diligence equity Financial Institutions FINRA health benefits hedge funds Investment Advisers Act of 1940 marketing NASDAQ private equity regulatory compliance Securities securities laws stock options wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
agreements artificial intelligence civil litigation due diligence equity Financial Institutions FINRA health benefits hedge funds Investment Advisers Act of 1940 marketing NASDAQ private equity regulatory compliance Securities securities laws stock options wealth management

Title: Vice President, Assistant General Counsel Job Responsibilities: - Provide strategic legal advice regarding onboarding, due diligence, sales, and controls related to Alternative Investments, Complex Products, and Digital Assets. - Offer day-to-day legal support for the company's alternative investments platform, including compliance analysis and...

Posted On Sep 18, 26
Full-time 2 views Experience : 8-12 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security FINRA health benefits Privacy privacy laws regulatory compliance stock options
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security FINRA health benefits Privacy privacy laws regulatory compliance stock options

Title: Vice President, Assistant General Counsel, Cybersecurity Job Responsibilities: The Vice President, Cybersecurity Attorney will serve as the company's lead legal advisor on cybersecurity matters. Key responsibilities include: - Advising on legal and regulatory obligations related to cybersecurity incidents, including assessments...

Posted On Sep 21, 26
Full-time 2 views Experience : Min 7 yrs required
Job Tags:
banking Corporation Deferred Compensation employee benefits Estate Planning Government Insurance pension Retirement Planning Software stock options Taxation wealth management wealth transfer
Job Tags:
banking Corporation Deferred Compensation employee benefits Estate Planning Government Insurance pension Retirement Planning Software stock options Taxation wealth management wealth transfer

Title: Wealth Strategist II Job Responsibilities: - Deliver sophisticated financial and estate planning solutions for high-net-worth clients, typically with $5 million or more in assets under management. - Partner closely with Wealth Advisors and collaborate with internal specialists and external centers of influence...

Posted On Sep 23, 26
Full-time 157 views Experience : Min 2 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
contracts marketing organizational documents private equity
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
contracts marketing organizational documents private equity

BUSINESS ATTORNEY Our Law Firm: At our law firm, **Members Only,**, we offer a flexible work schedule, professional development, and a thoughtful approach to guiding our clients through their legal challenges. We value relationships and use cutting edge technological...

Posted On Sep 23, 26
Full-time 113 views Experience : Min 3 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Venture Capital/Emerging Companies Corporate - Contract Law Corporate - Private Equity Health Care - Compliance, Transactions, HIPAA Health Care - General Data Privacy - Transactional Corporate - General
Job Tags:
agreements bylaws Case Law CCPA Commercial Contracts Corporate Law data privacy developers GDPR HIPAA Life Science LLC marketing operating agreements organizational documents physicians private equity Software
Practice Area:
Corporate - Technology Transactions Corporate - Venture Capital/Emerging Companies Corporate - Contract Law Corporate - Private Equity Health Care - Compliance, Transactions, HIPAA Health Care - General Data Privacy - Transactional Corporate - General
Job Tags:
agreements bylaws Case Law CCPA Commercial Contracts Corporate Law data privacy developers GDPR HIPAA Life Science LLC marketing operating agreements organizational documents physicians private equity Software

Senior Business Attorney at Law Firm At Law Firm, we are looking for an experienced Senior Business Attorney to join our team. Our Firm is committed to providing quality legal services with a thoughtful approach to our clients’ legal...

Posted On Aug 17, 26
Full-time 13 views Experience : 4-6 yrs required
Practice Area:
Tax - M&A and Transactions Tax-General Practice (Transaction) Tax - General
Job Tags:
agreements asset purchase agreements child criminal Domestic Violence Energy entertainment equity family fraud Harassment indemnity Insurance Limited Liability Company Partnership spouse stock purchase agreements Taxation
Practice Area:
Tax - M&A and Transactions Tax-General Practice (Transaction) Tax - General
Job Tags:
agreements asset purchase agreements child criminal Domestic Violence Energy entertainment equity family fraud Harassment indemnity Insurance Limited Liability Company Partnership spouse stock purchase agreements Taxation

Drafting and reviewing partnership, joint venture, and limited liability company agreements. - Handling tax aspects of equity and debt financing transactions. - Drafting, reviewing, and negotiating tax provisions in merger agreements, stock purchase agreements, asset purchase... agreements, and related...

Posted On Aug 17, 26
Full-time 1 views
Job Tags:
child criminal Domestic Violence entertainment family fraud Harassment indemnity Insurance marketing Profit Sharing renewals Software special projects spouse
Job Tags:
child criminal Domestic Violence entertainment family fraud Harassment indemnity Insurance marketing Profit Sharing renewals Software special projects spouse

Title: Market Development Specialist Job Responsibilities: - Assist practice groups and individual lawyers with the development and implementation of marketing, business, and client development projects. Provide general marketing support to practice groups. - Serve as a primary point of contact for the production...

Posted On Aug 19, 26
Full-time 11 views Experience : 3-5 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
agreements child criminal Domestic Violence due diligence entertainment family fraud Harassment indemnity Insurance Joint Ventures letters of intent Limited Liability Company M&A operating agreements private equity spouse stock purchase agreements warranty
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
agreements child criminal Domestic Violence due diligence entertainment family fraud Harassment indemnity Insurance Joint Ventures letters of intent Limited Liability Company M&A operating agreements private equity spouse stock purchase agreements warranty

The successful candidate will be expected to: - Engage in drafting, reviewing, and negotiating merger agreements, stock purchase agreements, asset purchase... agreements, letters of intent, and related documents. - Handle private equity transactions, if applicable, as experience in this area is preferre...

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