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United States
Full-time 7 views Experience : Min 15 yrs required

a public company. - Oversee compliance with . securities laws and regulations, including the Securities Act of 1933, the Securities... Exchange Act of 1934, SEC reporting... obligations, and related disclosure requirements. - Partner closely with Finance, Accounting, and external advi...

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Posted On Sep 01, 26
Full-time 6 views Experience : Min 7 yrs required

Title: Corporate Ethics & Compliance Investigator Job Responsibilities: - Lead and manage complex, sensitive, and high-impact internal investigations across the organization. - Serve as a strategic advisor and subject matter expert on investigative best practices, regulatory compliance, and risk mitigation. - Consult with management,...

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Posted On Jul 28, 26
Full-time 1 views Experience : 1-5 yrs required

Title: Manager, Sales Investigations Job Responsibilities: - Lead day-to-day operations for a team of Sales Investigators and Senior Sales Investigators, focusing on investigating allegations of misconduct related to sales agents, agencies, brokers, and sales practices. - Serve as the primary leader accountable for...

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Full-time 2 views Experience : Min 8 yrs required

Title: Senior Counsel, Employment & Litigation Job Responsibilities: - Advise and support Human Resources and business partners on employment-law related matters in North America offices and other global locations as assigned. This includes areas such as hiring, performance management, terminations, discrimination, harassment,...

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Full-time 5 views Experience : Min 5 yrs required

Employment Law Job Title: Counsel, Employment Law Job Responsibilities: - Provide strategic legal support across the organization, ensuring compliance with employment laws and regulations. - Counsel HR and management on ADA and religious accommodation requests, reviewing documentation, guiding interactive processes, and resolving accommodation issues. -...

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Full-time 4 views Experience : Min 2 yrs required

the Park District at administrative hearings and court proceedings... on various legal matters. The role includes, but is not limited to, representing the company in legal matters such as labor issues, labor union negotiations, employment matters, personal injury, property damage,...

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Posted On Aug 27, 26
Full-time 5 views Experience : Min 1 yrs required

responsible for providing dedicated administrative and operational support to... legal teams in the intake, drafting, review, negotiation, and execution of Investment Management Agreements (IMAs). The role involves supporting the entire agreement lifecycle by applying established Standard Operating Procedures (SOPs). Key...

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Posted On Jul 12, 26
Full-time 1 views Experience : 8-8 yrs required

Title: Personal Trust Manager Job Responsibilities: - Lead and manage the Personal Trust team by setting goals, coaching performance, and developing talent. - Drive business development through cultivating client relationships and expanding new business opportunities. - Oversee the administration of high-value Personal Trust accounts...

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Full-time 6 views Experience : Min 2 yrs required

Information Job Title: Senior Counsel Department: Legal & Compliance Job Responsibilities This position is a hands-on in-house legal role that focuses on several key areas including commercial contract review, contract lifecycle management, entity administration, legal process execution, and legal operations support. The primary responsibilities...

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Posted On Aug 25, 26
Full-time 6 views Experience : Min 6 yrs required

Title: Customs & International Trade Tax - Senior Manager Job Responsibilities: - Lead and manage large-scale projects in customs and trade tax. - Innovate and enhance processes to achieve operational excellence. - Engage with clients at a senior level to...

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Posted On Jul 13, 26
Full-time 1 views Experience : 1-5 yrs required

Title: Senior SMA Compliance Examiner Investment Management Job Responsibilities: - Assist in implementing the compliance program for the broker-dealer wrap, or "SMA," advisory business for affiliated investment advisers. - Focus on portfolio monitoring, testing, and compliance with company policies and federal...

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Posted On Jul 29, 26
Full-time Experience : Min 4 yrs required

Title: Senior Trade Advisory Associate, Classification Job Responsibilities: - Manage the company's HS classification service. - Collaborate with clients and internal stakeholders to classify products under the Harmonized Tariff Schedule of the United States and similar global schedules. - Take ownership of HS classification...

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Posted On Aug 23, 26
Full-time 1 views Experience : Min 4 yrs required

Title Customs & International Trade Tax Manager Job Responsibilities - Manage client service accounts and lead engagement workstreams - Develop, mentor, and supervise team members to deliver top-notch results - Independently tackle and resolve intricate problems - Foster and maintain...

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Posted On Aug 25, 26
Full-time Experience : Min 6 yrs required

Title: Customs & International Trade Tax - Senior Manager Job Responsibilities: - Lead and manage large-scale projects in customs and trade tax. - Innovate and enhance processes to achieve operational excellence. - Engage with clients at a senior level to deliver impactful results. - Utilize...

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Posted On Sep 11, 26
Full-time Experience : Min 6 yrs required

Compliance Manager Job Title Product Compliance Manager Job Responsibilities As a Manager - Regulatory & Compliance on the Enterprise Operations & Risk team, you will be responsible for: - Leading regulatory reporting remediation and transformation initiatives, including requirements analysis, process design, automation, testing, validation, issue...

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Posted On Sep 07, 26
Full-time

including the Investment Advisers Act of 1940 and the... Investment Company Act of 1940 rules and... regulations. - Review, analyze, and respond to regulatory inquiries, including those relating to the SEC and NFA/CFTC. - Review marketing materials, including advertising, sales literature, correspond...

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Posted On Sep 07, 26
Full-time Experience : Min 4 yrs required

Compliance Senior Consultant Job Title: Product Compliance Senior Consultant Job Responsibilities: - Support regulatory reporting remediation and transformation initiatives, including requirements analysis, process design, automation, testing, validation, and issue remediation. - Monitor, analyze, and interpret regulatory developments impacting software and digital/social platforms, translating those...

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Posted On Sep 10, 26
Full-time 2 views Experience : Min 1 yrs required

Title: Legal Operations Professional Job Responsibilities: - Assist in the administration and maintenance of legal technology platforms, including e-billing, matter management, and knowledge management systems. - Coordinate vendor management by tracking outside counsel performance, processing invoices, and maintaining vendor records. - Prepare reports, dashboards,...

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