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United States
Posted On Sep 11, 26
Full-time Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General

Advisory: - Provide legal counsel regarding core federal banking laws and regulations, including prudential,... safety and soundness, corporate governance, affiliate transaction, investment, and permissible activity requirements applicable to the company's operations and strategic initiatives. - Assist with regulatory approvals, appli...

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Posted On Sep 10, 26
Full-time
Practice Area:
Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General Data Privacy - Transactional Health Care - Compliance, Transactions, HIPAA Health Care - General Intellectual Property - General IP_ - Patent Licensing Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General
Job Tags:
acquisitions agreements artificial intelligence Biotechnology board of directors Capital Markets Commercial Contracts confidentiality agreements contracts copyrights corporate governance Cybersecurity data privacy Data Protection distribution agreements due diligence Employment Law equity Ethics FDA government contracts government relations Insurance Intellectual Property International Law IP IPO Joint Ventures Labor Law licensing Litigation mergers Partnership partnerships Patent patent prosecution Privacy privacy laws regulatory compliance Securities securities laws Software stage trademarks
Practice Area:
Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General Data Privacy - Transactional Health Care - Compliance, Transactions, HIPAA Health Care - General Intellectual Property - General IP_ - Patent Licensing Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General
Job Tags:
acquisitions agreements artificial intelligence Biotechnology board of directors Capital Markets Commercial Contracts confidentiality agreements contracts copyrights corporate governance Cybersecurity data privacy Data Protection distribution agreements due diligence Employment Law equity Ethics FDA government contracts government relations Insurance Intellectual Property International Law IP IPO Joint Ventures Labor Law licensing Litigation mergers Partnership partnerships Patent patent prosecution Privacy privacy laws regulatory compliance Securities securities laws Software stage trademarks

Title Founding General Counsel & Corporate Secretary Job Responsibilities The Founding General Counsel & Corporate Secretary will serve as the chief legal officer and corporate governance leader for the company. The role involves establishing the legal, governance, and compliance foundation...

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Posted On Sep 10, 26
Full-time 1 views Experience : 6-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate compliance corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings securities laws stock exchange
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate compliance corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings securities laws stock exchange

Associate General Counsel Job Responsibilities: 1. Securities Law & Public Company... Section 16 filings, and beneficial ownership reports. - Provide legal and compliance support on securities law, disclosure obligations, and... corporate finance matters. - Review and advise on earnings releases, investor p...

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Posted On Sep 10, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Tax - Employee Benefits & Executive Compensation Tax - International Corporate - General Tax - General
Job Tags:
acquisitions and divestitures actors corporate transactions Energy equity equity financing finance fraud Genetics health insurance Intellectual Property Litigation marketing Privacy Securities securities laws Software
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Tax - Employee Benefits & Executive Compensation Tax - International Corporate - General Tax - General
Job Tags:
acquisitions and divestitures actors corporate transactions Energy equity equity financing finance fraud Genetics health insurance Intellectual Property Litigation marketing Privacy Securities securities laws Software

Legal Counsel, Corporate & Securities Job Responsibilities: - Build and scale... Equity Plan Manager. - Drive transaction readiness and compliance efforts, including developing and maintaining policies, procedures, and training initiatives. - Provide legal support for corporate transactions, such as securities offerings, financings, investments, acquis......

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Posted On Sep 10, 26
Full-time Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors Capital Markets child corporate governance equity Insurance NYSE Securities securities laws spouse Visa work permit
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors Capital Markets child corporate governance equity Insurance NYSE Securities securities laws spouse Visa work permit

Sr. Corporate Counsel - Securities Job Responsibilities: - Support the Board... of Directors and Board committees, including preparation of agendas, minutes, and presentation materials. - Update committee charters and ensure familiarity with NYSE rules regarding board independence and committee functions. - Assist the Committee...

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Posted On Sep 09, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Securities

Title: Senior Counsel - Securities Job Responsibilities: The Senior Counsel... - Securities at the company is... legal support related to securities law and SEC reporting.... a wide range of securities law issues, ensuring compliance... and supporting the company’s securities transactions and reporting obligations.......

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Posted On Sep 09, 26
Full-time
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Securities

on matters related to securities and securitizations, particularly focusing... Advise on compliance with securities laws and regulations. - Draft,... negotiate documentation for capital markets transactions. - Collaborate with various departments to ensure legal compliance in securities and securitization activities. - Conduct... legal researc...

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Posted On Sep 09, 26
Full-time 1 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Corporation Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Corporation Securities

Counsel, Corporate Governance and Securities Job Responsibilities The Senior Counsel,... Corporate Governance and Securities will be responsible for... a variety of legal duties and obligations within the company. Key responsibilities include: - Advising on corporate records. - Ensuring compliance with securities laws and...

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Posted On Sep 09, 26
Full-time Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors Capital Markets child corporate governance directors equity Insurance NYSE Securities securities laws spouse
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors Capital Markets child corporate governance directors equity Insurance NYSE Securities securities laws spouse

Sr. Corporate Counsel - Securities Job Responsibilities: As a Sr. Corporate... Counsel - Securities, you will be part... of a lean and collaborative legal team, providing assistance and support to executive-level clients. Your responsibilities will include: - Board and Committee Matters: Supporting the...

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Posted On Sep 09, 26
Full-time Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors Capital Markets corporate governance equity NYSE Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors Capital Markets corporate governance equity NYSE Securities securities laws

Sr. Corporate Counsel - Securities Job Responsibilities: As a Sr. Corporate... Counsel in the Securities division, you will be... part of a lean and collaborative legal team, providing comprehensive legal support to internal executive-level clients. This role involves juggling a variety of...

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Posted On Sep 09, 26
Full-time Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets Case Law contracts equity FINRA Investment Banking licensing Litigation M&A Rule 144A securities laws tender offers
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets Case Law contracts equity FINRA Investment Banking licensing Litigation M&A Rule 144A securities laws tender offers

dealer manager agreements, rep letters, NDAs, and other relevant documents. - Review registration statements, offering memorandum, counsel opinions, accountant comfort letters, and other transaction documents related to public and private offerings of securities. - Provide guidance and... subject matter expe...

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Posted On Sep 08, 26
Full-time 1 views Experience : 5-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance finance government affairs marketing NASDAQ Securities Securities Act of 1933 securities laws stage
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance finance government affairs marketing NASDAQ Securities Securities Act of 1933 securities laws stage

Job Title: Senior Counsel, Securities Job Responsibilities: - Lead the preparation,... review, and filing of SEC reports and disclosures, including Forms 10-Ks, 10-Qs, 8-Ks, Registration Statements, and other security filings. - Assist in the preparation of proxy statements and coordinate logistical matters related...

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Posted On Sep 08, 26
Full-time Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements board of directors closing documents corporate governance corporate transactions directors divestitures due diligence export control fiduciary finance Government Insurance Joint Ventures letters of intent mergers Mergers and Acquisitions NASDAQ refugees Securities Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements board of directors closing documents corporate governance corporate transactions directors divestitures due diligence export control fiduciary finance Government Insurance Joint Ventures letters of intent mergers Mergers and Acquisitions NASDAQ refugees Securities Securities Exchange Act of 1934 securities laws

Title Corporate Attorney Job Responsibilities - Advise senior leaders, executive officers, the Board of Directors, and Board committees on corporate governance matters. - Support the preparation of Board and committee materials, including agendas, resolutions, minutes, written consents, and governance documentation....

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Posted On Sep 08, 26
Full-time 1 views Experience : 4-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management ETFs family finance investment management mergers Mutual Funds SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management ETFs family finance investment management mergers Mutual Funds SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Title: Legal Counsel Job Responsibilities: - Serve as a trusted legal advisor within the company's Legal team, providing practical, business-focused legal guidance on registered investment products and related regulatory matters. - Partner closely with colleagues across Product, Investments, Compliance, Finance, Distribution, and other...

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Posted On Sep 07, 26
Full-time Experience : Min 7 yrs required
Practice Area:
Litigation - Securities Litigation - Defense Litigation - Mergers & Acquisitions/Hostile Takeovers - Defense
Job Tags:
brokers Case Law civil litigation corporate governance Corporate Law criminal data privacy equity fiduciary duty Insurance Litigation pleadings Private Securities Litigation Reform Act PSLRA Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws shareholder derivative suits shareholder litigation
Practice Area:
Litigation - Securities Litigation - Defense Litigation - Mergers & Acquisitions/Hostile Takeovers - Defense
Job Tags:
brokers Case Law civil litigation corporate governance Corporate Law criminal data privacy equity fiduciary duty Insurance Litigation pleadings Private Securities Litigation Reform Act PSLRA Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws shareholder derivative suits shareholder litigation

the company’s defense across securities class actions, shareholder derivative... and related complex civil litigation. This role involves: - Managing securities class actions under the... Securities Act of 1933 and... the Securities Exchange Act of 1934,... including pleadings strategy, discovery, motions practice...

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Posted On Sep 07, 26
Full-time 2 views Experience : 7-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions data privacy directors due diligence Employment Discrimination equity Equity Compensation finance insurance coverage M&A Mergers and Acquisitions NASDAQ SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws Software Workplace Violence
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions data privacy directors due diligence Employment Discrimination equity Equity Compensation finance insurance coverage M&A Mergers and Acquisitions NASDAQ SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws Software Workplace Violence

a publicly traded company, providing leadership and advice on several critical areas including . securities law compliance, SEC reporting... and disclosure obligations, corporate governance, insider trading compliance, executive compensation disclosures, and Board of Directors activities. The attorney will work clo...

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Posted On Sep 07, 26
Full-time 2 views Experience : 10-18 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action agreements asset management banking board of directors Commercial Contracts contracts corporate governance data security Employee Retirement Income Security Act Employment Law ERISA fiduciary finance Financial Institutions Insurance investment management licensing agreements Litigation LLC marketing mergers operating agreements Partnership pension Privacy regulatory compliance Securities securities laws trusts wealth management
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action agreements asset management banking board of directors Commercial Contracts contracts corporate governance data security Employee Retirement Income Security Act Employment Law ERISA fiduciary finance Financial Institutions Insurance investment management licensing agreements Litigation LLC marketing mergers operating agreements Partnership pension Privacy regulatory compliance Securities securities laws trusts wealth management

to the CEO and works closely with executive leadership and business units to support growth, manage risk, and ensure compliance with applicable laws and regulations. The key... responsibilities include: - Legal Leadership & Strategy: Serving as the chief legal advisor t...

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Posted On Sep 07, 26
Full-time 1 views
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets child employee benefits equity finance Government Immigration Insurance NYSE pension SEC filings Securities securities laws special projects stock exchange title Women
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets child employee benefits equity finance Government Immigration Insurance NYSE pension SEC filings Securities securities laws special projects stock exchange title Women

Title: Senior Counsel - Securities Job Description: Legal Counsel About Us Company is... a financial services organization that values hard work, innovative thinking, and personal accountability. They embrace a diverse workforce and offer an environment where employees can balance their careers, families, and personal...

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Posted On Sep 07, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - General
Job Tags:
agreements artificial intelligence Disability Benefits equity Insurance investment management partnerships regulatory compliance securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - General
Job Tags:
agreements artificial intelligence Disability Benefits equity Insurance investment management partnerships regulatory compliance securities laws

and senior management teams on regulatory matters arising under the Investment Advisers Act and other applicable securities laws and regulations. - Lead... and contribute to strategic business initiatives, including digital advice programs, technology-driven solutions and tools (Fintech), industry partnerships, the ad...

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Posted On Sep 11, 26
Full-time Experience : Min 10 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General

on core federal banking laws, including prudential, safety and... soundness, corporate governance, affiliate transactions, investment, and permissible activity requirements applicable to the company's operations and strategic initiatives. - Assist with regulatory approvals, applications, notices, and filings for new activities, products, services,...

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