Compliance Attorney Jobs in Pennsylvania

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Compliance Attorney Jobs in Pennsylvania - Related Job Titles

United States
Full-time

and provide legal advice regarding broker-dealer and mutual fund distribution, including regulatory and compliance issues. - Communicate and interact... with clients, outside counsel, service providers, and others regarding contract terms and conditions. - Keep abreast of regulatory developments impacting the company's subsidiary...

Full-time Experience : 6-10 yrs required

commercial, and strategic issues within the company. Key responsibilities include: - Drafting, reviewing, interpreting, and negotiating a variety of contracts and other legal documents for Canada and the United States, ensuring legal compliance and risk mitigation. -... Mastering and re...

Full-time 1 views Experience : 3-5 yrs required

range of commercial, corporate, compliance, and operational matters. - Draft,... review, negotiate, and manage a wide variety of commercial agreements, including SaaS subscriptions, software licenses, professional services agreements, vendor contracts, NDAs, partnership agreements, and customer-facing contracts. - Offer day-to-day legal support to...

Full-time Experience : Min 3 yrs required

Job Title: Attorney - Rulemakings and Releases... Legal Review Job Responsibilities: As an Attorney - Rulemakings and Releases... Legal Review within the Division of Trading and Markets (TM), your primary responsibilities will include: - Performing legal review of draft rulemakings, orders, and other...

Full-time

Title: Market Abuse Unit Attorney Job Responsibilities: As a Market Abuse... Unit Attorney, the primary responsibilities include: -... Conducting complex investigations into potential violations of federal securities laws, focusing on market manipulation, insider trading, front-running, cherry picking, hack-to-trade schemes, and violations by market-related...

Full-time 1 views Experience : 3-8 yrs required

Title: Employment Counsel Job Responsibilities: - Serve as a trusted legal advisor to the Human Resources and business leadership on complex and sensitive employment matters. - Translate evolving federal, state, and applicable Canadian employment requirements into practical, business-focused guidance. - Help the company proactively...

Full-time Experience : Min 5 yrs required

Company is seeking an Attorney to join the Regulatory... Counsel Team within the Compliance department at the Bala... to support the company's compliance program and interacts closely... with trading, technology, operations, and legal teams, as well as with external regulators...

Full-time 1 views Experience : 3-7 yrs required

Job Title: Associate Attorney – Commercial Transportation/Litigation -... Remote from PA Job Responsibilities: - Manage a diverse caseload from inception through resolution, ensuring effective legal representation for clients. - Conduct case evaluations, develop litigation strategies, and provide clients with risk assessment and potential...

Full-time Experience : Min 7 yrs required

Title: Associate Managing Director and Assistant General Counsel, Corporate Transactions & Governance Job Responsibilities: - Support the corporate governance responsibilities of the group, including subsidiary and affiliated entity governance as well as network governance matters. - Advise on and execute a wide range...

Full-time Experience : Min 8 yrs required

Title: Assistant General Counsel, Contracting & Technology Job Responsibilities: - Serve as a trusted legal advisor, reporting to the Head of the Technology and IP group. - Draft and negotiate complex technology transactions, focusing on data privacy and information security. - Lead legal negotiations...

Full-time Experience : 4-7 yrs required

Job Title: Private Funds Attorney Job Responsibilities: - Oversee outside counsel... in drafting, reviewing, and negotiating operative documents such as limited partnership agreements, LLC agreements, subscription agreements, private placement memoranda, and other ancillary documents for the company's closed end and evergreen commingled...

Full-time

Title: Legal Contracts and Compliance Specialist Job Responsibilities: - Draft, review,... and research to company business units concerning broker-dealer and mutual fund distribution, addressing related regulatory and compliance issues. - Communicate with clients,... outside counsel, service providers, and other stakeholders regarding contract terms...

Full-time Experience : Min 8 yrs required

Title: Workers’ Compensation Counsel Job Responsibilities: - Litigation: Oversee civil actions involving workers’ compensation disputes across the country, including extra-contractual and bad faith issues. Manage relationships with outside counsel and third-party administrators. Provide strategic direction for litigation, assist with discovery and deposition...

Full-time Experience : Max 5 yrs required

Job Title Associate Attorney Job Responsibilities The Associate Attorney will... school districts. The primary responsibilities include: - Conducting thorough research on education statutes to ensure compliance and provide informed legal... advice. - Attending school board meetings to offer legal insights and guidance on various is...

Full-time Experience : Min 3 yrs required

local tax practice. - Advise clients on transactional tax planning, ensuring compliance with applicable laws and... regulations. - Provide expertise and guidance on energy project finance and infrastructure transactions, leveraging specific industry knowledge. - Work collaboratively with other members of the tax p...

Full-time 1 views Experience : Min 8 yrs required

within a multi-state organization, primarily focusing on operations in California. This role is stationed in Central California and offers strategic legal counsel on a wide array of employment, labor, workplace compliance, and workforce management issues.... Under the guidance of the...

Full-time Experience : Min 12 yrs required

and Sexual Harassment/Discrimination Law Attorney Job Responsibilities: - Handle... a personal caseload of approximately 40+ cases, taking ownership and leading with confidence. - Represent clients in cases related to sexual harassment, discrimination, wage and hour, and whistleblower matters. - Work...

Full-time 1 views Experience : 3-5 yrs required

Title: Capital Markets Associate (Mid-Level) Job Responsibilities: The Capital Markets Associate will be part of the Capital Markets group within the Business & Finance - Global Corporate department. Key responsibilities include representing underwriters, issuers, and placement agents in various securities offerings such...

Full-time Experience : 3-5 yrs required

Title: Capital Markets Associate (Mid-Level) Job Responsibilities: The role involves working as a mid-level associate within the Capital Markets group. The primary responsibilities include representing underwriters, issuers, and placement agents in Initial Public Offerings (IPOs), follow-on public offerings, private placements, and other...

Posted On Oct 07, 26
Full-time Experience : 1-8 yrs required

dynamic and dedicated Associate Attorney to join their legal... team in Philadelphia, PA. This role offers an exciting opportunity to work on sophisticated litigation cases, primarily in the professional negligence field. The position involves developing cases from outset to trial,...

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