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Corporate Regulatory Jobs in Cornelius

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United States
Posted On Sep 16, 26
Full-time 15 views Experience : 4-9 yrs required
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - M&A Data Privacy - Transactional Tax - M&A and Transactions
Job Tags:
agreements contracts corporate governance Cybersecurity data privacy Data Protection due diligence employee benefits finance Insurance licensing Litigation M&A Partnership Privacy
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - M&A Data Privacy - Transactional Tax - M&A and Transactions
Job Tags:
agreements contracts corporate governance Cybersecurity data privacy Data Protection due diligence employee benefits finance Insurance licensing Litigation M&A Partnership Privacy

Job Title: Sr Corporate Attorney Job Responsibilities: The Senior Corporate... Attorney at the company... will act as the primary in-house legal resource responsible for various aspects of commercial contracting, NDA management, legal entity governance, and maintaining legal operations hygiene. This role is...

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Posted On Jul 07, 26
Full-time 4 views Experience : Min 4 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General IP_ - Trademark/Copyright-Transaction Corporate - General
Job Tags:
affordable housing emerging technologies Intellectual Property NYSE Privacy Software technology transactions
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General IP_ - Trademark/Copyright-Transaction Corporate - General
Job Tags:
affordable housing emerging technologies Intellectual Property NYSE Privacy Software technology transactions

Job Title: Corporate Counsel – Product &... Technology Job Responsibilities: - Act as embedded product counsel for technology products, platforms, and digital experiences, partnering with cross-functional stakeholders throughout the product lifecycle to identify risks early, enable compliant product design, and support scalable...

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Posted On Sep 05, 26
Full-time 6 views Experience : Min 5 yrs required
Practice Area:
Nonprofit / Charities Law Tax - Exempt Organization Tax - Controversy and Dispute Resolution Tax - General
Job Tags:
acquisitions agreements equity family fiduciary Insurance Joint Ventures LLC mergers trusts
Practice Area:
Nonprofit / Charities Law Tax - Exempt Organization Tax - Controversy and Dispute Resolution Tax - General
Job Tags:
acquisitions agreements equity family fiduciary Insurance Joint Ventures LLC mergers trusts

status and ongoing compliance. Provide guidance on IRS filings, including Form 1023 and Form 990. Counsel on UBTI, private foundation rules, and intermediate sanctions. Advise on governance and regulatory requirements. - Transactional & General... Tax Matters: Support mergers, acquisitions, restructurings,...

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Posted On Sep 11, 26
Full-time 38 views Experience : Min 10 yrs required
Practice Area:
Government Contracts Government - General
Job Tags:
agreements bid protests contracts family Government government procurement Insurance LLC spectrum trusts
Practice Area:
Government Contracts Government - General
Job Tags:
agreements bid protests contracts family Government government procurement Insurance LLC spectrum trusts

Washington, . Practice Area: Corporate Open Date: Wednesday, October... 9, 2024 Job Function: Legal Firm: **Members Only.** The Position **Members Only.**, a full-service law firm with over 350 lawyers and technical professionals,...

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Posted On Sep 29, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Finance - Banking Finance - General Corporate - M&A Corporate - General Corporate - Compliance Corporate - Contract Law
Job Tags:
agreements banking Government Investment Banking Litigation regulatory compliance shareholders syndicated credit agreements
Practice Area:
Finance - Banking Finance - General Corporate - M&A Corporate - General Corporate - Compliance Corporate - Contract Law
Job Tags:
agreements banking Government Investment Banking Litigation regulatory compliance shareholders syndicated credit agreements

Legal Counsel - Global Corporate and Investment Banking Job Responsibilities: -... support to the Global Corporate and Investment Banking (GCIB)... Enterprise Credit and Corporate Banking business on legal,... regulatory, and commercial matters related... to syndicated loan products. - Review and negotiate legal documents...

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Posted On Jun 19, 26
Full-time 17 views Experience : Min 7 yrs required
Practice Area:
Finance - Banking Fintech & Blockchain Corporate - Compliance Finance - General Corporate - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa
Practice Area:
Finance - Banking Fintech & Blockchain Corporate - Compliance Finance - General Corporate - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa

Title: Assistant General Counsel, Executive Director: Wealth Banking, Cash Management & Digital Assets Job Responsibilities: The Assistant General Counsel, Executive Director will serve as a senior legal advisor within the Wealth & Investment Management Division of the Legal Department at the...

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Posted On Sep 08, 26
Full-time 14 views Experience : Min 10 yrs required
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management

General Counsel – Broker-Dealer Regulatory Compliance Job Responsibilities: -... compliance with applicable rules, regulations, and legal risks impacting brokerage and investment advisory activities. - Review, revise, and develop internal policies and procedures in response to business initiatives and regulatory developments...

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Posted On Jun 26, 26
Full-time 8 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The role of Senior Counsel involves providing legal support to the Wealth and Investment Management (WIM) division, specifically focusing on the distribution of registered investment...

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Posted On Jul 07, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol artificial intelligence banking children Code of Conduct derivatives Disability Benefits ETFs FINRA health benefits Insurance Investment Advisers Act of 1940 investment management marketing Mutual Funds Privacy Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol artificial intelligence banking children Code of Conduct derivatives Disability Benefits ETFs FINRA health benefits Insurance Investment Advisers Act of 1940 investment management marketing Mutual Funds Privacy Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: - Advise on the distribution of mutual funds, ETFs, and other registered products, ensuring compliance with FINRA rules and SEC regulations. - Provide legal support for the distribution...

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Posted On Sep 14, 26
Full-time 3 views Experience : 3-7 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws

to financial services firms, asset managers, and investment funds. - Duties include advising on a variety of fund structures and regulatory matters, such as cross-border... registration, regulatory examinations and enforcement, broker-dealer... issues, and matters involving blockchain and digital assets. - The assoc...

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Posted On Jul 26, 26
Part-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Fintech & Blockchain Finance - General Corporate - General
Job Tags:
agreements contracts distribution agreements Energy equity Ethics family federal government Government hospitals Intellectual Property licensing agreements public sector telecom
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Fintech & Blockchain Finance - General Corporate - General
Job Tags:
agreements contracts distribution agreements Energy equity Ethics family federal government Government hospitals Intellectual Property licensing agreements public sector telecom

Title: Commercial Counsel - Independent Contractor (Part-Time) Job Responsibilities: The role of Commercial Counsel as an Independent Contractor involves several key responsibilities. The contractor will be tasked with preparing responses to Requests for Proposals and handling the negotiation, interpretation, and administration of...

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Posted On Jul 30, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Financial Services Regulation Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Financial Services Regulation Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

commodity derivatives, swap dealer and banking regulations, and related risks in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot and forward transactions, leasing arrangements, financing, purchase and sale agreements, and handle related regulatory, documentation, and project-related lega......

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Posted On Sep 14, 26
Full-time 2 views Experience : 8-8 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Finance - Structured Finance Finance - Banking Finance - General
Job Tags:
Article 9 banking Capital Markets Commercial Finance criminal Data Protection Deferred Compensation equity family finance financial products Insurance Joint Ventures lending licensing Litigation Partnership partnerships Privacy regulatory compliance Secured lending Securities securitization Syndication title UCC Workouts
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Finance - Structured Finance Finance - Banking Finance - General
Job Tags:
Article 9 banking Capital Markets Commercial Finance criminal Data Protection Deferred Compensation equity family finance financial products Insurance Joint Ventures lending licensing Litigation Partnership partnerships Privacy regulatory compliance Secured lending Securities securitization Syndication title UCC Workouts

Title: Corporate Counsel - Financial Services Job... Responsibilities: - Finance, Lending, and Strategic Transactions: Support commercial finance, secured lending, dealer and fleet documentation, workouts, restructurings, customer-facing financial products, and strategic transactions, including new business models, joint ventures, and strategic partnerships. - Commercial Contracting...

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Posted On Sep 16, 26
Full-time 4 views Experience : 3-5 yrs required
Practice Area:
Finance - Banking Finance - General Corporate - Contract Law Corporate - General Real Estate - Finance Real Estate- Commercial Transactions Real Estate - General
Job Tags:
Bank Secrecy Act banking Commercial Lending commercial real estate due diligence eminent domain equity Ethics family FCPA FINRA Incorporation Insurance lending licensing OFAC pension Secured lending stage title UCC Uniform Commercial Code
Practice Area:
Finance - Banking Finance - General Corporate - Contract Law Corporate - General Real Estate - Finance Real Estate- Commercial Transactions Real Estate - General
Job Tags:
Bank Secrecy Act banking Commercial Lending commercial real estate due diligence eminent domain equity Ethics family FCPA FINRA Incorporation Insurance lending licensing OFAC pension Secured lending stage title UCC Uniform Commercial Code

Title: Commercial Lending Attorney Job Responsibilities: - Provide legal advice to commercial lending business lines on commercial loan transactions, including complex real estate and title issues, UCC reviews, and legal documentation. - Draft and review loan documents for use in internal commercial loan...

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Posted On Sep 17, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Corporate - Compliance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
Capital Markets finance lease lending Litigation Partnership stage
Practice Area:
Corporate - Compliance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
Capital Markets finance lease lending Litigation Partnership stage

as the company grows and evolves in the consumer-finance business. - Primary responsibility for managing consumer litigation and arbitration, regulatory examinations and investigations, enforcement... matters, and escalated legal complaints. - Manage matters from initial assessment through resolution, including internal fact development, discove...

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Posted On Sep 17, 26
Full-time 3 views Experience : Max 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General Finance - Financial Services Regulation Finance - General
Job Tags:
agreements asset management derivatives family FINRA H-1B Insurance ISDA regulatory compliance securities laws shareholders Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General Finance - Financial Services Regulation Finance - General
Job Tags:
agreements asset management derivatives family FINRA H-1B Insurance ISDA regulatory compliance securities laws shareholders Visa

business. Key responsibilities include: Regulatory Advisory: - Advising on . regulatory frameworks such as Dodd-Frank,... SEC and CFTC rules, Investment Advisers Act, FINRA, and state securities laws. - Monitoring regulatory developments across derivatives, trading,... and advisory, and assessing their impact on business practi...

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Posted On Sep 17, 26
Full-time 4 views Experience : Max 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements asset management derivatives family FINRA H-1B Insurance ISDA regulatory compliance securities laws shareholders Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements asset management derivatives family FINRA H-1B Insurance ISDA regulatory compliance securities laws shareholders Visa

business. - Advise on . regulatory frameworks including Dodd-Frank, SEC... Act, FINRA and state securities laws. - Monitor regulatory developments across derivatives, trading,... and advisory and assess their impact on business practices and documentation. - Provide guidance on cross-border regulatory requirements, including EMI...

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Posted On Sep 30, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Fintech & Blockchain
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Fintech & Blockchain
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Counsel - Strategic Initiatives Regulatory Counsel Job Responsibilities: The Senior Associate... the Operations, Technology, and Regulatory Team at the company,... initiatives and core bank regulatory matters. This role is... banking regulation, emerging technology, digital assets, payments, and corporate strategy. The primary responsibili......

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Posted On Jul 03, 26
Full-time 11 views Experience : Min 10 yrs required
Practice Area:
Corporate - Contract Law Corporate - M&A Corporate - Technology Transactions Corporate - Compliance Corporate - Private Equity Intellectual Property - Patent General Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Corporate - General Employment Law - General
Job Tags:
acquisitions agreements Commercial Law confidentiality agreements Copyright corporate compliance corporate governance due diligence Employment Law Ethics Hardware Insurance Intellectual Property invention lease Litigation mergers Mergers and Acquisitions Partnership Patent Privacy regulatory compliance renewals Restrictive Covenants Software Trademark warranty
Practice Area:
Corporate - Contract Law Corporate - M&A Corporate - Technology Transactions Corporate - Compliance Corporate - Private Equity Intellectual Property - Patent General Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Corporate - General Employment Law - General
Job Tags:
acquisitions agreements Commercial Law confidentiality agreements Copyright corporate compliance corporate governance due diligence Employment Law Ethics Hardware Insurance Intellectual Property invention lease Litigation mergers Mergers and Acquisitions Partnership Patent Privacy regulatory compliance renewals Restrictive Covenants Software Trademark warranty

legal guidance to support business objectives while managing legal and commercial risks. This role encompasses a wide array of legal matters, including but not limited to commercial contracting, intellectual property, corporate governance, compliance, litigation, employment... law, and mergers and acqui...

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Posted On Jul 31, 26
Full-time 2 views Experience : 5-7 yrs required
Practice Area:
Corporate - General Corporate - Contract Law Corporate - Compliance Construction/Developer-Agreements & Transactions Construction - General Government Contracts Administrative Law Government - General
Job Tags:
agreements Commercial Law commercial real estate construction Construction Law contracts corporate contracts corporate governance Corporate Law depositions directors Energy finance FOIA Government Insurance intellectual property rights Labor and Employment licensing Litigation local government Media Natural Resources Partnership Privacy public sector regulatory compliance
Practice Area:
Corporate - General Corporate - Contract Law Corporate - Compliance Construction/Developer-Agreements & Transactions Construction - General Government Contracts Administrative Law Government - General
Job Tags:
agreements Commercial Law commercial real estate construction Construction Law contracts corporate contracts corporate governance Corporate Law depositions directors Energy finance FOIA Government Insurance intellectual property rights Labor and Employment licensing Litigation local government Media Natural Resources Partnership Privacy public sector regulatory compliance

Job Title: Corporate Legal Counsel Job Responsibilities: The Corporate... Legal Counsel will support... United States on contracts, corporate governance, and regulatory compliance... ensure compliance, and support business objectives. Key responsibilities include: - Corporate Governance & Regulatory Compliance:... - Support Operations and Central...

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