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Financial Products Jobs in Mooresville

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United States
Posted On Sep 16, 26
Full-time 3 views Experience : 5-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Finance - Banking Finance - General
Job Tags:
agreements Collective Bargaining corporate governance credit agreements credit facilities due diligence equity family finance health insurance NYSE Partnership restructuring SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws Transportation
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Finance - Banking Finance - General
Job Tags:
agreements Collective Bargaining corporate governance credit agreements credit facilities due diligence equity family finance health insurance NYSE Partnership restructuring SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws Transportation

Title: Experienced Attorney - Corporate Governance, Securities, and Finance Job Responsibilities: - Provide regular legal advice and assistance on corporate governance matters, ensuring compliance with federal and state statutory requirements, and NYSE or other listing requirements related to governance practices and...

Posted On Sep 14, 26
Full-time 2 views Experience : 8-8 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Finance - Structured Finance Finance - Banking Finance - General
Job Tags:
Article 9 banking Capital Markets Commercial Finance criminal Data Protection Deferred Compensation equity family finance financial products Insurance Joint Ventures lending licensing Litigation Partnership partnerships Privacy regulatory compliance Secured lending Securities securitization Syndication title UCC Workouts
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Finance - Structured Finance Finance - Banking Finance - General
Job Tags:
Article 9 banking Capital Markets Commercial Finance criminal Data Protection Deferred Compensation equity family finance financial products Insurance Joint Ventures lending licensing Litigation Partnership partnerships Privacy regulatory compliance Secured lending Securities securitization Syndication title UCC Workouts

Title: Corporate Counsel - Financial Services Job Responsibilities: - Finance, Lending,... documentation, workouts, restructurings, customer-facing financial products, and strategic transactions,... including new business models, joint ventures, and strategic partnerships. - Commercial Contracting and Operational Support: Advise on a broad range of commercial matters,...

Posted On Jun 19, 26
Full-time 17 views Experience : Min 7 yrs required
Practice Area:
Finance - Banking Fintech & Blockchain Corporate - Compliance Finance - General Corporate - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa
Practice Area:
Finance - Banking Fintech & Blockchain Corporate - Compliance Finance - General Corporate - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa

Title: Assistant General Counsel, Executive Director: Wealth Banking, Cash Management & Digital Assets Job Responsibilities: The Assistant General Counsel, Executive Director will serve as a senior legal advisor within the Wealth & Investment Management Division of the Legal Department at the...

Posted On Aug 03, 26
Full-time 1 views
Practice Area:
Finance - Banking Finance - General
Job Tags:
banking domestic partner financial products mother Privacy Women
Practice Area:
Finance - Banking Finance - General
Job Tags:
banking domestic partner financial products mother Privacy Women

Title: Attorney - Global Banking Job Responsibilities: The Attorney - Global Banking position entails a range of responsibilities primarily focused on providing legal support and guidance within the banking sector. The attorney will be expected to: - Provide legal advice and support...

Posted On Aug 26, 26
Full-time 1 views Experience : 10-10 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Finance - Financial Services Regulation Finance - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Finance - Financial Services Regulation Finance - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership

Title: AVP, Sr. Counsel, Broker-Dealer and Investment Advisor Job Responsibilities: - Provide strategic legal counsel, regulatory guidance, and practical business support for distribution-related activities across the company. - Partner closely with Legal, Compliance, Operations, Enterprise Brand, Advertising and Marketing, Enterprise Producer Solutions Operations,...

Posted On Sep 16, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Consumer Finance- Defense Litigation - Financial Services - Defense Finance - Financial Services Regulation Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Consumer Finance- Defense Litigation - Financial Services - Defense Finance - Financial Services Regulation Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: The... Consumer Financial Services Regulatory Associate will... include: - Providing legal advice and guidance on federal and state consumer protection laws as they relate to credit (primarily non-mortgage) and payment products. - Advising fintech companies...

Posted On Sep 01, 26
Full-time 10 views Experience : Min 5 yrs required
Practice Area:
Litigation - Mass Torts - Defense Litigation - eDiscovery General Litigation - Document Review Litigation - Class Actions - Defense
Job Tags:
consumer protection depositions Insurance Litigation mass torts special projects
Practice Area:
Litigation - Mass Torts - Defense Litigation - eDiscovery General Litigation - Document Review Litigation - Class Actions - Defense
Job Tags:
consumer protection depositions Insurance Litigation mass torts special projects

Title: Paralegal Job Responsibilities: The Paralegal will play a crucial role in supporting the Mass Torts Practice Group at the law firm, focusing specifically on consumer protection litigation defense for manufacturers. The candidate will be responsible for various aspects of litigation, including: -...

Posted On Sep 17, 26
Full-time 5 views Experience : 6-10 yrs required
Practice Area:
Finance - General Finance - Banking
Job Tags:
closing documents due diligence finance Financial Institutions Insurance International Law LLC Partnership Securities security agreements UCC
Practice Area:
Finance - General Finance - Banking
Job Tags:
closing documents due diligence finance Financial Institutions Insurance International Law LLC Partnership Securities security agreements UCC

Title: Paralegal: Finance Job Responsibilities: The Paralegal: Finance at the law firm provides essential support to attorneys engaged in a high-volume, deadline-driven finance practice. This role encompasses a variety of responsibilities that span the entire transaction process, ensuring efficient and effective support....

Posted On Sep 08, 26
Full-time 14 views Experience : Min 10 yrs required
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management

support for the company's financial services business, offering legal... analysis and advice related to compliance with applicable rules, regulations, and legal risks impacting brokerage and investment advisory activities. - Review, revise, and develop internal policies and procedures in response to...

Posted On Jun 26, 26
Full-time 8 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

support to the Wealth and Investment Management (WIM) division, specifically focusing on the distribution of registered investment companies and private investment funds. The responsibilities include: - Advising on the distribution of mutual funds, ETFs, and other registered products, ensuring complianc...

Posted On Aug 20, 26
Full-time 5 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets employee benefits finance Insurance Securities securitization structured finance
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets employee benefits finance Insurance Securities securitization structured finance

& Public Company Advisory department is seeking a mid-level to senior associate to join their team. The primary responsibilities of this role include: - Providing substantial expertise in securitization, structured finance, structured products, corporate, and/or real estate... sectors. - Engaging in transacti...

Posted On Jul 07, 26
Full-time 3 views Experience : 4-8 yrs required
Practice Area:
Finance - Banking Fintech & Blockchain Finance - General
Job Tags:
agreements alcohol artificial intelligence banking banking laws children Code of Conduct derivatives Disability Benefits equity health benefits Insurance investment management Privacy Visa wealth management
Practice Area:
Finance - Banking Fintech & Blockchain Finance - General
Job Tags:
agreements alcohol artificial intelligence banking banking laws children Code of Conduct derivatives Disability Benefits equity health benefits Insurance investment management Privacy Visa wealth management

Title: Assistant General Counsel, Executive Director: Wealth Banking, Cash Management & Digital Assets Job Responsibilities: The Assistant General Counsel, Executive Director, is responsible for leading the legal team that supports Wealth Banking, Cash Management, and Digital Assets at the company. Key...

Posted On Jul 07, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol artificial intelligence banking children Code of Conduct derivatives Disability Benefits ETFs FINRA health benefits Insurance Investment Advisers Act of 1940 investment management marketing Mutual Funds Privacy Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol artificial intelligence banking children Code of Conduct derivatives Disability Benefits ETFs FINRA health benefits Insurance Investment Advisers Act of 1940 investment management marketing Mutual Funds Privacy Securities Act of 1933 Securities Exchange Act of 1934 Visa

ETFs, and other registered products, ensuring compliance with FINRA... rules and SEC regulations. - Provide legal support for the distribution of private funds, including private placements under Regulation D and offshore offerings. - Draft, review, and negotiate distribution-related agreements, including selling agr...

Posted On Jul 08, 26
Full-time 3 views Experience : 4-8 yrs required
Practice Area:
Finance - Banking Fintech & Blockchain Finance - General
Job Tags:
agreements alcohol artificial intelligence banking banking laws children Code of Conduct derivatives Disability Benefits equity health benefits Insurance investment management Privacy Visa wealth management
Practice Area:
Finance - Banking Fintech & Blockchain Finance - General
Job Tags:
agreements alcohol artificial intelligence banking banking laws children Code of Conduct derivatives Disability Benefits equity health benefits Insurance investment management Privacy Visa wealth management

Title: Assistant General Counsel, Executive Director: Wealth Banking, Cash Management & Digital Assets Job Responsibilities: - Lead and manage a team of attorneys providing legal support for wealth banking and digital assets. - Advise senior business leaders on strategic initiatives, product development, and...

Posted On Jul 30, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Financial Services Regulation Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Financial Services Regulation Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

commodity derivatives, swap dealer and banking regulations, and related risks in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot... and forward transactions, leasing arrangements, financing, purchase and sale agreements, and handle related regulatory, documentation, and project-related lega...

Posted On Aug 19, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Finance - Banking Finance - General
Job Tags:
agreements banking Commercial Finance Government security agreements shareholders syndicated credit agreements
Practice Area:
Finance - Banking Finance - General
Job Tags:
agreements banking Commercial Finance Government security agreements shareholders syndicated credit agreements

Provide legal counsel on products, services, regulatory matters, and... commercial credit transactions to support the Commercial Banking business. - Structure, negotiate, and advise on commercial credit arrangements. - Offer specific advice regarding the commercial legal framework. - Partner with business, risk, compliance, and...

Posted On Sep 21, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Litigation - Consumer Finance- Defense
Job Tags:
banking Bankruptcy Case Law Corporation Deferred Compensation finance Government Insurance Litigation pension Software
Practice Area:
Litigation - Consumer Finance- Defense
Job Tags:
banking Bankruptcy Case Law Corporation Deferred Compensation finance Government Insurance Litigation pension Software

Title: Litigator Job Responsibilities: - Provide significant internal client legal support on a day-to-day basis. - Assess legal risk and provide legal advice to assist in resolving legal problems that may represent potential exposure to the company. - Keep abreast of legislation, regulations, and...

Posted On Sep 02, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Finance - Banking Finance - General
Job Tags:
downstream finance lending Letters of Credit upstream Visa
Practice Area:
Finance - Banking Finance - General
Job Tags:
downstream finance lending Letters of Credit upstream Visa

Title: Senior Commercial Loan Closing Specialist - Central Asset Based Lending Portfolio Support (CAPS) Job Responsibilities: - Review highly complex loan documentation. - Onboard new Capital Finance Asset Based Lending (ABL) clients onto the LUCAS loan system and process loan modifications for...

Posted On Sep 07, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Finance - Banking Finance - General
Job Tags:
agreements Commercial Lending due diligence family finance private equity
Practice Area:
Finance - Banking Finance - General
Job Tags:
agreements Commercial Lending due diligence family finance private equity

Title: Industry Closing Manager Job Responsibilities: - The Industry Closing Manager (ICM) plays a critical role in the closing process of complex commercial lending transactions. The ICM manages the due diligence and closing process, reviewing and analyzing sophisticated loan, security, and other...

Posted On Sep 17, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Corporate - Compliance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
Capital Markets finance lease lending Litigation Partnership stage
Practice Area:
Corporate - Compliance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
Capital Markets finance lease lending Litigation Partnership stage

Title: Assistant General Counsel Job Responsibilities: - Lead and manage external legal matters, providing strategic legal counsel as the company grows and evolves in the consumer-finance business. - Primary responsibility for managing consumer litigation and arbitration, regulatory examinations and investigations, enforcement matters, and...

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