Post Jobs Upload Your Resume Log in

Investment Company Act Jobs in Larkspur

120 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. California
  4. Larkspur
  5. Investment Company Act

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Create a Job Alert for this Search

United States
Posted On Jun 29, 26
Full-time 6 views Experience : Min 7 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Intellectual Property - General IP_ - Patent Licensing Cellular Technology Chemistry Biochemistry Biology Biotechnology Molecular Biology Bioengineering Genomics Biophysics Biomechanics Neuroscience Oncology Endocrinology Organic Chemistry Genetics Medicine Intellectual Property - Patent - Life Sciences General Pharmacology Chemical Engineering Corporate - General
Job Tags:
agreements Biotechnology due diligence Insurance Intellectual Property intellectual property rights licensing life sciences Partnership partnerships Patent stage technology transactions
Practice Area:
Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Intellectual Property - General IP_ - Patent Licensing Cellular Technology Chemistry Biochemistry Biology Biotechnology Molecular Biology Bioengineering Genomics Biophysics Biomechanics Neuroscience Oncology Endocrinology Organic Chemistry Genetics Medicine Intellectual Property - Patent - Life Sciences General Pharmacology Chemical Engineering Corporate - General
Job Tags:
agreements Biotechnology due diligence Insurance Intellectual Property intellectual property rights licensing life sciences Partnership partnerships Patent stage technology transactions

legal advisor for the company's Early Research & Development... organization, providing practical, risk-based legal counsel to support research initiatives, external innovation activities, and strategic collaborations. - Partner closely with senior leaders across various functions, including Worldwide Research & Development, Business Development,...

Posted On Sep 08, 26
Full-time 16 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements banking blockchain Capital Markets construction consumer finance cryptocurrency derivatives equity equity financing finance Financial Institutions financial products Insurance insurance coverage Investment Advisers Act of 1940 lending marketing NASDAQ Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements banking blockchain Capital Markets construction consumer finance cryptocurrency derivatives equity equity financing finance Financial Institutions financial products Insurance insurance coverage Investment Advisers Act of 1940 lending marketing NASDAQ Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934

Title: Product Counsel, Crypto Job Responsibilities: - Provide leadership in legal affairs for markets and products, delivering sound advice on federal and state securities, banking, and insurance laws and rules. - Offer day-to-day legal, business, and strategic advice to internal markets-focused teams, addressing...

Posted On Jul 03, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements contracts derivatives due diligence equity ETFs Insurance Investment Company Act investment management ISDA Litigation Mutual Funds pension Profit Sharing Software special projects wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements contracts derivatives due diligence equity ETFs Insurance Investment Company Act investment management ISDA Litigation Mutual Funds pension Profit Sharing Software special projects wealth management

tasked with executing all Investment Company Act paralegal duties... paralegal support across all investment management-related areas within the... company. The Senior Paralegal is... also responsible for assisting the department with various other projects as necessary, including those related to corporate,...

Posted On Sep 14, 26
Full-time 5 views Experience : Min 10 yrs required
Practice Area:
Corporate - Venture Capital/Emerging Companies Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements banking contracts equity family FINRA Harassment Investment Company Act regulatory compliance Securities securities laws startup Venture Capital venture funds
Practice Area:
Corporate - Venture Capital/Emerging Companies Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements banking contracts equity family FINRA Harassment Investment Company Act regulatory compliance Securities securities laws startup Venture Capital venture funds

Title General Counsel Job Responsibilities - Lead, manage, and continue building a multidisciplinary legal and compliance team. - Analyze legal issues through risk assessment, risk management, and pragmatic decision-making lenses, providing actionable solutions rather than merely identifying areas of potential legal...

Posted On Aug 07, 26
Full-time 3 views Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options

& Regulatory Counsel - Investment Products Job Responsibilities: - Own the... investment products portfolio by serving... customers access to non-deposit investment products. This includes advising... across the full product life cycle, supporting new feature development, drafting disclosures, calibrating content for marketing and...

Posted On Sep 18, 26
Full-time 3 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
artificial intelligence asset management directors Domestic Violence ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds Privacy registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
artificial intelligence asset management directors Domestic Violence ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds Privacy registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

within the Corporate Department, your primary responsibility is to provide comprehensive legal advice and guidance to clients concerning registered investment companies. These include mutual... funds, exchange-traded funds (ETFs), listed closed-end funds, interval funds, tender offer funds, and business development com...

Posted On Sep 04, 26
Full-time 6 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

the Private Wealth Public Funds (PWPF) Legal Group. - Assist with project management and fund formation matters and participate in product development of various investment structures across multiple jurisdictions. -... Create and manage registered fund board materials. - Manage regulatory filings, including 8-...

Posted On Aug 11, 26
Full-time 6 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
artificial intelligence health insurance Insurance Investment Advisers Act of 1940 Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws special projects title
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
artificial intelligence health insurance Insurance Investment Advisers Act of 1940 Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws special projects title

compliance operations at the company. This position involves advising... United States securities and investment advisory laws, particularly those... under the Investment Advisers Act of 1940.... The role... to supporting securities and investment advisory matters in international... jurisdictions such as t...

Posted On Aug 25, 26
Full-time 20 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
corporate transactions family fund formation investment management Securities
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
corporate transactions family fund formation investment management Securities

Title: Paralegal II – Investment Funds Job Responsibilities: The Paralegal II... – Investment Funds position involves supporting... within the law firm's Investment Funds practice. The role... related data for multiple investment funds. - Document Management: Updating... and maintaining SharePoint systems and calendars to...

Posted On Sep 04, 26
Full-time 7 views Experience : Min 7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements Capital Markets corporate governance Domestic Violence equity ERISA finance growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements Capital Markets corporate governance Domestic Violence equity ERISA finance growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

prospectuses under the '33 Act and private placement memoranda.... Prepare and review '34 Act filings including Forms 10-K,... 10-Q, 8-K and Section 16 filings, and manage the annual meeting proxy process. - Liaise with management and outside counsel on all...

Posted On Sep 14, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
AML child fund formation Insurance life sciences Litigation operating agreements private equity regulatory compliance securities laws Software
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
AML child fund formation Insurance life sciences Litigation operating agreements private equity regulatory compliance securities laws Software

Paralegals in the Private Investment Fund sector are integral... services. Their responsibilities encompass a wide range of tasks associated with fund formation, investor onboarding, and regulatory compliance for private investment vehicles. - Preparation and... review of fund formation documents, incl...

Posted On Sep 04, 26
Full-time 5 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation ETFs family finance Insurance investment management marketing partnerships Securities Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation ETFs family finance Insurance investment management marketing partnerships Securities Visa

Title: Legal Counsel Job Responsibilities: - Preparation and filing of prospectuses and registration statements. - Advise on the legal and regulatory requirements for registered funds, including money market funds subject to Rule 2a-7. - Draft and negotiate agreements with third-party service providers. - Draft and...

Posted On Jul 30, 26
Full-time 1 views Experience : 5-7 yrs required
Practice Area:
Corporate - Asset/Investment Management Real Estate - Finance
Job Tags:
acquisitions agreements commercial real estate construction due diligence easements Energy equity equity financing finance Insurance Joint Ventures lease letters of intent project finance purchase and sale agreements real estate financing
Practice Area:
Corporate - Asset/Investment Management Real Estate - Finance
Job Tags:
acquisitions agreements commercial real estate construction due diligence easements Energy equity equity financing finance Insurance Joint Ventures lease letters of intent project finance purchase and sale agreements real estate financing

Title: Legal Counsel, Real Estate Financing & Joint Ventures Job Responsibilities: The Legal Counsel, Real Estate Financing & Joint Ventures will support the company’s extensive real estate developments and project financings. Key responsibilities include: - Real Estate Transactions: Review, negotiate, and execute...

Posted On Aug 10, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Intellectual Property - General IP_ - Patent Licensing Intellectual Property - Patent General Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - Contract Law Corporate - General
Job Tags:
Advertising Law agreements Apache authors Copyright endorsements equity Ethics Government Intellectual Property IP licensing Litigation marketing Patent patent prosecution technology transactions trade secrets Trademark
Practice Area:
Intellectual Property - General IP_ - Patent Licensing Intellectual Property - Patent General Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - Contract Law Corporate - General
Job Tags:
Advertising Law agreements Apache authors Copyright endorsements equity Ethics Government Intellectual Property IP licensing Litigation marketing Patent patent prosecution technology transactions trade secrets Trademark

Title: Associate Counsel, Innovation and Thought Leadership Job Responsibilities: - Partner with **Members Only,**’s technology and data science teams to guide the development, sharing, and communication of technology while safeguarding company IP. - Strengthen open source... governance and compliance for both usage and release,...

Posted On Sep 11, 26
Full-time 5 views Experience : Min 10 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Intellectual Property - General Corporate - General
Job Tags:
agreements equity family IP licensing Partnership partnerships Privacy stage
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Intellectual Property - General Corporate - General
Job Tags:
agreements equity family IP licensing Partnership partnerships Privacy stage

Title: Senior Director - AI Commercial Counsel Job Responsibilities: - Define and lead the commercial legal strategy for **Members Only.** AI and **Members Only.** AI Enterprise, focusing on strategic frontier lab and enterprise customers. - Serve as lead lawyer, strategic advisor, and manage high-value, bespoke...

Posted On Sep 13, 26
Full-time 7 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Real Estate- Commercial Transactions Real Estate - Tax Real Estate - Finance Corporate - General Real Estate - General Tax - General
Job Tags:
child criminal family Joint Ventures licensing limited liability companies ordinances partnerships performer private equity Venture Capital
Practice Area:
Corporate - Asset/Investment Management Real Estate- Commercial Transactions Real Estate - Tax Real Estate - Finance Corporate - General Real Estate - General Tax - General
Job Tags:
child criminal family Joint Ventures licensing limited liability companies ordinances partnerships performer private equity Venture Capital

Title: Private Funds Associate Attorney (Mid-Level) Job Responsibilities: The Private Funds Associate Attorney is expected to work on high-profile matters with top-tier clients, tackling complex legal challenges related to the formation and operation of private funds. This includes working with private...

Posted On Sep 14, 26
Full-time 5 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Venture Capital/Emerging Companies
Job Tags:
agreements children due diligence emerging company fund formation Insurance Limited Liability Company organizational documents Partnership
Practice Area:
Corporate - Asset/Investment Management Corporate - Venture Capital/Emerging Companies
Job Tags:
agreements children due diligence emerging company fund formation Insurance Limited Liability Company organizational documents Partnership

at the law firm. The key responsibilities include: - Handling all aspects of emerging company and venture fund work.... - Preparing and maintaining organizational documents. - Drafting partnership and limited liability company agreements. - Creating side... letters, transfer agreements, admiss...

Posted On Sep 14, 26
Full-time 10 views Experience : Min 6 yrs required
Practice Area:
Data Privacy - Transactional Fintech & Blockchain Finance - Financial Services Regulation Finance - General Finance - Banking Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - General
Job Tags:
agreements criminal EEOC equity Financial Institutions Government Insurance IP marketing Privacy Visa
Practice Area:
Data Privacy - Transactional Fintech & Blockchain Finance - Financial Services Regulation Finance - General Finance - Banking Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - General
Job Tags:
agreements criminal EEOC equity Financial Institutions Government Insurance IP marketing Privacy Visa

Title: Sr. Associate Counsel Job Responsibilities: - Work closely with business teams to understand and achieve key business objectives and assist in developing compelling product and service offerings. - Provide sophisticated and creative counseling and advice to business teams on product development, deployment,...

Posted On Aug 06, 26
Full-time 8 views Experience : 1-8 yrs required 1 applications
Practice Area:
Corporate - Asset/Investment Management Corporate - Venture Capital/Emerging Companies
Practice Area:
Corporate - Asset/Investment Management Corporate - Venture Capital/Emerging Companies

growth equity and venture capital fund formation and operations, with experience in private investment funds or a similar... group at a top-tier law funds in all stages of operations, including preparing offering materials and drafting governing with i...

By Employer Type

In-House Law Firm Recruiter Academic Public Interest
Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend