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Securities Exchange Act Of 1934 Jobs in Larkspur

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United States
Posted On Sep 18, 26
Full-time 3 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
artificial intelligence asset management directors Domestic Violence ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds Privacy registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
artificial intelligence asset management directors Domestic Violence ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds Privacy registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

within the Corporate Department, your primary responsibility is to provide comprehensive legal advice and guidance to clients concerning registered investment companies. These include mutual funds, exchange-traded funds (ETFs), listed closed-end... funds, interval funds, tender offer funds, and business development com...

Posted On Sep 08, 26
Full-time 16 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements banking blockchain Capital Markets construction consumer finance cryptocurrency derivatives equity equity financing finance Financial Institutions financial products Insurance insurance coverage Investment Advisers Act of 1940 lending marketing NASDAQ Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements banking blockchain Capital Markets construction consumer finance cryptocurrency derivatives equity equity financing finance Financial Institutions financial products Insurance insurance coverage Investment Advisers Act of 1940 lending marketing NASDAQ Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934

on federal and state securities, banking, and insurance laws... and rules. - Offer day-to-day legal, business, and strategic advice to internal markets-focused teams, addressing challenges and proposing solutions in the development and implementation of innovative Real-World Asset digital tokens and related...

Posted On Jul 20, 26
Full-time 3 views Experience : 5-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
ADA Americans with Disabilities Act corporate governance equity export control family finance Government government affairs green card Insurance licensing marketing NASDAQ Privacy Securities Securities Act of 1933 securities laws stage
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
ADA Americans with Disabilities Act corporate governance equity export control family finance Government government affairs green card Insurance licensing marketing NASDAQ Privacy Securities Securities Act of 1933 securities laws stage

Job Title: Senior Counsel, Securities Job Responsibilities: As a Senior Counsel... in the Securities division, you will play... a crucial role in supporting the company's public reporting, disclosure obligations, and corporate governance activities. The responsibilities include: - Leading the preparation, review, and filing...

Posted On Sep 01, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Of Counsel Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/Manage a variety of complex...

Posted On Aug 11, 26
Full-time 7 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Administrative Law International Law Government - General Government / Public Law Corporate - General
Job Tags:
artificial intelligence health insurance Insurance Investment Advisers Act of 1940 LLC Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws special projects title
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Administrative Law International Law Government - General Government / Public Law Corporate - General
Job Tags:
artificial intelligence health insurance Insurance Investment Advisers Act of 1940 LLC Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws special projects title

supporting investment, advisory, and client service teams across various regulatory and legal issues. The role is designed for a dynamic and collaborative environment, allowing the candidate to evolve into a well-rounded generalist attorney. Key responsibilities include advising on securities an...

Posted On Aug 11, 26
Full-time 6 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
artificial intelligence health insurance Insurance Investment Advisers Act of 1940 Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws special projects title
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
artificial intelligence health insurance Insurance Investment Advisers Act of 1940 Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws special projects title

advising various internal teams on compliance with United States securities and investment advisory laws,... particularly those under the Investment Advisers Act of 1940. The role... also extends to supporting securities and investment advisory matters... in international jurisdictions such as t...

Posted On Sep 07, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Associate Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/manage a...

Posted On Sep 15, 26
Full-time 1 views
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities

Associate - Corporate - Securities Regulation & Corporate Governance Job... on matters related to securities regulation and corporate governance. -... clients on compliance with securities laws and regulations, including... the Securities Act of 1933, the... Securities Exchange Act...

Posted On Sep 16, 26
Full-time 4 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance equity Securities underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance equity Securities underwriters

Handle '33 and '34 Act matters, providing legal advice... in compliance with the Securities Act of 1933 and... the... Securities Exchange Act of 1934. -... Engage in... capital markets transactions, including initial public offerings (IPOs), follow-on and other equity offerings, high-yield,...

Posted On Aug 25, 26
Full-time Experience : Min 10 yrs required
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys throughout all stages of Enforcement cases, from inception to completion. The role includes overseeing a large and diverse docket of cases, ensuring outcomes...

Posted On Aug 11, 26
Full-time 2 views Experience : 4-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
artificial intelligence board of directors Capital Markets company policies corporate governance Corporate Law directors Energy equity Equity Compensation fiduciary finance Hardware I-9 IPO NASDAQ SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws social security Software stage Transportation Whistleblower
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
artificial intelligence board of directors Capital Markets company policies corporate governance Corporate Law directors Energy equity Equity Compensation fiduciary finance Hardware I-9 IPO NASDAQ SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws social security Software stage Transportation Whistleblower

Title Senior Corporate & Securities Counsel Job Responsibilities - Serve... in-house legal resource for securities law, capital markets, SEC... reporting, and public-company governance matters. - Support potential financing, capital markets, and strategic transactions, coordinating with outside counsel, auditors, financial advisors, and...

Posted On Aug 03, 26
Full-time Experience : 4-20 yrs required
Practice Area:
Corporate - General Corporate - Securities and Capital Markets
Practice Area:
Corporate - General Corporate - Securities and Capital Markets

public company reporting and compliance, corporate governance, and capital markets, working closely with public companies. This position offers the opportunity to join a dynamic securities practice within a leading... thorough legal research and analysis to support legal docume...

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