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Investment Management Jobs in Plymouth

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United States
Posted On Sep 01, 26
Full-time 1 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements due diligence family finance Insurance investment management pension plans private equity sovereign wealth structured finance Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements due diligence family finance Insurance investment management pension plans private equity sovereign wealth structured finance Venture Capital

Job Title: Investment Management Associate Job Responsibilities: The Investment... Management Associate will join... the Investment Management Practice Group at... involves advising sophisticated institutional investors, private funds, and other market participants on a wide array of fund investment, structuring, regulatory, governance, and... transac...

Posted On Sep 01, 26
Full-time 4 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General
Job Tags:
AML entity formation federal government fund formation I-9 Insurance investment management regulatory compliance Securities social security special projects UCC Uniform Commercial Code
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General
Job Tags:
AML entity formation federal government fund formation I-9 Insurance investment management regulatory compliance Securities social security special projects UCC Uniform Commercial Code

Job Title: Investment Management Paralegal Job Responsibilities: - Support... in various aspects of investment fund management, including regulatory... compliance, fund formation, initial drafting, and ongoing fund operations. - Assist in general corporate and securities matters. - Prepare and file necessary regulatory documents such as...

Posted On Jun 26, 26
Full-time 11 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior... the distribution of registered investment companies and private investment... funds within the Wealth... and Investment Management division at the... company. Key responsibilities include: - Advising on the distribution of mutual funds, ETFs,...

Posted On Sep 11, 26
Full-time 2 views Experience : 4-6 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Capital Markets child corporate governance criminal Disability Benefits equity family fund formation Insurance investment management Mergers and Acquisitions private equity Securities stage structured finance Venture Capital
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Capital Markets child corporate governance criminal Disability Benefits equity family fund formation Insurance investment management Mergers and Acquisitions private equity Securities stage structured finance Venture Capital

in the Corporate Finance Division, where the attorney will engage in a variety of transactional matters. Responsibilities include: - Participating in mergers and acquisitions, capital markets transactions, and private equity investment/leveraged buyout transactions. - Contributing to... venture capital and early-stage investment transactions,...

Posted On Sep 11, 26
Full-time 1 views Experience : 2-4 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - Asset/Investment Management Corporate - General
Job Tags:
Capital Markets child corporate governance criminal Disability Benefits equity family fund formation Insurance investment management Mergers and Acquisitions private equity Securities stage structured finance Venture Capital
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - Asset/Investment Management Corporate - General
Job Tags:
Capital Markets child corporate governance criminal Disability Benefits equity family fund formation Insurance investment management Mergers and Acquisitions private equity Securities stage structured finance Venture Capital

be responsible for working on a broad range of transactional matters. These include mergers and acquisitions, capital markets transactions, '34 Act compliance and reporting, venture capital and early-stage investment transactions (both issuer-side and... investor-side), private equity transactions (including fund format...

Posted On Sep 09, 26
Full-time 16 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity
Job Tags:
Capital Markets M&A private equity Securities Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity
Job Tags:
Capital Markets M&A private equity Securities Venture Capital

advice and services to investment funds throughout all stages... - Advise investors in investment funds, with a focus... on private equity, private credit, and venture capital funds. - Collaborate primarily with attorneys in the Financial Services & Capital Markets strategic...

Posted On Sep 09, 26
Full-time 3 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
Capital Markets M&A private equity Securities Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
Capital Markets M&A private equity Securities Venture Capital

The responsibilities include advising investment funds during all stages... of their lifecycle and providing counsel to investors in such funds. The role requires handling private equity, private credit, and venture capital funds, with a focus on delivering comprehensive legal strategies...

Posted On Sep 24, 26
Full-time Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
company policies contracts Corporation Financial Services Law FINRA Insurance lending Mutual Funds Securities securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
company policies contracts Corporation Financial Services Law FINRA Insurance lending Mutual Funds Securities securities laws

Title: In-House Counsel Job Responsibilities: - Draft, review, and advise on contracts, disclosures, and legal documents related to broker-dealer and RIA products and services. - Conduct legal research on laws, rules, regulations, and industry guidance affecting assigned areas of responsibility. - Prepare legal opinions...

Posted On Jul 02, 26
Full-time 2 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
advertising artificial intelligence asset management child equity H-1B Immigration Insurance marketing Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
advertising artificial intelligence asset management child equity H-1B Immigration Insurance marketing Securities Act of 1933

Responsibilities include drafting, reviewing, and revising registration statements under the Investment Company Act of 1940... and the Securities Act of 1933. - The candidate must demonstrate competence with the prospectus content management process used to draft,... review, and maintain registration s...

Posted On Aug 12, 26
Full-time 1 views Experience : 1-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

Columbia Threadneedle Investments registered investment companies by performing ongoing... legal and regulatory activities under the direction of an attorney. Key duties include: - Coordinating the creation, updating, and filing of registration statement post-effective amendments containing prospectuses and statements of additional...

Posted On Sep 17, 26
Full-time 1 views Experience : 1-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

(SAIs), including annual updates and supplements thereto, and other disclosure documents required by the Investment Company Act of 1940,... Securities Act of 1933, and the Securities Exchange Act of 1934. - Solicit and coordinate input to disclosure documents from business...

Posted On Sep 10, 26
Full-time 5 views
Job Tags:
asset management company policies criminal Energy family Insurance private equity
Job Tags:
asset management company policies criminal Energy family Insurance private equity

Tax - SALT Asset Management Job Responsibilities: - Participate... in multi-state alternative investment firms (hedge fund, fund... to provide subject matter/alternative investment industry knowledge and experience.... - Review information presented on state income tax returns before, during, and after preparation....

Posted On Jul 02, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements artificial intelligence asset management Bank Secrecy Act document review equity Ethics family FCPA FINRA Insurance OFAC organizational documents pension Securities special projects stage
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements artificial intelligence asset management Bank Secrecy Act document review equity Ethics family FCPA FINRA Insurance OFAC organizational documents pension Securities special projects stage

Asset Management division, an investment adviser registered with the... include: - Coordinating and assisting with the legal review or preparation of client, operational, investment-related, and service provider agreements. -... Preparing organizational documents and regulatory filings for pooled investment vehicles and the ad......

Posted On Sep 10, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity
Job Tags:
asset management company policies criminal Energy family Insurance private equity

Manager, Salt Asset Management The candidate will participate... projects for multi-state alternative investment clients (hedge fund, fund... to provide subject matter/alternative investment industry knowledge and experience.... Review tax calculations and information presented on state income tax returns. Build and manage...

Posted On Sep 10, 26
Full-time 1 views Experience : Min 2 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation

Senior Associate, SALT Asset Management The candidate will participate... in multi-state alternative investment firms (hedge fund, fund... to funds, private equity, real estate) with state and local tax issues including compliance, advising, planning, and controversies. Participate in multi-state companies with...

Posted On Sep 18, 26
Full-time 2 views Experience : 5-8 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity
Job Tags:
asset management company policies criminal Energy family Insurance private equity

Senior Manager, SALT Asset Management (remote option) Job Responsibilities:... Participate in multi-state alternative investment firms (hedge fund, fund... to provide subject matter/alternative investment industry knowledge and experience.... - Review information presented on state income tax returns before, during and after...

Posted On Sep 21, 26
Full-time Experience : Min 5 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity
Job Tags:
asset management company policies criminal Energy family Insurance private equity

Manager, SALT Asset Management Duties: The candidate will... projects for multi-state alternative investment clients (hedge fund, fund... to provide subject matter/alternative investment industry knowledge and experience.... Review tax calculations and information presented on state income tax returns. Build and manage...

Posted On Aug 17, 26
Full-time 1 views Experience : 2-14 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Practice Area:
Corporate - Asset/Investment Management Corporate - General

law firm seeks an Investment Management Associate in Minneapolis,... market participants on fund investment, structuring, regulatory, governance, and... transactional matters. The associate will collaborate with a cross-office team on complex private markets on fund investment, structuring, and regulatory ......

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