Finance Financial Services Regulation Jobs in Plymouth

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United States
Full-time 12 views Experience : 3-10 yrs required

counsel to ensure compliant growth and risk management across the organization. The key responsibilities include: - **Commercial, Supply Chain, Licensing & Distribution Contracts & Transactions**: Drafting, reviewing, and negotiating various agreements such as sales and distribution, market access, promotional services, confide...

Full-time 1 views Experience : 10-10 yrs required

Title: Sr. Director Legal Affairs Job Responsibilities: The Sr. Director Legal Affairs at the company will provide strategic and proactive legal counsel to ensure compliant growth and risk management across the organization. This role involves developing and delivering strategic vision and direction...

Full-time 1 views Experience : Min 5 yrs required

Title: Associate General Counsel III, Provider Contracting Job Responsibilities: - Draft provider contract templates and amendments, including those with value-based payment provisions. - Serve as the primary point of contact for Network contract managers concerning provider contract template inquiries and counterproposal language assistance. -...

Full-time Experience : 10-15 yrs required

Title: Associate General Counsel - Commodities Business Job Responsibilities: The Associate General Counsel will join the Capital Markets Legal Team at the company to support the Commodities business within Global Capital Markets. The primary responsibilities include advising internal clients such as sales...

Full-time Experience : 3-5 yrs required

Draft and negotiate complex financial services and B2B commercial... agreements. - Provide guidance on financial services transactions, regulations, and... required disclosures. - Advise on contractual risk, deal structure, and client relationships. - Partner with business and cross-functional teams to drive efficient contracting outcomes. -...

Full-time 3 views Experience : Min 8 yrs required

to cross-functional stakeholders related to existing licenses/registrations and potential future licence applications, ensuring the company's successful scaling in the region. - Monitor, report, and influence trends and developments in payments and financial services regulation in the... Americas, actively identifying and anticip...

Full-time 13 views Experience : 10-15 yrs required

Title: Senior Counsel - General Banking Job Responsibilities: The Senior Counsel at the company is responsible for providing legal advice and support across various business lines, branch operations, deposit services, compliance, and treasury management... teams. Key duties include: - Offering day-to-day legal...

Full-time 11 views Experience : Min 4 yrs required

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior Counsel role involves providing legal and regulatory support for the distribution of registered investment companies and private investment funds within the Wealth and Investment...

Full-time 7 views Experience : 10-15 yrs required

Management, Merchant Services, and Financial Institutions Group Job Responsibilities:... Management, Merchant Services, and Financial Institutions teams, as well... as the Branch Teams and the Bank generally. The attorney will primarily focus on providing day-to-day legal support for these teams and...

Full-time Experience : Min 10 yrs required

Job Title: Banking & Finance Attorney (10+ Years Experience) Job... Responsibilities: The Banking & Finance Attorney will be responsible... both banks and non-bank financial institutions on federal and... state banking laws and regulations. This includes counseling clients on various regulatory compliance aspects,...

Full-time 2 views Experience : 10-15 yrs required

contractual, and reputational risk within a highly regulated financial services environment. - Advise leadership... on complex legal matters and ensure compliance with applicable laws and supervisory expectations. - Assist the organization in navigating risk-informed decision-making processes. - Translate the General Counsel/Chief Legal Coun...

Full-time 9 views Experience : Min 4 yrs required

Title: Senior Counsel, Senior AVP: Third Party Technology Job Responsibilities: - Draft and negotiate a wide variety of agreements in collaboration with partners, clients, and colleagues. - Advise clients on risk management, conflict resolution, contract interpretation, compliance, remediation, and enforcement. - Provide business-focused, risk-based advice...

Full-time 2 views Experience : Max 3 yrs required

Title: Associate Counsel** **Job Responsibilities:** The Associate Counsel will join the Legal Department to provide comprehensive legal support for the company's asset management business. This role involves advising on regulatory frameworks applicable to a globally operating asset management business, including . laws...

Posted On Jul 07, 26
Full-time 3 views Experience : Min 5 yrs required

Title: Lead Compliance Officer (Auto Operations) Job Responsibilities: - Establish, implement, and maintain risk standards and programs to ensure compliance with federal, state, agency, legal, regulatory, and corporate policy requirements. - Provide oversight and monitoring of business group risk-based compliance programs....

Full-time 2 views Experience : 10-10 yrs required

Title: Senior Counsel, Transactions (Capital Markets) Job Responsibilities: - Serve as a trusted legal partner to the capital markets business development team, working collaboratively across global deal teams. - Focus primarily on supporting crypto exchange partnerships, digital asset market maker agreements, and institutional...

Full-time 2 views Experience : Min 6 yrs required

Job Title: Attorney, Equipment Finance - Transaction and Negotiations Job... to join the Equipment Finance Legal Team at a... to support the Equipment Finance (EF) business line. The... attorney will provide legal support to EF’s management, sales, credit, and negotiations teams...

Posted On Aug 25, 26
Full-time Experience : Min 6 yrs required

Financial Services Tax - Real... Estate Senior Manager The candidate will guide clients through the complexities of tax compliance and strategic consulting. Help clients navigate the ever-evolving tax landscape, advising on local and international tax affairs, and providing insights into...

Posted On Aug 26, 26
Full-time 3 views Experience : Min 4 yrs required

Global Structuring Insurance / Financial Services - Manager Job Responsibilities: -... Provide advice and guidance to clients on structuring their global tax positions, focusing on international tax laws and regulations to develop strategies that optimize tax efficiency and minimize risks for multinational...

Posted On Aug 10, 26
Full-time 29 views Experience : 2-17 yrs required

with deep experience in financial regulatory matters—particularly commodities, derivatives,... a sophisticated client base across the financial and energy sectors and... handling high-impact transactional and enforcement matters. The ideal candidate will join a dynamic, collaborative legal team focused on financial servic...

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