N 400 Jobs in Boca Raton

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United States
Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a proficient team of investigators addressing crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

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Full-time 8 views Experience : Min 6 yrs required

Title: Counsel, Enforcement Job Responsibilities: - Resolve non-complex Enforcement matters through rigorous assessment and effective advocacy. - Execute a risk-based legal strategy to assess the record fairly and recommend a fair and effective outcome by accurately assessing the evidence and...

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Posted On Jun 10, 26
Full-time 5 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research plays a pivotal role in proactive regulatory risk assessment and the formulation of regulatory strategies. This position is crucial for the Surveillance department to effectively develop...

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Posted On Jul 26, 26
Full-time Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, organization, the SEC, and other regulatory bodies. - Provide expert...

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Posted On Jul 28, 26
Full-time Experience : Min 2 yrs required

I-130, I-485, I-864 and I-134, K-1/K-2 packages, DS-260 and DS-160, N-400, I-90, I-539, and change... of status. - The role involves running National Visa Center (NVC) cases, from document submission through interview preparation, and handling inquiries when a case stalls. - D...

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Posted On Aug 12, 26
Full-time 2 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 20, 26
Full-time 2 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a specialized team of investigators focusing on detecting, investigating, and mitigating crypto-related fraud and market abuse within...

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Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that case outcomes are supported by accurate and...

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Posted On Aug 31, 26
Full-time 2 views Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading efforts to identify emerging threats and drive intelligence-driven initiatives. - Lead a team of intelligence analysts in identifying, analyzing, and predicting emerging risks, threats,...

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Posted On Sep 01, 26
Full-time 2 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring, is a senior-level position reporting to a Risk Monitoring Director. The role involves conducting risk monitoring activities and ongoing risk assessments of FINRA members. Key responsibilities include: - Supporting the Risk...

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Full-time 3 views Experience : Min 4 yrs required

Title: Tax Attorney Job Responsibilities: - Provide legal advice and representation in the area of corporate and transactional tax. - Engage in complex tax planning and structuring for corporate clients. - Draft and review tax-related documents and contracts. - Research and analyze tax laws and...

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 6 yrs required

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: The Principal Analyst is entrusted with the responsibility of developing, maintaining, and updating training modules tailored for key job categories within the Dispute Resolution Services (DRS) sector. The role involves training new regional...

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the...

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Full-time 1 views Experience : 2-4 yrs required

Title: Staff Attorney Job Responsibilities: - Conduct intake interviews with clients and prepare them for court appearances and/or USCIS interviews. - Ensure adequate representation for clients at USCIS and EOIR, including immigration interviews, asylum hearings, master/individual calendar hearings, and submission of briefs to...

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Posted On Jul 28, 26
Full-time Experience : Min 2 yrs required

K-1/K-2 packages, DS-260, DS-160, N-400, I-90, I-539, and change... of status. - Oversee NVC cases from document submission to interview preparation, addressing any stalls in the process. - Draft responses to Requests for Evidence (RFE) and Notices of Intent to Deny (NOID)...

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Full-time 1 views

Title: Senior Attorney Job Responsibilities: - Represent the Department of Corrections before federal and state courts and administrative bodies. - Review agency policies and prepare legal pleadings in civil and administrative actions. - Review written materials for legal sufficiency. - Serve as a legal advisor...

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