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Registered Investment Companies Jobs in Arlington

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United States
Posted On Jun 26, 26
Full-time 13 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior... regulatory aspects of distributing registered investment companies and private... investment... funds. The role involves... working closely with business, compliance, and product teams to provide practical, business-oriented legal advice on . distribution...

Posted On Sep 22, 26
Full-time
Job Tags:
asset management Bank Secrecy Act corporate trust equity Ethics family FCPA fiduciary FINRA Insurance investment management OFAC pension stage
Job Tags:
asset management Bank Secrecy Act corporate trust equity Ethics family FCPA fiduciary FINRA Insurance investment management OFAC pension stage

Title: Compliance Quality Assurance Lead Testing Analyst - Fiduciary Oversight and Testing Job Responsibilities: The Compliance Quality Assurance (CQA) Lead Analyst is tasked with administering and executing testing activities within the Independent Risk Review and Assessment (IRRA) second line organization. The key...

Posted On Sep 16, 26
Full-time 2 views Experience : Min 1 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
criminal Ethics evidence federal government Litigation Privacy public sector RICO Rule of Law Securities social security title
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
criminal Ethics evidence federal government Litigation Privacy public sector RICO Rule of Law Securities social security title

Title: Distributions Trial Attorney Job Responsibilities: - Conduct litigation and manage all distribution aspects of civil and administrative proceedings assigned by the Division of Enforcement. - Make recommendations to the Commission for the approval of distribution plans. - Handle litigation issues arising from challenges...

Posted On Sep 21, 26
Full-time 6 views Experience : Min 5 yrs required
Job Tags:
agreements asset management child contracts Energy estates fiduciary Insurance investment management lease pension Probate Property Management Real Estate Law royalty spouse title trusts
Job Tags:
agreements asset management child contracts Energy estates fiduciary Insurance investment management lease pension Probate Property Management Real Estate Law royalty spouse title trusts

in trusts, estates, agency accounts, and investment management relationships. - Ensure compliance... with fiduciary obligations, governing documents, policies, and regulatory requirements. - Administer oil and gas leases, division orders, leases, and other asset development opportunities. - Conduct title review and search, ownership verificat...

Posted On Sep 10, 26
Full-time 3 views Experience : Min 2 yrs required
Practice Area:
Guardianship and Conservatorship Adoption Law Divorce Law Family Law - General
Job Tags:
Criminal Defense Estate Planning Family Law Guardianship Litigation marketing pleadings Probate Software
Practice Area:
Guardianship and Conservatorship Adoption Law Divorce Law Family Law - General
Job Tags:
Criminal Defense Estate Planning Family Law Guardianship Litigation marketing pleadings Probate Software

Title: Paralegal - Family Law Job Responsibilities: - Case Ownership: Manage the full lifecycle of family law and Estate Planning/Guardianship (EPG) matters from inception through resolution. - Strategic Drafting: Craft substantive pleadings, motions, and complex discovery responses with a high...

Posted On Sep 02, 26
Full-time 2 views Experience : 5-8 yrs required
Practice Area:
Corporate - Contract Law Corporate - General Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Data Privacy - Transactional ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements Commercial Contracts Contractual Obligations data privacy due diligence employee benefits ERISA Harassment Insurance title
Practice Area:
Corporate - Contract Law Corporate - General Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Data Privacy - Transactional ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements Commercial Contracts Contractual Obligations data privacy due diligence employee benefits ERISA Harassment Insurance title

Title: Commercial Transactions Counsel Job Responsibilities: - Lead the drafting, review, negotiation, and interpretation of complex commercial agreements. - Independently manage a high-volume and diverse portfolio of commercial contracting matters from intake through execution. - Negotiate directly with external counterparties and opposing counsel to...

Posted On Sep 09, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation ETFs family finance Insurance investment management marketing partnerships Securities Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation ETFs family finance Insurance investment management marketing partnerships Securities Visa

Title: Director Legal Counsel: Investment Company Attorney Job Responsibilities:... and regulatory requirements for registered funds, including money market... funds subject to Rule 2a-7. - Draft and negotiate agreements with third-party service providers and repurchase agreements. - Assist with preparing annual,...

Posted On Jul 10, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - Contract Law Finance - Financial Services Regulation Finance - Banking Corporate - General Finance - General
Job Tags:
corporate governance due diligence organizational documents Registered Investment Advisor special projects
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - Contract Law Finance - Financial Services Regulation Finance - Banking Corporate - General Finance - General
Job Tags:
corporate governance due diligence organizational documents Registered Investment Advisor special projects

administration of the Company's registered investment advisor (RIA) fund... reporting processes for both internal compliance procedures and required SEC filings. - Coordinate quarterly valuation and expense allocation meetings, which involves scheduling, preparing materials, and documenting meeting minutes. - Monitor investment guidelines, restrict...

Posted On Aug 06, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements CCPA corporate governance Domestic Violence entity formation Insurance investment management mergers NYSE Privacy royalty Securities stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements CCPA corporate governance Domestic Violence entity formation Insurance investment management mergers NYSE Privacy royalty Securities stalking

Title: Analyst/Senior Analyst (Paralegal) Job Responsibilities: - Develop, implement, and manage processes for global entities from formation through dissolution. - Own and manage entity set-up and dissolution processes for . and . entities, coordinating with Tax, Compliance, Accounting, and business...

Posted On Sep 14, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
acquisitions agreements emerging technologies FLSA Incorporation International Law limited liability companies operating agreements Partnership partnerships regulatory compliance Securities securities laws Taxation
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
acquisitions agreements emerging technologies FLSA Incorporation International Law limited liability companies operating agreements Partnership partnerships regulatory compliance Securities securities laws Taxation

Specialist will support the Investment Funds practice at a... law firm, reporting to practice management and assigned attorneys. The responsibilities include: - Developing and maintaining corporate structure documentation for key clients by monitoring acquisitions and organizational changes. - Coordinating and managing filings...

Posted On Sep 14, 26
Full-time 1 views Experience : 7-18 yrs required
Job Tags:
banking mortgage loans Partnership private client shareholders wealth transfer
Job Tags:
banking mortgage loans Partnership private client shareholders wealth transfer

Title: Private Client Manager II Job Description: The Private Client Manager II role at the company is central to expanding and deepening client relationships by identifying opportunities to enhance existing connections. The position involves advising clients on their financial needs and utilizing...

Posted On Sep 18, 26
Full-time 30 views Experience : 2-4 yrs required
Job Tags:
financial products health benefits hedge funds Insurance Investment Partnerships Partnership private equity Taxation
Job Tags:
financial products health benefits hedge funds Insurance Investment Partnerships Partnership private equity Taxation

Senior Associate - Financial Services Job Category: Tax Requisition Number: TAXIN001747 Posting Details Posted: February 23, 2024 Full-Time Locations Showing more locations Houston, TX Dallas, TX Job Details Description The...

Posted On Sep 21, 26
Full-time 2 views Experience : Min 5 yrs required
Job Tags:
agreements asset management child contracts Energy estates fiduciary Insurance investment management lease pension Probate Property Management Real Estate Law royalty spouse title trusts
Job Tags:
agreements asset management child contracts Energy estates fiduciary Insurance investment management lease pension Probate Property Management Real Estate Law royalty spouse title trusts

of oil, gas, mineral, and other specialty assets held in trusts, estates, agency accounts, and investment management relationships. You will: -... Manage a portfolio of complex energy and mineral assets, ensuring compliance with fiduciary obligations, governing documents, policies, and regulatory requi...

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