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Securities Exchange Act Of 1934 Jobs in Arlington

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United States
Posted On Jun 26, 26
Full-time 13 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior Counsel will be responsible for supporting the legal and regulatory aspects of distributing registered investment companies and private investment funds. The role involves working...

Posted On Aug 14, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General ERISA/Executive Compensation Transactions & Compliance Tax - Employee Benefits & Executive Compensation ERISA - General Tax - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General ERISA/Executive Compensation Transactions & Compliance Tax - Employee Benefits & Executive Compensation ERISA - General Tax - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange

Title Vice President, Associate General Counsel – Corporate Job Responsibilities The Vice President, Associate General Counsel – Corporate is tasked with overseeing several critical functions within the company. This includes managing the company's SEC compliance program, leading corporate governance efforts,...

Posted On Sep 07, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Associate Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/Manage a...

Posted On Aug 25, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Defense
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Defense
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is responsible for managing a team of 5-8 Enforcement attorneys, overseeing the development and resolution of Enforcement cases from inception to completion. The Director ensures that every case outcome is supported by complete, accurate,...

Posted On Sep 15, 26
Full-time 1 views
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
corporate governance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
corporate governance Securities

Associate - Corporate - Securities Regulation & Corporate Governance Job... with a focus on Securities Regulation & Corporate Governance... candidate will be expected to: - Advise clients on compliance with federal securities laws, including the Securities... Act of 1933, the... Securities Ex...

Posted On Sep 21, 26
Full-time 2 views Experience : Min 2 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
agreements Capital Markets corporate governance mergers offering memoranda Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
agreements Capital Markets corporate governance mergers offering memoranda Securities

banks, and/or investors in securities offerings, 1934 Exchange Act... governance. - Draft and participate in the negotiation of key legal documents for corporate and securities transactions, including registration statements,... offering memoranda, registration rights agreements, and stock purchase and subscription agreements. - Wo...

Posted On Aug 18, 26
Full-time 10 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange

Lead the company's 1933 Act and 1934 Act filings,... including registration statements and reports such as annual, quarterly, and current reports, proxy statements, and Section 16 filings. Collaborate with Accounting, Tax, Investor Relations, and the People team to meet reporting...

Posted On Jul 20, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Employment Law - General Litigation - General (consumer)
Job Tags:
criminal ERISA FINRA Immigration Investment Advisers Act of 1940 Litigation Securities Securities Exchange Act of 1934
Practice Area:
Employment Law - General Litigation - General (consumer)
Job Tags:
criminal ERISA FINRA Immigration Investment Advisers Act of 1940 Litigation Securities Securities Exchange Act of 1934

Title: Paralegal Job Responsibilities: - Support Litigation, Regulatory, and Employment attorneys by managing a broad range of legal matters such as litigation, arbitration, regulatory inquiries, and employment disputes. - Conduct matter intake and assessment to determine the scope and needs of each case. -...

Posted On Sep 17, 26
Full-time 4 views Experience : 5-7 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
criminal Employee Benefits Law ERISA finance FINRA government relations Immigration Investment Advisers Act of 1940 Legislation and Regulation LLC marketing Securities Securities Exchange Act of 1934 securities laws
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
criminal Employee Benefits Law ERISA finance FINRA government relations Immigration Investment Advisers Act of 1940 Legislation and Regulation LLC marketing Securities Securities Exchange Act of 1934 securities laws

Title: Attorney for Workplace Investing Legal Team Job Responsibilities: The role involves joining the legal team within the Workplace Investing (WI) division at the company. The primary responsibilities include: - Advising on defined contribution plan recordkeeping, administration, trust, and institutional business. - Assisting with...

Posted On Sep 07, 26
Full-time 1 views Experience : 3-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Practice Area:
Corporate - Securities and Capital Markets Corporate - General

public companies on reporting, compliance, and corporate governance, as well as engaging in capital markets activities. This position offers the opportunity to contribute to a dynamic securities practice within a leading... thorough legal research and analysis to support transact...

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