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Investment Advisers Act Of 1940 Jobs in Arlington

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United States
Posted On Jun 26, 26
Full-time 13 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior... aspects of distributing registered investment companies and private investment... funds. The role involves... working closely with business, compliance, and product teams to provide practical, business-oriented legal advice on . distribution channels...

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Posted On Aug 26, 26
Full-time 1 views
Practice Area:
Data Privacy - Transactional
Job Tags:
collateralized loan obligations distressed debt Domestic Violence emerging technologies Government Harassment high yield Investment Advisers Act of 1940 NASDAQ Partnership regulatory compliance Securities sexual assault stalking
Practice Area:
Data Privacy - Transactional
Job Tags:
collateralized loan obligations distressed debt Domestic Violence emerging technologies Government Harassment high yield Investment Advisers Act of 1940 NASDAQ Partnership regulatory compliance Securities sexual assault stalking

Title: Paralegal Job Responsibilities: - Serve as the Legal and Compliance Group coordinator for processes such as compliance manual publications, periodic certifications, calendar entries, role-based access controls for the protection of confidential and private information, and compliance trainings. - Create, review, and maintain...

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Posted On Sep 10, 26
Full-time 5 views Experience : Min 3 yrs required
Practice Area:
Corporate - Private Equity Corporate - Asset/Investment Management Corporate - General
Job Tags:
Insurance Investment Advisers Act of 1940 Joint Ventures private equity
Practice Area:
Corporate - Private Equity Corporate - Asset/Investment Management Corporate - General
Job Tags:
Insurance Investment Advisers Act of 1940 Joint Ventures private equity

Job Title: Investment Strategies & Capital Solutions... Associate Job Responsibilities: - Join the Investment Strategies & Capital Solutions... group within the law firm, working from either the Dallas, Chicago, or St. Louis office. - Represent private equity clients across various industry verticals. - Engage...

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Posted On Jul 20, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Employment Law - General Litigation - General (consumer)
Job Tags:
criminal ERISA FINRA Immigration Investment Advisers Act of 1940 Litigation Securities Securities Exchange Act of 1934
Practice Area:
Employment Law - General Litigation - General (consumer)
Job Tags:
criminal ERISA FINRA Immigration Investment Advisers Act of 1940 Litigation Securities Securities Exchange Act of 1934

Title: Paralegal Job Responsibilities: - Support Litigation, Regulatory, and Employment attorneys by managing a broad range of legal matters such as litigation, arbitration, regulatory inquiries, and employment disputes. - Conduct matter intake and assessment to determine the scope and needs of each case. -...

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Posted On Sep 17, 26
Full-time 4 views Experience : 5-7 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
criminal Employee Benefits Law ERISA finance FINRA government relations Immigration Investment Advisers Act of 1940 Legislation and Regulation LLC marketing Securities Securities Exchange Act of 1934 securities laws
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
criminal Employee Benefits Law ERISA finance FINRA government relations Immigration Investment Advisers Act of 1940 Legislation and Regulation LLC marketing Securities Securities Exchange Act of 1934 securities laws

Title: Attorney for Workplace Investing Legal Team Job Responsibilities: The role involves joining the legal team within the Workplace Investing (WI) division at the company. The primary responsibilities include: - Advising on defined contribution plan recordkeeping, administration, trust, and institutional business. - Assisting with...

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Posted On Aug 09, 26
Full-time 2 views Experience : 2-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General

associate to join their Investment Strategies and Capital Solutions... group in Dallas, TX. The ideal candidate will have a strong academic background, law firm or clerking experience, and excellent research, writing, and communication in transactional matters, including structuring joint...

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