Legal Securities Exchange Act Of 1934 Jobs Jobs in Gaithersburg, MD

Corporate - Securities and Capital Markets Attorney / Corporate - M&A Attorney / Corporate - General Attorney in Gaithersburg, MD

In-House • **Members Only** Gaithersburg, MD

Apply

Posted On Jul 10, 26

Full-time 1 views Experience : 6-9 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - M&A Corporate - General

Job Tags:

acquisitions Affirmative Action agreements board of directors conflict resolution corporate governance due diligence equity finance Joint Ventures M&A mergers Mergers and Acquisitions Privacy SEC filings Securities Securities Act of 1933 special projects stock exchange stock options

Counsel Job Responsibilities: Corporate Governance & Securities: - Provide legal advice to... the Board of Directors, board committees, and senior management on corporate governance matters under the direction of the SVP, General Counsel, and Corporate Secretary. - Assist in the preparation and review of...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

Apply

Posted On Aug 20, 26

Full-time 1 views Experience : 2-10 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

Apply

Posted On Jun 07, 26

Full-time 5 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse

Services Job Responsibilities: - Act as a strategic thought... partner within an assigned Market and Regulatory Services (MRS) line of business, offering counsel on business initiatives, strategic planning, risk management, policy, and processes to ensure alignment with MRS strategic goals....

Sign In or Sign Up in seconds to view this job on LawCrossing.

Administrative Law Attorney / Government - General Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

Apply

Posted On Aug 25, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Administrative Law Government - General

Job Tags:

Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys. This role involves overseeing the development and resolution of Enforcement cases through all stages, from inception to completion. The Director is tasked with...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Corporate - Securities and Capital Markets Attorney / Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Bethesda, MD

In-House • **Members Only** Bethesda, MD

Apply

Posted On Aug 12, 26

Full-time 2 views Experience : Min 12 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act acquisitions agreements asset management corporate transactions derivatives ETFs family FINRA Insurance Investment Advisers Act of 1940 LLC mergers Mutual Funds Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934 Transportation underwriters

Title: Senior Regulatory Counsel (Securities) Job Responsibilities: - Deliver timely, pragmatic,... to support strategic decision-making. - Work closely with internal business teams to structure, develop, and launch registered securities offerings, including commodity ETFs... and other vehicles registered under the 1933 Act, and...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney / Corporate - M&A Attorney in Bethesda, MD

In-House • **Members Only** Bethesda, MD

Apply

Posted On Aug 13, 26

Full-time 4 views Experience : Min 8 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - General Corporate - M&A

Job Tags:

Asset Sales banking board of directors Capital Markets contracts corporate governance Corporate Law corporate transactions employee benefits equity family FLSA Government Insurance Litigation M&A Mediation NYSE regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Legal Counsel (Corporate & Securities) Job Responsibilities: The position of Senior... Legal Counsel (Corporate & Securities) at the company involves... advising on public company and corporate law matters, with a strong focus on securities law compliance, public company... reporting, corporate governance, and...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Reston, VA (Remote)

Law Firm • **Members Only** Reston, VA

Apply

Posted On Sep 06, 26

Full-time 5 views Experience : Min 4 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - General

Job Tags:

Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Associate Job Responsibilities: The responsibilities of a Capital Markets / Public Company Associate will vary based on the level of experience and the specific practice group. Key responsibilities include: - Conducting thorough and comprehensive legal...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney / Corporate - M&A Attorney in Reston, VA

In-House • **Members Only** Reston, VA

Apply

Posted On Aug 13, 26

Full-time 4 views Experience : Min 8 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - General Corporate - M&A

Job Tags:

Asset Sales banking board of directors Capital Markets contracts corporate governance Corporate Law corporate transactions employee benefits equity family FLSA Government Insurance Litigation M&A Mediation NYSE regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Legal Counsel (Corporate & Securities) Job Responsibilities: The Senior Principal -... Legal Counsel (Corporate & Securities) plays a crucial role... law matters, focusing on securities law compliance, public company... reporting, corporate governance, and corporate transactions. The position is vital for driving best-in-class...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Corporate - M&A Attorney / Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - Compliance Attorney in Reston, VA

In-House • **Members Only** Reston, VA

Apply

Posted On Aug 19, 26

Full-time 1 views Experience : Min 8 yrs required

Practice Area:

Corporate - M&A Corporate - General Corporate - Securities and Capital Markets Corporate - Compliance

Job Tags:

agreements board of directors Collective Bargaining Contractual Obligations corporate governance divestitures due diligence Employment Contracts equity finance Government Insurance International Law Joint Ventures M&A Mergers and Acquisitions NYSE SCA Securities Securities Act of 1933 Securities Exchange Act of 1934 strategic alliances

Title: Assistant General Counsel, M&A and Governance Job Responsibilities: The Assistant General Counsel, M&A and Governance is tasked with providing hands-on legal advice and support in executing strategic transactions, supporting the Board of Directors, and advancing governance practices. Key responsibilities include: - Collaborating...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Corporate - Securities and Capital Markets Attorney in McLean, VA (Remote)

Law Firm • **Members Only** McLean, VA

Apply

Posted On Sep 07, 26

Full-time 30 views Experience : 3-5 yrs required

Practice Area:

Corporate - Securities and Capital Markets

Job Tags:

Capital Markets corporate governance initial public offerings private equity underwriters

Title: Capital Markets Associate (Mid-Level) Job Responsibilities: The Capital Markets Associate (Mid-Level) at the law firm will be responsible for a variety of tasks related to public and private equity offerings. Key responsibilities include handling initial public offerings (IPOs) and follow-on offerings....

Sign In or Sign Up in seconds to view this job on LawCrossing.

Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Herndon, VA

In-House • **Members Only** Herndon, VA

Apply

Posted On Aug 21, 26

Full-time 5 views Experience : Min 8 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - General

Job Tags:

Asset Sales banking board of directors Capital Markets contracts corporate governance Corporate Law corporate transactions employee benefits equity family FLSA Government Insurance Litigation M&A Mediation NYSE regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Counsel - Corporate and Securities Job Responsibilities: - Provide legal advice... on public company matters, including compliance with the Securities Exchange Act of 1934,... Securities Act of 1933, and... NYSE listing standards. - Draft and review Forms 10-K, 10-Q, 8-K, Section 16 filings...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

Apply

Posted On Jun 07, 26

Full-time 10 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: The Strategic Advisor in Market and Regulatory Services (MRS) serves as a senior strategic partner, reporting to the Chief of Staff. The key responsibilities include: - Acting as a strategic thought partner embedded...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Administrative Law Attorney / Government - General Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

Apply

Posted On Aug 25, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Administrative Law Government - General

Job Tags:

Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director, Enforcement is tasked with managing a team of 5-8 Enforcement attorneys who develop and resolve Enforcement cases through all stages, from inception to completion. The Director oversees a large and diverse docket of cases, ensuring...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Corporate - Securities and Capital Markets Attorney / Corporate - M&A Attorney / Corporate - Venture Capital/Emerging Companies Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

Apply

Posted On Jun 22, 26

Part-time 12 views Experience : Min 2 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General

Job Tags:

agreements asset purchase agreements Capital Markets corporate governance IPO M&A mergers NASDAQ NYSE Securities Securities Act of 1933

Job Title: Securities Attorney (Associate / Of... to Full-Time, Flexible) Job Responsibilities: The Securities Attorney will play a... crucial role in advising and representing clients in various complex transactions and compliance matters. Key responsibilities include: - Drafting and reviewing legal documents such as...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Corporate - Securities and Capital Markets Attorney / Corporate - M&A Attorney / Corporate - Venture Capital/Emerging Companies Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

Apply

Posted On Jun 22, 26

Full-time 18 views Experience : Min 2 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General

Job Tags:

agreements asset purchase agreements Capital Markets corporate governance IPO M&A mergers NASDAQ NYSE Securities Securities Act of 1933

firm is seeking a Securities Attorney to join the... is ideal for a securities or transactional attorney who... desires high-quality deal work, flexibility, and upside participation without a traditional law-firm structure. The position may be structured as Associate or Of...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Washington, DC

Government • **Members Only** Washington, DC

Apply

Posted On Jul 15, 26

Full-time

Practice Area:

Corporate - Securities and Capital Markets Corporate - General

Job Tags:

Corporation finance initial public offerings public sector RICO Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws underwriters

team that selectively reviews filings made under the Securities Act of 1933 and... the Securities Exchange Act of 1934.... Your primary responsibilities will include: - Interpreting registration and reporting requirements of the Securities Act and the Exchange... Act. - Reviewing filings an......

Sign In or Sign Up in seconds to view this job on LawCrossing.

Corporate - Securities and Capital Markets Attorney / Finance - General Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

Apply

Posted On Aug 20, 26

Full-time 1 views Experience : 2-3 yrs required

Practice Area:

Corporate - Securities and Capital Markets Finance - General Corporate - General

Job Tags:

Capital Markets corporate governance employee benefits finance Insurance Securities Securities Act of 1933 Securities Exchange Act of 1934

The mid-level corporate & securities associate will be responsible... range of corporate and securities matters. Key responsibilities include:... - Engaging in public company advisory work - Assisting with corporate governance - Managing capital markets financings - Working as part of...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Capital Markets and Public Company Associate

Recruiter • **Members Only** Reston, VA

Apply

Posted On Sep 06, 26

Full-time 2 views Experience : 3-8 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - General

Reston, VA. The role involves working with public companies on reporting, compliance, and governance, and supporting a dynamic securities practice focused on life... sciences, technology, and digital comprehensive legal research and legal documents, including memos and i...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Securities Exchange Act Of 1934 Jobs in Gaithersburg

Preview Results

Filter by

Sign Up

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Job Tags:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Job Tags:

Practice Area:

Practice Area:

By Employer Type