Securities Jobs in Gaithersburg

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Posted On Aug 06, 26
Full-time 1 views Experience : 5-7 yrs required

Title: Corporate Paralegal Job Responsibilities: - Prepare and file SEC documents, including Form 8-K, Section 16(a) filings, and periodic reporting on Forms 10-Q and 10-K. - Assist with state registrations and compliance, including annual reports and business licenses. - Coordinate corporate governance activities throughout...

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Posted On Aug 14, 26
Full-time 1 views Experience : Min 2 yrs required

Title: Legal Assistant Job Responsibilities: - Manage the administration of contracts, including database updates, ongoing monitoring, and follow-up for Company and its affiliates. - Draft and/or review legal documents in English and German, including meeting minutes, simple contracts, confidentiality disclosure agreements (CDAs), consulting...

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Full-time 7 views Experience : Min 2 yrs required

Title: Patent Prosecution Agent (EE) Job Responsibilities: - Draft patent applications for both and companies. This involves meeting with inventors to discuss the technology in question and drafting the necessary patent applications. - Prosecute patent applications before the United States Patent...

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Posted On Aug 30, 26
Full-time 1 views Experience : 3-8 yrs required

Title: Senior Legal Counsel Job Responsibilities: - Manage and provide legal support for global commercial litigation matters, including collaborating and liaising with external counsel, attending mediations, arbitrations, depositions, and trials. - Work closely with the company’s business and sales teams across the globe...

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Full-time 49 views Experience : Min 10 yrs required

Title: Chief Legal Officer Job Responsibilities: - Serve as the primary legal advisor to the CEO, executive leadership team, and Board of Directors. - Build and lead the company's Legal organization while establishing scalable legal and compliance processes. - Ensure compliance with applicable federal,...

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Posted On Jul 26, 26
Full-time 1 views Experience : 5-10 yrs required

Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal... Investigator in Crypto Asset Investigations (CAI) is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role requires the provision of subject...

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Full-time 11 views Experience : Min 6 yrs required

Title: Counsel, Enforcement Job Responsibilities: The Enforcement Counsel is responsible for resolving non-complex enforcement matters and contributing to larger, more complex cases. Key responsibilities include: - Resolving non-complex enforcement matters with a rigorous assessment and effective advocacy. - Executing a...

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Posted On Aug 18, 26
Full-time 3 views

Legal Assistant- Billing *REMOTE OPPORTUNITY* About the Organization Law firm has been a trusted leader in the financial services and real estate industry for over 25 years with a commitment to helping clients succeed. Attorneys and staff drive solutions that create...

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

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Posted On Sep 08, 26
Full-time Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: The Senior Director, Trading and Product Risk Intelligence, plays a pivotal role in overseeing and guiding strategic and tactical intelligence efforts within the organization's Risk & Intelligence department. The role involves...

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Posted On Jun 18, 26
Full-time 20 views Experience : 2-5 yrs required

Title: Legal Assistant / Admin Assistant Job Responsibilities: - Managing client communications with professionalism and empathy to ensure a smooth flow of information and maintain strong client relationships. - Overseeing attorney schedules and court deadlines, playing a crucial role in ensuring that all...

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Full-time 7 views Experience : 1-3 yrs required

Title: Attorney Advisory - GS-11/12/13/14 - Ethics Division Job Responsibilities: The Attorney Advisor position within the Ethics Division of the Office of the General Counsel at the . Department of Health and Human Services (HHS) involves several key responsibilities. The incumbent will...

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Posted On Sep 11, 26
Full-time 5 views Experience : 4-4 yrs required

Title: Attorney Advisor (Supervisory) - GS-15 - Ethics Division Job Responsibilities: The Attorney Advisor in the Ethics Division at the Office of the General Counsel (OGC) within the **Members Only,** is tasked with a variety of supervisory and advisory duties. The primary responsibilities...

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Posted On Jun 07, 26
Full-time 5 views Experience : Min 10 yrs required

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Act as a strategic thought partner within an assigned Market and Regulatory Services (MRS) line of business, offering counsel on business initiatives, strategic planning, risk management, policy, and processes to...

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Posted On Jun 10, 26
Full-time 6 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing critical leadership in assessing regulatory risks and developing regulatory strategies. Key responsibilities include: - Collaborating with the head of Surveillance Operations and senior...

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Posted On Jun 21, 26
Full-time 9 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead sophisticated risk assessments of member firms, including those with complex or elevated risks, with minimal supervision. - Drive strategic intelligence by analyzing regulatory developments and market trends, and translating them into actionable recommendations for...

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: The Vice President, Enforcement Senior Advisor & Operations is a senior leadership role reporting directly to the Executive Vice President (EVP) of Enforcement. This position is crucial for shaping the strategic direction...

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Full-time 3 views Experience : Min 1 yrs required

job opportunity is for an attorney position located in the Office of Commission Appellate Adjudication within an organization. The position may be used to fill additional vacancies within the agency. The role requires adherence to Confidential Financial Disclosure and security...

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