Legal Financial Services Regulation Jobs Jobs in Gaithersburg, MD

Corporate - Securities and Capital Markets Attorney / Corporate - M&A Attorney / Corporate - General Attorney in Gaithersburg, MD

In-House • **Members Only** Gaithersburg, MD

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Posted On Jul 10, 26

Full-time 1 views Experience : 6-9 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - M&A Corporate - General

Job Tags:

acquisitions Affirmative Action agreements board of directors conflict resolution corporate governance due diligence equity finance Joint Ventures M&A mergers Mergers and Acquisitions Privacy SEC filings Securities Securities Act of 1933 special projects stock exchange stock options

Title: Senior Counsel Job Responsibilities: Corporate Governance & Securities: - Provide legal advice to the Board of Directors, board committees, and senior management on corporate governance matters under the direction of the SVP, General Counsel, and Corporate Secretary. - Assist in the preparation and...

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Finance - Financial Services Regulation Attorney / Finance - Banking Attorney in Rockville, MD

In-House • **Members Only** Rockville, MD

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Posted On Sep 08, 26

Full-time 7 views Experience : 3-10 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - Banking

Job Tags:

agreements AML banking bylaws Consumer Protection Laws contracts corporate governance Cybersecurity family fiduciary Financial Institutions Government Harassment health insurance Insurance lending Litigation OFAC

Title: Principal Vice President, Legal and Compliance Job Responsibilities: - Serve as In-House Counsel, providing legal advice related to the credit union’s ordinary course activities, including lending, operations, vendor and member-facing contracts, governance, employment-related matters, and regulatory issues. - Review, draft, and negotiate...

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Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jul 26, 26

Full-time 1 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement... market structure and market regulation from exchanges, the organization,... the SEC, and other regulatory bodies. - Provide expert guidance to senior leadership on operational, strategic, and policy implications of new and emerging...

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Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jun 07, 26

Full-time 5 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse

Advisor, Market and Regulatory Services Job Responsibilities: - Act... assigned Market and Regulatory Services (MRS) line of business,... offering counsel on business initiatives, strategic planning, risk management, policy, and processes to ensure alignment with MRS strategic goals. - Assess and...

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Legal Staff Accounting/Finance in Rockville, MD

Law Firm • **Members Only** Rockville, MD

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Posted On Aug 19, 26

Full-time 1 views Experience : Min 2 yrs required

Job Tags:

company policies finance health insurance Insurance Profit Sharing Software

responsible for maintaining accurate financial records and supporting the... month-end close processes while ensuring compliance with law firm policies and applicable regulations. This role involves collaborating closely with Accounting leadership, attorneys, and administrative staff to support the firm's day-to-day accounting...

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Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 19, 26

Full-time 1 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse

Job Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy &... Product Leadership: - Owns the P&L and business operations for the organization's OTC Equity products and facilities. - Analyzes market and industry trends to propose and prioritize product development strategies, balancing market needs...

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Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Sep 08, 26

Full-time 1 views Experience : Min 6 yrs required

Job Tags:

Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Principal Analyst, Dispute Resolution Services Training Job Responsibilities: - The Principal... for key Dispute Resolution Services (DRS) regional job categories. -... Responsible for training new regional hires and delivering just-in-time, customized training for all DRS staff levels on new rules, procedures, and policies. -...

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Corporate - Compliance Attorney / Corporate - General Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jun 01, 26

Full-time 11 views Experience : Min 6 yrs required

Practice Area:

Corporate - Compliance Corporate - General

Job Tags:

Affirmative Action child Code of Conduct domestic partner evidence family FINRA Insurance invention Litigation Securities spouse

Title: Counsel, Enforcement Job Responsibilities: The Enforcement Counsel is responsible for resolving non-complex enforcement matters and contributing to larger, more complex cases. Key responsibilities include: - Resolving non-complex enforcement matters with a rigorous assessment and effective advocacy. - Executing a...

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Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jul 05, 26

Full-time 2 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: The Vice President, Enforcement Senior Advisor & Operations is a senior leadership role reporting directly to the Executive Vice President (EVP) of Enforcement. This position is crucial for shaping the strategic direction...

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Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jun 10, 26

Full-time 6 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing critical leadership in assessing regulatory risks and developing regulatory strategies. Key responsibilities include: - Collaborating with the head of Surveillance Operations and senior...

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Administrative Law Attorney / Government / Public Law Attorney / Government - General Attorney in Rockville, MD

Government • **Members Only** Rockville, MD

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Posted On Jul 07, 26

Full-time 3 views Experience : Min 1 yrs required

Practice Area:

Administrative Law Government / Public Law Government - General

Job Tags:

Administrative Law appellate criminal evidence family federal government Government Insurance licensing marriage Media public sector Rule of Law social security spouse title

may be used to fill additional vacancies within the agency. The role requires adherence to Confidential Financial Disclosure and security ownership... restriction reporting requirements. Job Title Attorney Job Responsibilities The successful candidate will perform a comprehensive range of attorney duties, including but not...

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Environmental Law - Transactions & Compliance Attorney / Environmental and Land Use - General Attorney / Environmental Law - Litigation - Defense Attorney in Rockville, MD

Government • **Members Only** Rockville, MD

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Posted On Aug 07, 26

Full-time 5 views Experience : Min 1 yrs required

Practice Area:

Environmental Law - Transactions & Compliance Environmental and Land Use - General Environmental Law - Litigation - Defense

Job Tags:

Administrative Law appellate construction criminal Cybersecurity Environmental Law evidence federal government Government licensing Litigation marriage Media Practice of Law Privacy public sector Rule of Law social security spouse state government title Transportation

or before administrative tribunals, providing advice in non-adjudicatory contexts, and offering legal services related to various aspects... of nuclear regulation. The major duties include:... - Licensing and regulation of nuclear materials, fuel... cycle facilities, spent fuel storage and disposal, decommissio...

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Judicial Clerkship - Government in Rockville, MD

Government • **Members Only** Rockville, MD

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Posted On Sep 02, 26

Full-time 45 views

Job Tags:

ADA Case Law equity Family Law FLSA Harassment Insurance pleadings Software trials

Title: Law Clerk Position Job Responsibilities: The Law Clerk provides essential legal support to the Judge by performing a variety of tasks crucial to the judicial process. These include: - Drafting and revising opinions, correspondence, memoranda, and orders. - Reviewing case files and analyzing...

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Government and Government Relations Attorney / Government / Public Law Attorney in Rockville, MD

Government • **Members Only** Rockville, MD

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Posted On Sep 11, 26

Full-time 7 views Experience : 1-3 yrs required

Practice Area:

Government and Government Relations Government / Public Law

Job Tags:

criminal Department of Health and Human Services Ethics FDA federal government I-9 lobbying Practice of Law Transportation

Title: Attorney Advisory - GS-11/12/13/14 - Ethics Division Job Responsibilities: The Attorney Advisor position within the Ethics Division of the Office of the General Counsel at the . Department of Health and Human Services (HHS) involves several key... responsibilities. The incumbent will...

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Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jun 21, 26

Full-time 9 views

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

or elevated risks, with minimal supervision. - Drive strategic intelligence by analyzing regulatory developments and market trends, and translating them into actionable recommendations for senior leadership. - Collaborate with internal departments to identify, communicate, and address emerging risks across the financial indus...

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Employment Law - Litigation Employer Defense Attorney / Employment Law - Management (Compliance & Counseling) Attorney / Employment Law - Traditional Labor Law (Unions) Attorney / Employment Law - Wage and Hour - Defense Attorney / Employment Law - Wage a

Government • **Members Only** Rockville, MD

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Posted On Jul 17, 26

Full-time 4 views Experience : 1-5 yrs required

Practice Area:

Employment Law - Litigation Employer Defense Employment Law - Management (Compliance & Counseling) Employment Law - Traditional Labor Law (Unions) Employment Law - Wage and Hour - Defense Employment Law - Wage and Hour - General Employment Law - General

Job Tags:

EEOC Equal Employment Opportunity Commission Ethics government contracts Harassment Labor and Employment Labor Relations Litigation Practice of Law public sector state government Whistleblower

Advise and provide legal services related to federal labor... and employment law, equal employment opportunity, reasonable accommodation, harassment, personnel security, torts, government contracts and grants, ethics, and information law. - Review technical and other documents to determine legal sufficiency and perform...

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Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jul 26, 26

Full-time 1 views

Job Tags:

Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Serve as an expert in crypto assets, blockchains, smart contracts, and other onchain technologies, addressing complex regulatory challenges. - Conduct investigations into money laundering, onchain vulnerabilities, cybersecurity incidents, fraud, and...

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Legal Staff Paralegal in Rockville, MD

Law Firm • **Members Only** Rockville, MD

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Posted On Aug 11, 26

Full-time 1 views Experience : 1-2 yrs required

Practice Area:

Real Estate - Eviction (Litigation) Real Estate - Foreclosure (Litigation) Real Estate - General

Job Tags:

criminal equity eviction Foreclosure Insurance title

trusted leader in the financial services and real estate... industry for over 25 years, committed to helping clients succeed. The attorneys and staff drive solutions that create value and results to achieve client goals and help them accomplish more. Through...

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Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 19, 26

Full-time 1 views

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 20, 26

Full-time 1 views Experience : 2-10 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

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Financial Services Regulation Jobs in Gaithersburg

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