Legal M&a Jobs Jobs in Gaithersburg, MD

Corporate - Securities and Capital Markets Attorney / Corporate - M&A Attorney / Corporate - General Attorney in Gaithersburg, MD

In-House • **Members Only** Gaithersburg, MD

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Posted On Jul 10, 26

Full-time 1 views Experience : 6-9 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - M&A Corporate - General

Job Tags:

acquisitions Affirmative Action agreements board of directors conflict resolution corporate governance due diligence equity finance Joint Ventures M&A mergers Mergers and Acquisitions Privacy SEC filings Securities Securities Act of 1933 special projects stock exchange stock options

Title: Senior Counsel Job Responsibilities: Corporate Governance & Securities: - Provide legal advice to the Board of Directors, board committees, and senior management on corporate governance matters under the direction of the SVP, General Counsel, and Corporate Secretary. - Assist in the preparation and...

Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - Technology Transactions Attorney / Corporate - Compliance Attorney / Data Privacy - Transactional Attorney / IP_ - Patent Licensing Attorney / Physics Attorney /

In-House • **Members Only** Rockville, MD

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Posted On Jul 03, 26

Full-time 49 views Experience : Min 10 yrs required

Practice Area:

Corporate - M&A Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - Compliance Data Privacy - Transactional IP_ - Patent Licensing Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General IP_ - Trademark/Copyright-Transaction Government Contracts International Trade Corporate - General Government - General

Job Tags:

agreements board of directors Capital Markets company policies contracts corporate compliance corporate governance corporate transactions Cybersecurity data privacy directors equity Ethics finance Government Intellectual Property licensing Mergers and Acquisitions partnerships Patent patents regulatory compliance stage trade secrets trademarks

Title: Chief Legal Officer Job Responsibilities: - Serve as the primary legal advisor to the CEO, executive leadership team, and Board of Directors. - Build and lead the company's Legal organization while establishing scalable legal and compliance processes. - Ensure compliance with applicable federal,...

Government and Government Relations Attorney / Administrative Law Attorney / Government / Public Law Attorney / Government - General Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jul 10, 26

Full-time 2 views Experience : Min 6 yrs required

Practice Area:

Government and Government Relations Administrative Law Government / Public Law Government - General

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Principal Counsel, Regulatory Job Responsibilities: The Principal Counsel in the Office of General Counsel (OGC), Regulatory Policy provides legal advice and support throughout the life cycle of new regulatory initiatives and acts as a subject matter resource in specific areas of...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 19, 26

Full-time 1 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership: - Owns the P&L and business operations for the organization's OTC Equity products and facilities. - Analyzes market and industry trends to propose and prioritize product development strategies, balancing market needs with...

Corporate - Compliance Attorney / Corporate - General Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jun 01, 26

Full-time 11 views Experience : Min 6 yrs required

Practice Area:

Corporate - Compliance Corporate - General

Job Tags:

Affirmative Action child Code of Conduct domestic partner evidence family FINRA Insurance invention Litigation Securities spouse

Title: Counsel, Enforcement Job Responsibilities: The Enforcement Counsel is responsible for resolving non-complex enforcement matters and contributing to larger, more complex cases. Key responsibilities include: - Resolving non-complex enforcement matters with a rigorous assessment and effective advocacy. - Executing a...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jun 07, 26

Full-time 5 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Act as a strategic thought partner within an assigned Market and Regulatory Services (MRS) line of business, offering counsel on business initiatives, strategic planning, risk management, policy, and processes to...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jun 10, 26

Full-time 6 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing critical leadership in assessing regulatory risks and developing regulatory strategies. Key responsibilities include: - Collaborating with the head of Surveillance Operations and senior...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jul 05, 26

Full-time 2 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: The Vice President, Enforcement Senior Advisor & Operations is a senior leadership role reporting directly to the Executive Vice President (EVP) of Enforcement. This position is crucial for shaping the strategic direction...

Legal Staff Legal Secretary in Rockville, MD

Law Firm • **Members Only** Rockville, MD

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Posted On Aug 01, 26

Full-time 1 views Experience : 3-5 yrs required

Practice Area:

Litigation - General (consumer) Litigation - Commercial Litigation - Labor & Employment Employment Law - Litigation Plaintiffs & Class Actions Employment Law - Litigation Employer Defense Insurance Defense - General Insurance Coverage Personal Injury Defense Product Liability Defense Litigation - Construction Defect (Defense) Litigation - Real Estate - Defense Employment Law - General

Job Tags:

civil litigation construction defect depositions Employment Law Insurance insurance defense Litigation personal injury pleadings product liability Profit Sharing title

Title: Legal Assistant / Secretary, Full Time Job Responsibilities: As a Legal Assistant, you will be responsible for supporting attorneys through all phases of litigation. This includes: - Drafting and formatting correspondence and legal documents - Scheduling depositions and managing attorney calendars - Coordinating travel...

Legal Staff Legal Secretary in Rockville, MD

Law Firm • **Members Only** Rockville, MD

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Posted On Aug 01, 26

Full-time 1 views Experience : 2-3 yrs required

Practice Area:

Litigation - General (consumer) Litigation - eDiscovery General Product Liability Defense Personal Injury Defense Litigation - Construction Defect (Defense) Insurance Defense - General

Job Tags:

civil litigation construction defect depositions Employment Law Insurance insurance defense Litigation personal injury pleadings product liability Profit Sharing title

Title: Legal Assistant / Secretary, Full Time Job Responsibilities: As a Legal Assistant, the primary responsibilities include supporting attorneys through all phases of civil litigation. This involves: - Drafting and formatting correspondence and legal documents - Scheduling depositions and managing attorney calendars - Coordinating travel...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jul 26, 26

Full-time 1 views

Job Tags:

Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Serve as an expert in crypto assets, blockchains, smart contracts, and other onchain technologies, addressing complex regulatory challenges. - Conduct investigations into money laundering, onchain vulnerabilities, cybersecurity incidents, fraud, and...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jul 26, 26

Full-time 1 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jul 26, 26

Full-time 1 views Experience : 5-10 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations (CAI) is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 19, 26

Full-time 1 views

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 20, 26

Full-time Experience : 2-10 yrs required

Job Tags:

abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is responsible for leading a team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 20, 26

Full-time 1 views Experience : 2-10 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

Administrative Law Attorney / Government - General Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 25, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Administrative Law Government - General

Job Tags:

Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys. This role involves overseeing the development and resolution of Enforcement cases through all stages, from inception to completion. The Director is tasked with...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 31, 26

Full-time Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Sep 01, 26

Full-time

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and perform ongoing risk assessments of FINRA members, reporting findings to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and engage with both...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Sep 08, 26

Full-time 1 views Experience : Min 6 yrs required

Job Tags:

Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: - The Principal Analyst is tasked with creating, maintaining, and updating training modules specifically tailored for key Dispute Resolution Services (DRS) regional job categories. - Responsible for training new regional hires and delivering just-in-time,...

M&a Jobs in Gaithersburg

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