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Securities Laws Jobs in Washington City

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United States
Posted On Jul 29, 26
Full-time 1 views Experience : 7-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Asset/Investment Management Corporate - General Finance - Banking Finance - Project Finance Finance - General Finance - Public Finance Finance - Financial Services Regulation
Job Tags:
acquisitions agreements AML banking Capital Markets corporate governance corporate transactions directors due diligence equity fiduciary finance Litigation mergers Mergers and Acquisitions Money Laundering partnerships shareholders
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Asset/Investment Management Corporate - General Finance - Banking Finance - Project Finance Finance - General Finance - Public Finance Finance - Financial Services Regulation
Job Tags:
acquisitions agreements AML banking Capital Markets corporate governance corporate transactions directors due diligence equity fiduciary finance Litigation mergers Mergers and Acquisitions Money Laundering partnerships shareholders

Title: Senior Counsel - Financial Transactions and Corporate Affairs Job Responsibilities: The Senior Counsel provides strategic, practical, and business-oriented legal advice to the company, its subsidiaries, affiliates, and shared services entities. This role encompasses a wide range of transactional, commercial, corporate, governance,...

Posted On Jul 29, 26
Full-time 1 views Experience : 7-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General Corporate - Compliance Finance - Banking Finance - Structured Finance Finance - Project Finance Finance - General
Job Tags:
acquisitions agreements AML banking Capital Markets corporate governance Corporate Law corporate transactions directors divestitures due diligence equity fiduciary finance Financial Institutions Insolvency Litigation mergers Mergers and Acquisitions Money Laundering partnerships project finance restructuring shareholders structured finance Workouts
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General Corporate - Compliance Finance - Banking Finance - Structured Finance Finance - Project Finance Finance - General
Job Tags:
acquisitions agreements AML banking Capital Markets corporate governance Corporate Law corporate transactions directors divestitures due diligence equity fiduciary finance Financial Institutions Insolvency Litigation mergers Mergers and Acquisitions Money Laundering partnerships project finance restructuring shareholders structured finance Workouts

Title: Counsel / Senior Counsel - Financial Transactions and Corporate Affairs Job Responsibilities: - Serve as the primary legal advisor to the Capital Markets function, focusing on debt facilities, bond issuances, guarantees, risk-sharing arrangements, impact investment structures, equity and quasi-equity investments, and...

Posted On Sep 21, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Finance - General Finance - Banking Finance - Financial Services Regulation
Job Tags:
agreements banking Broker Dealer credit agreements derivatives family finance Insurance ISDA lending Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Finance - General Finance - Banking Finance - Financial Services Regulation
Job Tags:
agreements banking Broker Dealer credit agreements derivatives family finance Insurance ISDA lending Securities

the company's treasury activities, focusing on liquidity, funding, capital, and risk management. - Collaborate with Corporate Treasury leaders and cross-functional stakeholders to address complex legal, regulatory, and business challenges impacting treasury operations. - Apply expertise in treasury-related transactions, securities financing arrangements,...

Posted On Sep 07, 26
Full-time 46 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions Affirmative Action Capital Markets corporate governance equity Equity Compensation Ethics Government mergers private equity second chair Securities securities laws stock exchange title underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions Affirmative Action Capital Markets corporate governance equity Equity Compensation Ethics Government mergers private equity second chair Securities securities laws stock exchange title underwriters

Mid- to Senior-level Corporate Securities Associate The candidate will... a variety of assignments and receive valuable hands-on experience across a diverse range of disciplines, including representing public and private companies in connection with general corporate and securities laws matters, securitie...

Posted On Aug 19, 26
Full-time 9 views Experience : 2-4 yrs required
Practice Area:
Litigation - Securities Litigation - Plaintiffs Litigation - Class Actions - Plaintiffs
Job Tags:
antitrust Civil Rights Consumer Rights corporate governance employee benefits finance fraud Litigation Securities securities laws securities litigation shareholder derivative suits
Practice Area:
Litigation - Securities Litigation - Plaintiffs Litigation - Class Actions - Plaintiffs
Job Tags:
antitrust Civil Rights Consumer Rights corporate governance employee benefits finance fraud Litigation Securities securities laws securities litigation shareholder derivative suits

Job Title: Securities Associate Job Responsibilities: - Take a... substantial role in researching and writing complaints and briefs. - Play a strong supportive role in discovery processes. - Efficiently organize and administer details related to case management assignments. - Supervise paralegals in litigation-related tasks, among...

Posted On Jul 12, 26
Full-time 2 views Experience : 5-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage

Senior Corporate Counsel - Securities Capital Markets Job Responsibilities: The Senior... Corporate Counsel will join the Capital Markets Legal Team, providing legal support to the Global Capital Markets (GCM) business line, including the Debt Capital Markets Group and other related business teams....

Posted On Jul 15, 26
Full-time 1 views Experience : Min 2 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
Case Law contracts pleadings public sector RICO Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
Case Law contracts pleadings public sector RICO Securities securities laws

Investor Education and Assistance. The team is responsible for addressing questions and complaints from individual investors concerning securities regulation and the operations... of the SEC. Key responsibilities include: - Evaluating, triaging, and responding to investor complaints and questions. - Exercising judgment and...

Posted On Jul 15, 26
Full-time
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Corporation finance initial public offerings public sector RICO Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Corporation finance initial public offerings public sector RICO Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws underwriters

filings made under the Securities Act of 1933 and... the Securities Exchange Act of 1934.... Your primary responsibilities will include: - Interpreting registration and reporting requirements of the Securities Act and the Exchange... Act. - Reviewing filings an...

Posted On Jul 20, 26
Full-time 1 views Experience : Min 2 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Investment Advisers Act of 1940 Securities Act of 1933 securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Investment Advisers Act of 1940 Securities Act of 1933 securities laws

and guidance on federal securities laws, rules, and regulations,... review legal documents, including examination reports, letters, and internal memoranda. - Interpret registration and reporting requirements to ensure compliance with applicable laws and regulations. Education and Experience... Information: - The position requires a Jur...

Posted On Aug 07, 26
Full-time 4 views Experience : 5-10 yrs required
Practice Area:
Corporate - General Corporate - Compliance Corporate - Securities and Capital Markets
Job Tags:
board of directors corporate compliance corporate governance Corporate Law directors equity family fiduciary health insurance Insurance NASDAQ Securities securities laws shareholders
Practice Area:
Corporate - General Corporate - Compliance Corporate - Securities and Capital Markets
Job Tags:
board of directors corporate compliance corporate governance Corporate Law directors equity family fiduciary health insurance Insurance NASDAQ Securities securities laws shareholders

Title Corporate Governance Attorney Job Responsibilities - Provide counsel and support on governance matters, including the Proxy Statement, shareholder proposals, and the Annual Meeting of Shareholders. - Run the legal entity management program, supervising two employees responsible for subsidiary governance....

Posted On Aug 18, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate transactions due diligence Mergers and Acquisitions regulatory compliance Securities securities laws underwriters
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate transactions due diligence Mergers and Acquisitions regulatory compliance Securities securities laws underwriters

structuring, negotiation, and execution of complex corporate transactions, including mergers and acquisitions, De-SPAC transactions, private placements, and public and private securities offerings, with minimal supervision. -... Serve as a primary legal advisor to law firm clients on sophisticated corporate and securitie...

Posted On Aug 21, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Litigation - Securities Litigation - Defense
Job Tags:
contracts criminal directors Ethics evidence federal government Litigation pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title
Practice Area:
Litigation - Securities Litigation - Defense
Job Tags:
contracts criminal directors Ethics evidence federal government Litigation pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title

within the Financial Reporting and Accounting Unit, you will be responsible for: - Supervising a team of attorneys to oversee complex investigations related to potential violations of federal securities laws, including issues with... public company financial reporting, accountant and audit...

Posted On Aug 25, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Plaintiffs Administrative Law Government / Public Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Plaintiffs Administrative Law Government / Public Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement manages a team of 5-8 enforcement attorneys to develop and resolve enforcement cases from inception to completion. The Director is responsible for managing a large and diverse docket of cases, ensuring that each...

Posted On Sep 15, 26
Full-time 4 views
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities

Title: Lateral Associate - Corporate - Securities Regulation & Corporate Governance Job... Responsibilities: The Lateral Corporate department, specializing in Securities Regulation & Corporate Governance,... tasks, predominantly focusing on securities regulation and corporate governance... clients on compliance with securities laws and regulations. - Assist......

Posted On Sep 08, 26
Full-time 14 views Experience : 10-15 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Private Equity Corporate - Contract Law
Job Tags:
agreements Capital Markets corporate governance Corporate Law corporate transactions credit agreements domestic partner due diligence equity equity financing family fiduciary finance Government Insurance M&A Software Venture Capital
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Private Equity Corporate - Contract Law
Job Tags:
agreements Capital Markets corporate governance Corporate Law corporate transactions credit agreements domestic partner due diligence equity equity financing family fiduciary finance Government Insurance M&A Software Venture Capital

Title: Associate General Counsel, Corporate Job Responsibilities: - Serve as a core thought partner to the General Counsel and CFO on M&A strategy, financing, risk allocation, and Board engagement. - Structure, negotiate, and close complex transactions, including conducting and managing...

Posted On Sep 04, 26
Full-time 6 views Experience : Min 7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements Capital Markets corporate governance Domestic Violence equity ERISA finance growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements Capital Markets corporate governance Domestic Violence equity ERISA finance growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Title: Attorney, SVP (BREIT) - Legal & Compliance, PWPF Legal Group Job Responsibilities: The Attorney, SVP (BREIT) position is a senior role within the Legal & Compliance department, specifically in the Private Wealth Public Funds (PWPF) Legal Group. This role is integral...

Posted On Sep 29, 26
Full-time 20 views Experience : 2-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Capital Markets capital raising criminal debt finance derivatives equity family federal government high yield lending private equity Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Capital Markets capital raising criminal debt finance derivatives equity family federal government high yield lending private equity Securities

equity, high yield, and hybrid capital offerings, as well as on acquisition financings, syndicated term loans, or direct-lending arrangements. Their role involves providing expert legal advice and support to clients in raising funds through various securities products and navigating comp......

Posted On Aug 20, 26
Full-time 39 views Experience : Min 2 yrs required
Practice Area:
Corporate - Securities and Capital Markets Finance - Structured Finance Corporate - General Finance - General
Job Tags:
Capital Markets commercial real estate employee benefits Insurance lending securitization
Practice Area:
Corporate - Securities and Capital Markets Finance - Structured Finance Corporate - General Finance - General
Job Tags:
Capital Markets commercial real estate employee benefits Insurance lending securitization

Title: Capital Markets, Junior to Mid-Level Attorney Job Responsibilities: The Capital Markets department is seeking a junior to mid-level attorney to support our commercial mortgage securitization practice. The responsibilities of this position include: - Interacting with clients to ensure their...

Posted On Jul 09, 26
Full-time 4 views Experience : Min 6 yrs required
Practice Area:
Government and Government Relations Government / Public Law Administrative Law Corporate - Securities and Capital Markets Government - General Corporate - General
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Practice Area:
Government and Government Relations Government / Public Law Administrative Law Corporate - Securities and Capital Markets Government - General Corporate - General
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Principal Counsel, Regulatory Job Responsibilities: The Principal Counsel in the Office of General Counsel (OGC), Regulatory Policy, is responsible for providing legal advice and support throughout the life cycle of new regulatory initiatives. This role serves as a subject matter resource...

Posted On Aug 17, 26
Full-time 88 views Experience : 2-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets

law firm in Washington, DC is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The candidate will provide comprehensive legal advice and guidance to clients on matters related to registered investment companies, including mutual funds, ETFs,...

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