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United States
Posted On Sep 07, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Broker Dealer contracts criminal Ethics evidence federal government Financial Institutions fraud Investment Advisers Act of 1940 pleadings Privacy public sector RICO Rule of Law Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws social security title
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Broker Dealer contracts criminal Ethics evidence federal government Financial Institutions fraud Investment Advisers Act of 1940 pleadings Privacy public sector RICO Rule of Law Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws social security title

Title: Regulatory Counsel Job Responsibilities: As a Regulatory Counsel within the Division of Examinations, Broker-Dealer Exchanges Program (BDX) at the organization, your main responsibilities will include: - Developing recommendations, reports, and presenting and defending findings while collaborating with key stakeholders within the organization,...

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Posted On Sep 07, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements contracts criminal directors Ethics finance hedge funds lending Limited Liability Company Partnership Practice of Law private equity Securities securities laws title
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements contracts criminal directors Ethics finance hedge funds lending Limited Liability Company Partnership Practice of Law private equity Securities securities laws title

Title: Investment Attorney Job Responsibilities: The Investment Attorney will perform advanced to highly advanced and/or managerial legal work, providing advice and counsel with regular contact with the General Counsel, Executive Director, Chief Investment Officer, and various investment professionals and division directors. Key...

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Posted On Aug 31, 26
Full-time Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
criminal Ethics evidence federal government Privacy public sector RICO Rule of Law Securities securities laws social security title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
criminal Ethics evidence federal government Privacy public sector RICO Rule of Law Securities securities laws social security title

Title: Senior Officer-Associate Director Job Responsibilities: The Associate Director within the Office of Investment Adviser and Investment Company Examinations (IA/IC) plays a pivotal role in overseeing examination activities in the Fort Worth Regional Office, covering Texas, Oklahoma, and Arkansas. The primary responsibilities...

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Posted On Aug 25, 26
Full-time Experience : Min 10 yrs required
Practice Area:
Government / Public Law Administrative Law Government - General
Job Tags:
abuse affordable housing agreements air brokers civil litigation Civil Rights criminal family federal government fiduciary fraud Immigration Insurance Labor and Employment landlords Litigation real estate finance Securities tenants title Water
Practice Area:
Government / Public Law Administrative Law Government - General
Job Tags:
abuse affordable housing agreements air brokers civil litigation Civil Rights criminal family federal government fiduciary fraud Immigration Insurance Labor and Employment landlords Litigation real estate finance Securities tenants title Water

Title: Chief Deputy Attorney General—Social Justice Division Job Responsibilities: The Chief Deputy Attorney General (CDAG) for the Social Justice Division is a senior management position within the **Members Only,** (OAG). As a key member of the Attorney General’s senior leadership team, the CDAG...

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Posted On Aug 24, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - Contract Law Corporate - General
Job Tags:
agreements asset management banking brokers Capital Markets Commercial Contracts contracts Cybersecurity Ethics finance Financial Institutions Government investment management lending pension public law Securities special projects title
Practice Area:
Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - Contract Law Corporate - General
Job Tags:
agreements asset management banking brokers Capital Markets Commercial Contracts contracts Cybersecurity Ethics finance Financial Institutions Government investment management lending pension public law Securities special projects title

Senior Legal Counsel Job Responsibilities The Senior Legal Counsel at the organization will join a highly collaborative and experienced in-house legal team. This team specializes in asset management and operates at the intersection of public service and sophisticated global financial markets. The...

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Posted On Sep 02, 26
Full-time 12 views Experience : Min 4 yrs required
Practice Area:
Environmental and Land Use - General Water Law Land Use & Zoning Municipal Law Transactions - Land Use, Employment, etc.
Job Tags:
agreements brokers city council construction contracts criminal Deferred Compensation Domestic Violence Employment Law Environmental Cleanup Environmental Law equity Ethics evidence FLSA general liability indemnity Insurance Land Use Litigation municipal finance municipal law Natural Resources ordinances partnerships Practice of Law sexual assault stalking trials Water Water Quality
Practice Area:
Environmental and Land Use - General Water Law Land Use & Zoning Municipal Law Transactions - Land Use, Employment, etc.
Job Tags:
agreements brokers city council construction contracts criminal Deferred Compensation Domestic Violence Employment Law Environmental Cleanup Environmental Law equity Ethics evidence FLSA general liability indemnity Insurance Land Use Litigation municipal finance municipal law Natural Resources ordinances partnerships Practice of Law sexual assault stalking trials Water Water Quality

Title: Assistant City Attorney, Senior (Natural Resources/Environmental) Job Responsibilities: The Assistant City Attorney, Senior, is responsible for assisting the City Attorney in executing the legal work of the City. This includes providing advanced professional legal work on a broad range of municipal...

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Posted On Aug 10, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Administrative Law Government / Public Law Government - General
Job Tags:
Administrative Procedure Act agreements appellate Arbitrator brokers Campaign Finance cannabis child Collective Bargaining Deferred Compensation employee benefits equity escrow Ethics evidence family Family and Medical Leave Act Financial Institutions FMLA Government government compliance Insurance insurance coverage licensing Litigation Mediator Medicare pleadings public law Securities social security title Visa
Practice Area:
Administrative Law Government / Public Law Government - General
Job Tags:
Administrative Procedure Act agreements appellate Arbitrator brokers Campaign Finance cannabis child Collective Bargaining Deferred Compensation employee benefits equity escrow Ethics evidence family Family and Medical Leave Act Financial Institutions FMLA Government government compliance Insurance insurance coverage licensing Litigation Mediator Medicare pleadings public law Securities social security title Visa

Assistant Attorney General - Government Compliance and Enforcement Division Job Description: The Assistant Attorney General (AAG) position is within the Government Compliance and Enforcement Division (GCE) of the Attorney General's Office (AGO). Located in Olympia, this role offers a flexible/hybrid remote employment...

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Posted On Jul 17, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Administrative Law Government / Public Law Government - General
Job Tags:
banking contracts Financial Institutions Litigation Money Laundering pleadings public sector RICO Securities Securities Exchange Act of 1934 securities laws
Practice Area:
Administrative Law Government / Public Law Government - General
Job Tags:
banking contracts Financial Institutions Litigation Money Laundering pleadings public sector RICO Securities Securities Exchange Act of 1934 securities laws

Title: Attorney - Adviser (Attorney - Enforcement Liaison) Job Responsibilities: - Analyze questions related to Enforcement matters involving various statutory provisions and rules administered by the Division of Trading and Markets (TM). This may include issues across different business models and activities,...

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Posted On Jul 01, 26
Full-time 7 views Experience : 5-10 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Practice Area:
Finance - Financial Services Regulation Finance - General

Title: Supervisory Attorney-Adviser (Exam Manager) Job Responsibilities: - Lead a team of examiners in conducting and coordinating the nationwide examination program for entities under the regulatory authority of the Commission. - Oversee the examination of broker-dealers to ensure compliance with relevant regulations. - Provide...

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