Post Jobs Upload Your Resume Log in

Broker Dealer Jobs in Arlington

21 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. Texas
  4. Arlington
  5. Broker Dealer

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Create a Job Alert for this Search

United States
Posted On Jun 19, 26
Full-time 13 views Experience : Min 7 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa
Practice Area:
Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa

Title: Assistant General Counsel, Executive Director: Wealth Banking, Cash Management & Digital Assets Job Responsibilities: - Lead complex initiatives with broad impact and act as a key participant in large-scale planning. - Handle matters that significantly affect the company's operations, strategies, or profitability. -...

Posted On Jun 26, 26
Full-time 13 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior Counsel will be responsible for supporting the legal and regulatory aspects of distributing registered investment companies and private investment funds. The role involves working...

Posted On Aug 21, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General Finance - Banking Administrative Law Government / Public Law Government and Government Relations Government - General
Job Tags:
agreements Asset Protection banking Capital Markets employee benefits financial products financial services regulation Government Investment Banking investment management Securities wealth management
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General Finance - Banking Administrative Law Government / Public Law Government and Government Relations Government - General
Job Tags:
agreements Asset Protection banking Capital Markets employee benefits financial products financial services regulation Government Investment Banking investment management Securities wealth management

Title: Operations & Strategic Advisory Counsel Job Responsibilities: - Provide practical legal advice to Operations stakeholders, management committees, and business partners on regulatory requirements, legal risk, governance matters, and business initiatives. - Work across a variety of legal and regulatory topics affecting financial...

Posted On Sep 09, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
agreements banking Broker Dealer credit agreements derivatives family finance Insurance ISDA lending Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
agreements banking Broker Dealer credit agreements derivatives family finance Insurance ISDA lending Securities

Title: Director Legal Counsel, Corporate Treasury Job Responsibilities: The Director Legal Counsel, Corporate Treasury, plays a critical role in providing strategic legal guidance to support the company's treasury activities. The main responsibilities include: - Supporting the Treasury Department in matters related to...

Posted On Sep 09, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation ETFs family finance Insurance investment management marketing partnerships Securities Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation ETFs family finance Insurance investment management marketing partnerships Securities Visa

Title: Director Legal Counsel: Investment Company Attorney Job Responsibilities: - Prepare and file prospectuses and registration statements. - Advise on legal and regulatory requirements for registered funds, including money market funds subject to Rule 2a-7. - Draft and negotiate agreements...

Posted On Jul 07, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Criminal Law - Defense
Job Tags:
FINRA wealth management
Practice Area:
Criminal Law - Defense
Job Tags:
FINRA wealth management

for the Wealth Management business. - Conduct internal investigations involving potential employee misconduct. - Handle regulatory enforcement matters related to the company's broker-dealers, investment advisers, banks, digital... platforms, and other entities, as well as company employees. - Independently manage a large volume of...

Posted On Aug 11, 26
Full-time Experience : 3-6 yrs required
Practice Area:
Real Estate - Purchase and Sale (Commercial) Real Estate - Leasing Real Estate - General
Job Tags:
acquisitions agreements brokers Business Law closing documents commercial real estate due diligence healthcare transactions leasing M&A purchase and sale agreements spectrum
Practice Area:
Real Estate - Purchase and Sale (Commercial) Real Estate - Leasing Real Estate - General
Job Tags:
acquisitions agreements brokers Business Law closing documents commercial real estate due diligence healthcare transactions leasing M&A purchase and sale agreements spectrum

Title: Mid-Level Transactional Attorney - Commercial Real Estate & Leasing Job Responsibilities: - Draft, review, and negotiate commercial leases within industrial, medical office building (MOB), and office asset classes. - Handle acquisitions and dispositions of commercial real estate assets. - Draft and negotiate purchase...

Posted On Jul 13, 26
Full-time 2 views
Practice Area:
Administrative Law Government - General
Job Tags:
criminal employee benefits FINRA Investment Banking investment management Litigation Securities wealth management
Practice Area:
Administrative Law Government - General
Job Tags:
criminal employee benefits FINRA Investment Banking investment management Litigation Securities wealth management

Title: Wealth Management Investigations Paralegal Job Responsibilities: - Provide paralegal support for a team of attorneys handling internal investigations involving potential employee misconduct and inquiries from regulators and law enforcement at the state and federal level, including the SEC, FINRA, DOJ, and...

Attorney in Dallas, TX

Public Interest • **Members Only** Dallas, TX

Apply
Posted On Jun 21, 26
Full-time 12 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title Principal Analyst, Risk Monitoring Job Responsibilities As a Principal Risk Monitoring Analyst at the organization, you will play a crucial role in maintaining the integrity of . securities markets by identifying emerging risks and assessing complex member firms. Your...

Attorney in Dallas, TX

Public Interest • **Members Only** Dallas, TX

Apply
Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP, acting as a trusted advisor on significant matters related to Enforcement and the organization's regulatory mission. - Exercise sound judgment and...

Attorney in Dallas, TX

Public Interest • **Members Only** Dallas, TX

Apply
Posted On Jul 26, 26
Full-time 1 views Experience : 5-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Independently lead investigations related to tokenized securities and other crypto asset activities of organization member firms and associated persons. - Document investigative strategies, findings, and results in...

Attorney in Dallas, TX

Public Interest • **Members Only** Dallas, TX

Apply
Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: The Senior Advisor serves as a strategic regulatory advisor and subject matter expert on market structure, market regulation, and Regulatory Services Agreement (RSA) matters. The role encompasses several...

Attorney in Dallas, TX

Public Interest • **Members Only** Dallas, TX

Apply
Posted On Jul 26, 26
Full-time
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is tasked with conducting high-complexity investigations into crypto asset activities of member firms and their associated persons. This role requires...

Attorney in Dallas, TX

Public Interest • **Members Only** Dallas, TX

Apply
Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

Attorney in Dallas, TX

Public Interest • **Members Only** Dallas, TX

Apply
Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, guiding cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide leadership to...

Posted On Sep 18, 26
Full-time 10 views Experience : Min 4 yrs required
Job Tags:
Domestic Violence family finance global trade Harassment international trade Partnership tariffs Visa
Job Tags:
Domestic Violence family finance global trade Harassment international trade Partnership tariffs Visa

Title: Supervisor - Trade and Tariff Advisory Services Job Responsibilities: As a Supervisor in the Trade Advisory Services practice, you will engage in a variety of responsibilities aimed at providing high-impact solutions for clients dealing with customs and global trade matters....

Posted On Sep 02, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Real Estate - Leasing Real Estate - Purchase and Sale (Commercial) Real Estate - General
Job Tags:
acquisitions agreements blockchain brokers commercial real estate construction due diligence escrow Fair Labor Standards Act finance FLSA Insurance landlords lease leasing letters of intent Machine Learning marketing pleadings purchase and sale agreements renewals restructuring title UCC Women zoning
Practice Area:
Real Estate - Leasing Real Estate - Purchase and Sale (Commercial) Real Estate - General
Job Tags:
acquisitions agreements blockchain brokers commercial real estate construction due diligence escrow Fair Labor Standards Act finance FLSA Insurance landlords lease leasing letters of intent Machine Learning marketing pleadings purchase and sale agreements renewals restructuring title UCC Women zoning

Title: Paralegal II Job Responsibilities: - Retail Leasing New Stores and Renewals: Prepare, redline, and circulate various leasing documents, including letters of intent, leases, amendments, renewals, and extensions, under attorney supervision. Draft and manage ancillary documents such as estoppel certificates, SNDAs, memoranda...

Posted On Sep 07, 26
Full-time Experience : Min 5 yrs required
Job Tags:
antidumping artificial intelligence brokers equity family Government Intellectual Property International Law international trade International Trade Commission ITC Litigation Privacy title unfair trade
Job Tags:
antidumping artificial intelligence brokers equity family Government Intellectual Property International Law international trade International Trade Commission ITC Litigation Privacy title unfair trade

Title: International Trade Analyst (Customs) Job Responsibilities: The International Trade Analyst is responsible for handling . import regulatory and related matters. This includes dealing with . Customs and Border Protection (CBP) administration and disputes, conducting antidumping and countervailing duty investigations, and engaging...

Posted On Aug 03, 26
Full-time Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation derivatives ETFs family finance Insurance investment management marketing partnerships regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation derivatives ETFs family finance Insurance investment management marketing partnerships regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934

Title: Director Legal Counsel - Exchange Traded Products and Derivatives Job Responsibilities: - Provide legal support for exchange traded products (ETPs) managed or sponsored by the company. - Involved in strategy and development, drafting offering documents, initial offering, and ongoing...

Posted On Aug 03, 26
Full-time 3 views Experience : 4-7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
agreements banking Banking Law banking laws blockchain family finance Insurance marketing partnerships regulatory compliance securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
agreements banking Banking Law banking laws blockchain family finance Insurance marketing partnerships regulatory compliance securities laws

Title: Director Legal Counsel - Digital Assets Job Responsibilities: - Provide legal support for platforms offering digital assets products to customers of the company and its affiliates. - Engage in strategic initiatives, regulatory compliance, and negotiate agreements with product issuers or advisers. - Offer...

By Employer Type

In-House Public Interest Law Firm
Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend