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Financial Services Regulation Jobs in Arlington

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United States
Posted On Jul 10, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
agreements artificial intelligence construction information technology Insurance licensing marketing Privacy Software stock exchange title
Practice Area:
Data Privacy - Transactional
Job Tags:
agreements artificial intelligence construction information technology Insurance licensing marketing Privacy Software stock exchange title

legal guidance in connection with the company’s data, AI, and privacy policies and procedures. - Offer legal guidance and support concerning e-commerce, home sale transactions, marketing, financial services, information technology, and... other issues that arise. - Provide legal advice on technology...

Posted On Sep 22, 26
Full-time 2 views
Practice Area:
Other
Job Tags:
appellate consumer protection criminal Ethics evidence FLSA fraud Government Litigation Media Medicaid pleadings Software Transportation trials White Collar Crime
Practice Area:
Other
Job Tags:
appellate consumer protection criminal Ethics evidence FLSA fraud Government Litigation Media Medicaid pleadings Software Transportation trials White Collar Crime

Title: Assistant Attorney General IV - V Job Responsibilities: - Independently direct, conduct, and monitor investigations related to health care fraud. - Prepare for and conduct trials, and advise on pleadings and other court filings. - Handle the development and management of health care...

Posted On Sep 23, 26
Full-time Experience : Min 1 yrs required
Job Tags:
ADA Americans with Disabilities Act Case Law Controlled Substances criminal employee benefits Ethics evidence FECA federal government Felony Government Insurance International Law JOBS Act marijuana Privacy Rule of Law social security spouse stage title Transportation
Job Tags:
ADA Americans with Disabilities Act Case Law Controlled Substances criminal employee benefits Ethics evidence FECA federal government Felony Government Insurance International Law JOBS Act marijuana Privacy Rule of Law social security spouse stage title Transportation

Title: Human Resources Specialist (Employee Benefits) Job Responsibilities: - Manage assigned workers' compensation cases by ensuring all required documentation is collected, accurately filed, and maintained in the agency's system. - Monitor case status, establish and update plans of action, and ensure compliance with...

Posted On Jul 30, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

Title: Associate General Counsel - Commodities Business Job Responsibilities: - Advise business units and support partners on commodity derivatives, relevant swap dealer and banking regulations, and associated risks in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot and forward...

Posted On Jun 26, 26
Full-time 13 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior Counsel will be responsible for supporting the legal and regulatory aspects of distributing registered investment companies and private investment funds. The role involves working...

Posted On Jul 09, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General Finance - Banking
Job Tags:
agreements artificial intelligence banking corporate governance Corporation derivatives lending Privacy
Practice Area:
Finance - Financial Services Regulation Finance - General Finance - Banking
Job Tags:
agreements artificial intelligence banking corporate governance Corporation derivatives lending Privacy

Title: Assistant General Counsel** **Job Responsibilities:** - Provide legal advice to various departments and managers within the company to support business operations, minimize legal risk, and ensure compliance with applicable laws and regulations. - Offer support and assistance to the General Counsel as...

Posted On Jun 19, 26
Full-time 13 views Experience : Min 7 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa
Practice Area:
Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa

Title: Assistant General Counsel, Executive Director: Wealth Banking, Cash Management & Digital Assets Job Responsibilities: - Lead complex initiatives with broad impact and act as a key participant in large-scale planning. - Handle matters that significantly affect the company's operations, strategies, or profitability. -...

Posted On Jul 07, 26
Full-time 5 views Experience : Min 5 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
alcohol banking children Disability Benefits FCRA FDCPA Financial Institutions health benefits Insurance lending regulatory compliance UDAAP
Practice Area:
Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
alcohol banking children Disability Benefits FCRA FDCPA Financial Institutions health benefits Insurance lending regulatory compliance UDAAP

Title: Lead Compliance Officer (Auto Operations) Job Responsibilities: - Establish, implement, and maintain risk standards and programs to ensure compliance with federal, state, agency, legal, regulatory, and corporate policy requirements. - Provide oversight and monitoring of business group risk-based compliance...

Posted On Aug 09, 26
Full-time 1 views
Job Tags:
Bank Secrecy Act contracts equity Ethics family FCPA finance FINRA Insurance OFAC Partnership pension stage
Job Tags:
Bank Secrecy Act contracts equity Ethics family FCPA finance FINRA Insurance OFAC Partnership pension stage

Job Title: Procurement Contract Services Negotiator / Senior Contract... Analyst Job Responsibilities: - Lead and manage the vendor contracting process, including negotiation, drafting, review, and risk analysis of contract terms and conditions. - Ensure vendor contracts comply with applicable state and federal laws,...

Posted On Aug 26, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women

Title: Corporate Matters Counsel Manager Job Responsibilities: The Corporate Matters Counsel Manager is responsible for providing comprehensive legal advice and support across a wide spectrum of corporate, securities, governance, finance, disclosure, and compliance matters for a publicly traded company. This role requires...

Posted On Jul 08, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
alcohol banking children Disability Benefits FCRA FDCPA Financial Institutions health benefits Insurance lending regulatory compliance UDAAP
Job Tags:
alcohol banking children Disability Benefits FCRA FDCPA Financial Institutions health benefits Insurance lending regulatory compliance UDAAP

Title: Lead Compliance Officer (Auto Operations) Job Responsibilities: The Lead Compliance Officer in the Auto Operations Business Aligned Compliance (BACO) Team within the company's Independent Risk Management organization is responsible for the following duties: - Establish, implement, and maintain risk standards and...

Posted On Jun 16, 26
Full-time 18 views Experience : 4-4 yrs required
Practice Area:
Government and Government Relations Government / Public Law Government - General
Job Tags:
alcohol banking children Commercial Finance Disability Benefits financial services regulatory health benefits Insurance Investment Banking investment management lending NYSE partnerships regulatory compliance Visa
Practice Area:
Government and Government Relations Government / Public Law Government - General
Job Tags:
alcohol banking children Commercial Finance Disability Benefits financial services regulatory health benefits Insurance Investment Banking investment management lending NYSE partnerships regulatory compliance Visa

Title: Senior Counsel, Senior AVP – Regulatory Relations, Policy & Control Job Responsibilities: The Senior Counsel, Senior Assistant Vice President role involves serving as a legal advisor for Regulatory and Policy Affairs within the Chief Operating Office. The responsibilities include: - Acting...

Posted On Jul 31, 26
Full-time 2 views Experience : Min 2 yrs required
Practice Area:
Immigration - General
Job Tags:
air appeals asylum Case Law document review EOIR Ethics evidence Government Harassment Immigration immigration litigation Insurance Litigation Software USCIS VAWA
Practice Area:
Immigration - General
Job Tags:
air appeals asylum Case Law document review EOIR Ethics evidence Government Harassment Immigration immigration litigation Insurance Litigation Software USCIS VAWA

Title: Removal Defense Immigration Attorney Job Responsibilities: Client Advocacy & Representation: - Develop comprehensive legal defense strategies to protect clients from removal and maximize opportunities for immigration relief. - Represent clients in defensive immigration matters such as Removal Proceedings, Master Calendar Hearings, Individual Merits...

Posted On Sep 22, 26
Full-time 2 views Experience : 3-5 yrs required
Job Tags:
ADA banking Bankruptcy creditors criminal default services Financial Institutions Foreclosure LLC special projects
Job Tags:
ADA banking Bankruptcy creditors criminal default services Financial Institutions Foreclosure LLC special projects

Title: Client Liaison Job Responsibilities: - Serve as the law firm's onsite liaison and primary point of contact for assigned foreclosure matters. - Build and maintain strong, professional relationships with mortgage servicing personnel and law firm attorneys and staff. - Monitor foreclosure files from...

Posted On Sep 22, 26
Full-time
Job Tags:
asset management Bank Secrecy Act corporate trust equity Ethics family FCPA fiduciary FINRA Insurance investment management OFAC pension stage
Job Tags:
asset management Bank Secrecy Act corporate trust equity Ethics family FCPA fiduciary FINRA Insurance investment management OFAC pension stage

Title: Compliance Quality Assurance Lead Testing Analyst - Fiduciary Oversight and Testing Job Responsibilities: The Compliance Quality Assurance (CQA) Lead Analyst is tasked with administering and executing testing activities within the Independent Risk Review and Assessment (IRRA) second line organization. The key...

Posted On Sep 10, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
company policies criminal employee benefits ERISA family Insurance
Job Tags:
company policies criminal employee benefits ERISA family Insurance

Manager, Business Tax Services - Employee Benefits Compliance... filing entities. Oversee the gathering, analysis, and interpretation of financial and participant data, ensuring... accuracy and compliance with federal regulations, including ERISA and the Internal Revenue Code. Deliver on client needs of...

Posted On Aug 25, 26
Full-time 1 views Experience : Min 6 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management

Financial Services Tax - Real... Estate Senior Manager The candidate will guide clients through the complexities of tax compliance and strategic consulting. Help clients navigate the ever-evolving tax landscape, advising on local and international tax affairs, and providing insights into...

Posted On Sep 02, 26
Full-time 1 views Experience : Min 8 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management

Financial Services Tax - Real... compliance and structuring for financial services clients in asset... and wealth management. Analyzing and addressing operational tax risks and implications of investing across jurisdictions. Drafting and reviewing tax documents to validate accuracy and compliance with...

Posted On Sep 20, 26
Full-time 2 views Experience : Min 5 yrs required
Job Tags:
finance marketing Software Taxation Transfer Pricing
Job Tags:
finance marketing Software Taxation Transfer Pricing

Tax Manager, Core Tax Services Job Responsibilities: The Tax Manager,... Core Tax Services is tasked with advising... clients on the tax implications of their business objectives. This includes evaluating and selecting alternative actions to reduce tax burdens and compliance costs, identifying...

Posted On Sep 10, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Corporate - General
Job Tags:
acquisitions agreements closing documents corporate formation family Software stock certificates UCC
Practice Area:
Corporate - General
Job Tags:
acquisitions agreements closing documents corporate formation family Software stock certificates UCC

Title: Paralegal - Corporate and Transactional Job Responsibilities: - Acquire, organize, review, analyze, and summarize documents with meticulous attention to detail. - Draft and file documents under attorney supervision with local, state, and federal agencies including, but not limited to, standard corporate formation,...

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