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Corporate Compliance Jobs in Davidson

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United States
Posted On Sep 16, 26
Full-time 3 views Experience : 5-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Finance - Banking Finance - General
Job Tags:
agreements Collective Bargaining corporate governance credit agreements credit facilities due diligence equity family finance health insurance NYSE Partnership restructuring SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws Transportation
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Finance - Banking Finance - General
Job Tags:
agreements Collective Bargaining corporate governance credit agreements credit facilities due diligence equity family finance health insurance NYSE Partnership restructuring SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws Transportation

Title: Experienced Attorney - Corporate Governance, Securities, and Finance Job... advice and assistance on corporate governance matters, ensuring compliance... to governance practices and disclosures. - Lead corporate entity management for subsidiaries... across the company’s global portfolio. This includes coordinating periodic officer change...

Posted On Jul 17, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Employment Law - General Employment Law - Wage and Hour - Defense Employment Law - Wage and Hour - General
Job Tags:
agreements Collective Bargaining Employment Law family health insurance Labor and Employment Litigation Partnership Transportation wage and hour
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Employment Law - General Employment Law - Wage and Hour - Defense Employment Law - Wage and Hour - General
Job Tags:
agreements Collective Bargaining Employment Law family health insurance Labor and Employment Litigation Partnership Transportation wage and hour

Title: Associate General Counsel, Labor & Employment Job Responsibilities: - Serve as the lead legal advisor on labor and employment matters across the Americas region. - Provide strategic and day-to-day counsel on a wide range of employment law issues, including employee relations, performance...

Posted On Sep 16, 26
Full-time 15 views Experience : 4-9 yrs required
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - M&A Data Privacy - Transactional Tax - M&A and Transactions
Job Tags:
agreements contracts corporate governance Cybersecurity data privacy Data Protection due diligence employee benefits finance Insurance licensing Litigation M&A Partnership Privacy
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - M&A Data Privacy - Transactional Tax - M&A and Transactions
Job Tags:
agreements contracts corporate governance Cybersecurity data privacy Data Protection due diligence employee benefits finance Insurance licensing Litigation M&A Partnership Privacy

Job Title: Sr Corporate Attorney Job Responsibilities: The Senior Corporate... Attorney at the company... will act as the primary in-house legal resource responsible for various aspects of commercial contracting, NDA management, legal entity governance, and maintaining legal operations hygiene. This role is...

Posted On Jul 07, 26
Full-time 4 views Experience : Min 4 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General IP_ - Trademark/Copyright-Transaction Corporate - General
Job Tags:
affordable housing emerging technologies Intellectual Property NYSE Privacy Software technology transactions
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General IP_ - Trademark/Copyright-Transaction Corporate - General
Job Tags:
affordable housing emerging technologies Intellectual Property NYSE Privacy Software technology transactions

Job Title: Corporate Counsel – Product &... Technology Job Responsibilities: - Act as embedded product counsel for technology products, platforms, and digital experiences, partnering with cross-functional stakeholders throughout the product lifecycle to identify risks early, enable compliant product design, and support scalable...

Posted On Jul 20, 26
Full-time 2 views Experience : Min 5 yrs required
Job Tags:
title
Job Tags:
title

Title: Vice President of Regional Operations Job Responsibilities: 1. Regional Leadership & Office Oversight - Oversee daily operations across multiple offices, ensuring consistent processes and high performance. - Address and resolve office conflicts, reinforcing role expectations to maintain a professional work environment....

Posted On Sep 05, 26
Full-time 5 views Experience : Min 5 yrs required
Practice Area:
Nonprofit / Charities Law Tax - Exempt Organization Tax - Controversy and Dispute Resolution Tax - General
Job Tags:
acquisitions agreements equity family fiduciary Insurance Joint Ventures LLC mergers trusts
Practice Area:
Nonprofit / Charities Law Tax - Exempt Organization Tax - Controversy and Dispute Resolution Tax - General
Job Tags:
acquisitions agreements equity family fiduciary Insurance Joint Ventures LLC mergers trusts

Nonprofit Tax Advisory & Compliance: Advise nonprofit and tax-exempt... §501(c) status and ongoing compliance. Provide guidance on IRS... filings, including Form 1023 and Form 990. Counsel on UBTI, private foundation rules, and intermediate sanctions. Advise on governance and regulatory requirements. -...

Posted On Jun 19, 26
Full-time 17 views Experience : Min 7 yrs required
Practice Area:
Finance - Banking Fintech & Blockchain Corporate - Compliance Finance - General Corporate - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa
Practice Area:
Finance - Banking Fintech & Blockchain Corporate - Compliance Finance - General Corporate - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa

Title: Assistant General Counsel, Executive Director: Wealth Banking, Cash Management & Digital Assets Job Responsibilities: The Assistant General Counsel, Executive Director will serve as a senior legal advisor within the Wealth & Investment Management Division of the Legal Department at the...

Posted On Jul 03, 26
Full-time 11 views Experience : Min 10 yrs required
Practice Area:
Corporate - Contract Law Corporate - M&A Corporate - Technology Transactions Corporate - Compliance Corporate - Private Equity Intellectual Property - Patent General Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Corporate - General Employment Law - General
Job Tags:
acquisitions agreements Commercial Law confidentiality agreements Copyright corporate compliance corporate governance due diligence Employment Law Ethics Hardware Insurance Intellectual Property invention lease Litigation mergers Mergers and Acquisitions Partnership Patent Privacy regulatory compliance renewals Restrictive Covenants Software Trademark warranty
Practice Area:
Corporate - Contract Law Corporate - M&A Corporate - Technology Transactions Corporate - Compliance Corporate - Private Equity Intellectual Property - Patent General Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Corporate - General Employment Law - General
Job Tags:
acquisitions agreements Commercial Law confidentiality agreements Copyright corporate compliance corporate governance due diligence Employment Law Ethics Hardware Insurance Intellectual Property invention lease Litigation mergers Mergers and Acquisitions Partnership Patent Privacy regulatory compliance renewals Restrictive Covenants Software Trademark warranty

legal guidance to support business objectives while managing legal and commercial risks. This role encompasses a wide array of legal matters, including but not limited to commercial contracting, intellectual property, corporate governance, compliance, litigation, employment... law, and mergers and acqui...

Posted On Jul 31, 26
Full-time 2 views Experience : 5-7 yrs required
Practice Area:
Corporate - General Corporate - Contract Law Corporate - Compliance Construction/Developer-Agreements & Transactions Construction - General Government Contracts Administrative Law Government - General
Job Tags:
agreements Commercial Law commercial real estate construction Construction Law contracts corporate contracts corporate governance Corporate Law depositions directors Energy finance FOIA Government Insurance intellectual property rights Labor and Employment licensing Litigation local government Media Natural Resources Partnership Privacy public sector regulatory compliance
Practice Area:
Corporate - General Corporate - Contract Law Corporate - Compliance Construction/Developer-Agreements & Transactions Construction - General Government Contracts Administrative Law Government - General
Job Tags:
agreements Commercial Law commercial real estate construction Construction Law contracts corporate contracts corporate governance Corporate Law depositions directors Energy finance FOIA Government Insurance intellectual property rights Labor and Employment licensing Litigation local government Media Natural Resources Partnership Privacy public sector regulatory compliance

Job Title: Corporate Legal Counsel Job Responsibilities: The Corporate... Legal Counsel will support... United States on contracts, corporate governance, and regulatory compliance... to manage risk, ensure compliance, and support business objectives.... Key responsibilities include: - Corporate Governance & Regulatory Compliance:... - Support Operations......

Posted On Sep 08, 26
Full-time 9 views Experience : 3-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws

Job Title: Corporate Counsel (Director) - Remote Job... Assist in the annual proxy process, including drafting and coordination. - Ensure compliance with Nasdaq listing standards,... including corporate governance, disclosure, and shareholder... approval requirements. - Contribute to . reporting obligations, including annual reports, g...

Posted On Jun 19, 26
Full-time 19 views Experience : Min 4 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
agreements alcohol children conflict resolution Disability Benefits Hardware health benefits Insurance regulatory compliance Software Visa
Practice Area:
Corporate - Technology Transactions Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
agreements alcohol children conflict resolution Disability Benefits Hardware health benefits Insurance regulatory compliance Software Visa

Draft and negotiate a wide variety of agreements in collaboration with partners, clients, and colleagues. - Advise clients on risk management, conflict resolution, contract interpretation, compliance, remediation, and enforcement. -... Provide business-focused, risk-based advice to clients, working in a collab...

Posted On Sep 08, 26
Full-time 14 views Experience : Min 10 yrs required
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management

Counsel – Broker-Dealer Regulatory Compliance Job Responsibilities: - Provide... and advice related to compliance with applicable rules, regulations,... and legal risks impacting brokerage and investment advisory activities. - Review, revise, and develop internal policies and procedures in response to business...

Posted On Sep 14, 26
Full-time 2 views Experience : 7-15 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Asset/Investment Management Corporate - General Corporate - Compliance Corporate - Securities and Capital Markets
Job Tags:
agreements banking corporate governance corporate transactions Government IP Litigation M&A private equity regulatory compliance shareholders
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Asset/Investment Management Corporate - General Corporate - Compliance Corporate - Securities and Capital Markets
Job Tags:
agreements banking corporate governance corporate transactions Government IP Litigation M&A private equity regulatory compliance shareholders

Job Title: Attorney - Corporate M&A Transactions and Global... Provide legal counsel on Corporate M&A and GSSI transactions,... of businesses. - Coordinate with Corporate M&A and GSSI teams... across various corporate functions such as Corporate... Secretary, Employment and Human... Resources, Operations,...

Posted On Aug 20, 26
Full-time 4 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Corporate - Contract Law Corporate - General Corporate - Compliance
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Corporate - Contract Law Corporate - General Corporate - Compliance
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options

Title: VP, Assistant General Counsel - Brokerage Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, including offering legal analysis and advice concerning applicable rules, regulations, and legal risks related to the brokerage and investment advisory business....

Posted On Aug 23, 26
Full-time 2 views
Practice Area:
Corporate - Compliance
Job Tags:
advertising children consumer protection Consumer Protection Laws entertainment health benefits health insurance marketing spouse
Practice Area:
Corporate - Compliance
Job Tags:
advertising children consumer protection Consumer Protection Laws entertainment health benefits health insurance marketing spouse

Job Title: Product Compliance Counsel Job Responsibilities: - Product Compliance:... Review and approve product... and mobile apps. Assess compliance risks related to product... requirements. Participate in product compliance audits and incident response. -... Marketing Compliance: Review marketing materials and... campaigns for compliance with applicable laws and......

Posted On Sep 02, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Data Privacy - Transactional Corporate - Compliance Corporate - Technology Transactions Corporate - Contract Law Corporate - M&A Corporate - General
Job Tags:
advertising air CCPA corporate governance Cybersecurity data privacy Data Protection Energy equity finance GDPR Insurance IP Litigation marketing NASDAQ Privacy privacy laws Software
Practice Area:
Data Privacy - Transactional Corporate - Compliance Corporate - Technology Transactions Corporate - Contract Law Corporate - M&A Corporate - General
Job Tags:
advertising air CCPA corporate governance Cybersecurity data privacy Data Protection Energy equity finance GDPR Insurance IP Litigation marketing NASDAQ Privacy privacy laws Software

Title AI Governance & Data Privacy General Counsel Job Responsibilities AI Governance - Lead and execute the company's AI governance and legal strategy, maintaining and operationalizing a scalable Responsible AI Governance Framework to enable growth and innovation while managing risk. - Develop, maintain, and advise...

Posted On Sep 09, 26
Full-time 4 views Experience : Min 5 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General Corporate - Compliance Corporate - Contract Law Data Privacy - Transactional
Job Tags:
ADA agreements civil litigation Commercial Contracts contracts data privacy due diligence Financial Institutions Intellectual Property Litigation LLC Software
Practice Area:
Corporate - Technology Transactions Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General Corporate - Compliance Corporate - Contract Law Data Privacy - Transactional
Job Tags:
ADA agreements civil litigation Commercial Contracts contracts data privacy due diligence Financial Institutions Intellectual Property Litigation LLC Software

Job Title: Corporate Counsel & Director –... Legal and Risk Services Job Responsibilities: - Serve as a trusted day-to-day legal advisor to business units, providing practical, creative, and solution-oriented counsel that advances business objectives while appropriately managing legal and regulatory risk. - Provide...

Posted On Sep 16, 26
Full-time 3 views Experience : Min 10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa

strategic legal advisor on corporate governance matters, providing practical... advice to trustees, directors, senior executives, and other stakeholders regarding applicable legal requirements, fiduciary obligations, governance practices, and board processes. - Hires, evaluates, and supervises personnel. Provides guidance and training as necessary...

Posted On Sep 17, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Corporate - Compliance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
Capital Markets finance lease lending Litigation Partnership stage
Practice Area:
Corporate - Compliance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
Capital Markets finance lease lending Litigation Partnership stage

Title: Assistant General Counsel Job Responsibilities: - Lead and manage external legal matters, providing strategic legal counsel as the company grows and evolves in the consumer-finance business. - Primary responsibility for managing consumer litigation and arbitration, regulatory examinations and investigations, enforcement matters, and...

Posted On Sep 24, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Compliance Corporate - General
Job Tags:
agreements AML Bank Secrecy Act banking blockchain contracts emerging technologies equity Ethics family FCPA FINRA government relations Insurance OFAC Partnership pension Securities stage
Practice Area:
Corporate - Technology Transactions Corporate - Compliance Corporate - General
Job Tags:
agreements AML Bank Secrecy Act banking blockchain contracts emerging technologies equity Ethics family FCPA FINRA government relations Insurance OFAC Partnership pension Securities stage

Title: Attorney - Digital Assets and Money Movement Job Responsibilities: - Interpret and advise on the GENIUS Act and other relevant laws, regulations, and supervisory guidance related to digital assets, blockchain, and money movement. - Monitor and assess regulatory and legislative developments, evaluating...

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