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Securities Laws Jobs in Davidson

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United States
Posted On Sep 16, 26
Full-time 3 views Experience : 5-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Finance - Banking Finance - General
Job Tags:
agreements Collective Bargaining corporate governance credit agreements credit facilities due diligence equity family finance health insurance NYSE Partnership restructuring SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws Transportation
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Finance - Banking Finance - General
Job Tags:
agreements Collective Bargaining corporate governance credit agreements credit facilities due diligence equity family finance health insurance NYSE Partnership restructuring SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws Transportation

Attorney - Corporate Governance, Securities, and Finance Job Responsibilities: -... Provide regular legal advice and assistance on corporate governance matters, ensuring compliance with federal and state statutory requirements, and NYSE or other listing requirements related to governance practices and disclosures. - Lead...

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Posted On Sep 05, 26
Full-time 31 views Experience : Min 5 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
Cybersecurity data privacy data security due diligence Equal Pay Act family GDPR HIPAA information technology Insurance licensing LLC M&A Privacy privacy laws trusts
Practice Area:
Data Privacy - Transactional
Job Tags:
Cybersecurity data privacy data security due diligence Equal Pay Act family GDPR HIPAA information technology Insurance licensing LLC M&A Privacy privacy laws trusts

to Senior-level Data Privacy Senior Attorney The candidate must have 5+ years of experience specifically handling privacy and cybersecurity issues. Should ideally have experience in the following areas: reviewing, updating or drafting security policies; data breach prevention and risk-mitigation counseling,...

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Posted On Sep 08, 26
Full-time 9 views Experience : 3-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance
Job Tags:
agreements board of directors Capital Markets Commercial Contracts contracts corporate governance employee benefits equity finance health benefits NASDAQ SEC filings Securities securities laws

Title: Corporate Counsel (Director) - Remote Job Responsibilities: - Support the preparation and review of SEC filings, including Forms 10-K, 10-Q, 8-K, proxy statements, and Section 16 filings. - Assist in the annual proxy process, including drafting and coordination. - Ensure compliance with Nasdaq...

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Posted On Sep 02, 26
Full-time 19 views Experience : 3-7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets mergers Securities securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets mergers Securities securities laws stock exchange

including public and private securities offerings such as offerings... common stock, warrants, convertible securities, and ATM programs. - Advise... clients on alternative paths to public markets, including reverse mergers, de-SPACs, and direct listings. - Provide expert guidance to issuers, investment banks, and...

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Posted On Jul 12, 26
Full-time 3 views Experience : 5-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage

Senior Corporate Counsel - Securities Capital Markets Job Responsibilities... public and private debt securities issuances, including investment grade... and high yield debt. - Review, draft, and negotiate transaction documentation on a wide variety of capital markets transactions, such as public...

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Posted On Sep 11, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance due diligence Intellectual Property International Law M&A private equity Securities securities laws social security
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance due diligence Intellectual Property International Law M&A private equity Securities securities laws social security

Title: Mid Level Associate - Corporate M&A Job Responsibilities: - Support M&A and private equity transactions: The associate will be required to assist in a wide variety of M&A deals, providing support to senior associates and partners in executing these transactions. - Drafting...

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Posted On Aug 20, 26
Full-time 4 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Corporate - Contract Law Corporate - General Corporate - Compliance
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Corporate - Contract Law Corporate - General Corporate - Compliance
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options

Title: VP, Assistant General Counsel - Brokerage Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, including offering legal analysis and advice concerning applicable rules, regulations, and legal risks related to the brokerage and investment advisory business....

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Posted On Aug 26, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women

broad range of corporate, securities, governance, finance, disclosure, and... compliance matters for a publicly traded company. This position requires close collaboration with executive leadership, finance, investor relations, treasury, human resources, internal audit, tax, compliance, and other business teams to ens...

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Posted On Sep 16, 26
Full-time 3 views Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
agreements artificial intelligence civil litigation due diligence equity Financial Institutions FINRA health benefits hedge funds Investment Advisers Act of 1940 marketing NASDAQ private equity regulatory compliance Securities securities laws stock options wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
agreements artificial intelligence civil litigation due diligence equity Financial Institutions FINRA health benefits hedge funds Investment Advisers Act of 1940 marketing NASDAQ private equity regulatory compliance Securities securities laws stock options wealth management

Title: Vice President, Assistant General Counsel Job Responsibilities: - Provide strategic legal advice regarding onboarding, due diligence, sales, and controls related to Alternative Investments, Complex Products, and Digital Assets. - Offer day-to-day legal support for the company's alternative investments platform, including compliance analysis and...

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Posted On Jun 26, 26
Full-time 8 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The role of Senior Counsel involves providing legal support to the Wealth and Investment Management (WIM) division, specifically focusing on the distribution of registered investment...

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Posted On Aug 20, 26
Full-time 7 views Experience : 2-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Finance - Structured Finance Finance - General Corporate - General
Job Tags:
bank lending Capital Markets employee benefits Insurance lending Securities securitization structured finance
Practice Area:
Corporate - Securities and Capital Markets Finance - Structured Finance Finance - General Corporate - General
Job Tags:
bank lending Capital Markets employee benefits Insurance lending Securities securitization structured finance

Job Title: Capital Markets, Securities & Public Company Advisory... - CLO/ABL/Structured Finance Junior to Mid-Level Associate Job Responsibilities: The primary responsibilities for the Capital Markets, Securities & Public Company Advisory... - CLO/ABL/Structured Finance include: - Engaging in private securities offerings and/or securitization. - Participating......

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Posted On Aug 20, 26
Full-time 5 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets employee benefits finance Insurance Securities securitization structured finance
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets employee benefits finance Insurance Securities securitization structured finance

Job Title: Capital Markets, Securities & Public Company Advisory... - Securitization/Structured Finance, Mid-Level to Senior Associate Job Responsibilities: The Securities & Public Company Advisory... department is seeking a mid-level to senior associate to join their team. The primary responsibilities of this...

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Posted On Aug 20, 26
Full-time 3 views Experience : 3-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets contracts employee benefits Insurance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets contracts employee benefits Insurance Securities

Job Title: Capital Markets, Securities & Public Company Advisory,... Agency CMBS Securitizations, Mid-Level to Senior Associate Job Responsibilities: The associate in the Capital Markets Department will be responsible for various tasks related to commercial mortgage loan securitizations. Key responsibilities include: - Drafting, reviewing,...

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Posted On Aug 20, 26
Full-time 8 views Experience : Min 2 yrs required
Practice Area:
Corporate - Securities and Capital Markets Real Estate - Finance Real Estate- Commercial Transactions Corporate - General Real Estate - General
Job Tags:
Capital Markets commercial real estate employee benefits Insurance lending securitization
Practice Area:
Corporate - Securities and Capital Markets Real Estate - Finance Real Estate- Commercial Transactions Corporate - General Real Estate - General
Job Tags:
Capital Markets commercial real estate employee benefits Insurance lending securitization

Title: Capital Markets, Junior to Mid-Level Attorney Job Responsibilities: The Capital Markets department is seeking a junior to mid-level attorney to support its commercial mortgage securitization practice. The attorney will interact with clients and be responsible for drafting and reviewing disclosure in...

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Posted On Jul 07, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol artificial intelligence banking children Code of Conduct derivatives Disability Benefits ETFs FINRA health benefits Insurance Investment Advisers Act of 1940 investment management marketing Mutual Funds Privacy Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol artificial intelligence banking children Code of Conduct derivatives Disability Benefits ETFs FINRA health benefits Insurance Investment Advisers Act of 1940 investment management marketing Mutual Funds Privacy Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: - Advise on the distribution of mutual funds, ETFs, and other registered products, ensuring compliance with FINRA rules and SEC regulations. - Provide legal support for the distribution...

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Posted On Jul 30, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Financial Services Regulation Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Finance - Financial Services Regulation Finance - Structured Finance Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

Title: Associate General Counsel - Commodities Business Job Responsibilities: - Advise business units and support partners on commodity derivatives, swap dealer and banking regulations, and related risks in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot and forward transactions,...

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Posted On Sep 14, 26
Full-time 2 views Experience : 7-15 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Asset/Investment Management Corporate - General Corporate - Compliance Corporate - Securities and Capital Markets
Job Tags:
agreements banking corporate governance corporate transactions Government IP Litigation M&A private equity regulatory compliance shareholders
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Asset/Investment Management Corporate - General Corporate - Compliance Corporate - Securities and Capital Markets
Job Tags:
agreements banking corporate governance corporate transactions Government IP Litigation M&A private equity regulatory compliance shareholders

Title: Attorney - Corporate M&A Transactions and Global Strategic and Sustainable Investments Job Responsibilities: - Provide legal counsel on Corporate M&A and GSSI transactions, including purchases, investments, sales, and wind-downs of businesses. - Coordinate with Corporate M&A and GSSI teams across various...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Finance - Structured Finance Finance - Project Finance Corporate - General Finance - General
Job Tags:
banking derivatives employee benefits finance Insurance project finance securitization structured finance
Practice Area:
Corporate - Securities and Capital Markets Finance - Structured Finance Finance - Project Finance Corporate - General Finance - General
Job Tags:
banking derivatives employee benefits finance Insurance project finance securitization structured finance

Title: Corporate & Finance, Structured Finance & Derivatives, Junior to Mid-Level Associate Job Responsibilities: The Structured Finance & Derivatives Practice Group at the law firm is seeking a junior to mid-level associate to join its team. The role involves working...

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Posted On Sep 08, 26
Full-time 3 views
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets child corporate governance corporate transactions criminal Domestic Violence entertainment family fraud Harassment indemnity Insurance Securities spouse
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets child corporate governance corporate transactions criminal Domestic Violence entertainment family fraud Harassment indemnity Insurance Securities spouse

Markets team and clients on a variety of matters. Responsibilities include: - Assisting in public and private securities offerings - Engaging in Exchange... Act reporting - Participating in corporate governance activities - Handling general corporate transactions - Collaborating with experienced lawyers to gain active mento...

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Posted On Jul 08, 26
Full-time Experience : 3-20 yrs required
Practice Area:
Data Privacy - Transactional
Practice Area:
Data Privacy - Transactional

OverviewA law firm seeks a Data Privacy Senior Attorney to join its Greenville, NC office. The ideal candidate will have over five years of experience in privacy and cybersecurity, contributing to the growth of the firm's Privacy and Cybersecurity Practice...

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