Regulatory Compliance Jobs in Davidson

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Full-time 3 views Experience : 1-3 yrs required

delivering comprehensive legal services to a reputed firm. This role involves providing legal advice and support to various departments and administrators on a broad spectrum of legal issues, including student discipline, employment law, contracts, and regulatory compliance. Key responsibilities inclu......

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Full-time 31 views Experience : Min 5 yrs required

Should ideally have experience in the following areas: reviewing, updating or drafting security policies; data breach prevention and risk-mitigation counseling, including tabletop design and delivery; data breach investigation and response counseling; in-depth knowledge regulatory framework for key international,... federal and...

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Full-time 5 views Experience : Min 5 yrs required

Nonprofit Tax Advisory & Compliance: Advise nonprofit and tax-exempt... §501(c) status and ongoing compliance. Provide guidance on IRS... private foundation rules, and intermediate sanctions. Advise on governance and regulatory requirements. - Transactional & General... Tax Matters: Support mergers, acquisitions, restructurings,...

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Posted On Sep 05, 26
Full-time 1 views Experience : Min 5 yrs required

Title: Total Rewards Specialist Job Responsibilities: The Total Rewards Specialist at the law firm is responsible for administering and improving the firm's benefits, leave, and compensation programs to enhance the employee experience and ensure strong governance. This role reports to the Human...

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Full-time 14 views Experience : Min 10 yrs required

General Counsel – Broker-Dealer Regulatory Compliance Job Responsibilities: -... and advice related to compliance with applicable rules, regulations,... brokerage and investment advisory activities. - Review, revise, and develop internal policies and procedures in response to business initiatives and regulatory developments...

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Full-time 6 views Experience : 3-5 yrs required

Alternative Channels business unit on transactional, regulatory, legal, and compliance matters... affecting the business unit and the organization at large. - Collaborate with business stakeholders in negotiating, drafting, and reviewing managing general agent (MGA) and other distribution agreements, captive insurance agr...

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Full-time 3 views Experience : Min 5 yrs required

Title: Knowledge Management Attorney (Insurance + IP) Job Responsibilities: The Knowledge Management Attorney for the Insurance and Intellectual Property department is tasked with a variety of responsibilities aimed at enhancing the firm's knowledge management capabilities. Key responsibilities include: - Serve as the...

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Posted On Sep 01, 26
Full-time 7 views Experience : 7-10 yrs required

Title: Corporate Ethics & Compliance Investigator Job Responsibilities: - Lead and... matter expert on investigative best practices, regulatory compliance, and risk mitigation. -... Consult... with management, in-house counsel, and/or the Director of Corporate Compliance to resolve complex compliance... issues. - Independently evaluate allegations... to...

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Full-time 12 views Experience : Min 10 yrs required

on medical device legal regulatory issues impacting customers' use... on software as a medical device, artificial intelligence and machine learning, real world data, and precision medicine. - Advise on the appropriate regulatory standards for product qualification... and classification analysis. - Provide guid...

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Full-time 12 views Experience : 4-4 yrs required

Assistant Vice President – Regulatory Relations, Policy & Control... legal advisor to the Regulatory Relations function, including support... to stakeholders related to regulatory interaction best practices. -... Research and analyze existing and proposed laws, regulations, and guidance related to the...

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Full-time 5 views Experience : Min 4 yrs required

Title: Senior Counsel - AVP, Employment Counseling & Litigation Job Responsibilities: - Lead or participate in moderately complex initiatives and deliverables and contribute to large-scale planning. - Provide legal advice and represent the Company in highly complex litigation, negotiations, settlement...

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Full-time 17 views Experience : Min 7 yrs required

Title: Assistant General Counsel, Executive Director: Wealth Banking, Cash Management & Digital Assets Job Responsibilities: The Assistant General Counsel, Executive Director will serve as a senior legal advisor within the Wealth & Investment Management Division of the Legal Department at the...

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Full-time 4 views Experience : Min 5 yrs required

and Compliance Manager Job Responsibilities: - Regulatory Case Management and Engagement: ... Manage and lead cross-functional regulatory compliance activities on North... American Electric Reliability Corporation (NERC) Reliability Standards - Serve as the regulatory point of contact with... industry compliance and legal contacts on......

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Full-time 11 views Experience : Min 10 yrs required

legal guidance to support business objectives while managing legal and commercial risks. This role encompasses a wide array of legal matters, including but not limited to commercial contracting, intellectual property, corporate governance, compliance, litigation, employment law, and... mergers and acqui...

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Full-time 370 views Experience : 5-10 yrs required

Job Title: Legal and Compliance Manager Job Responsibilities: Regulatory Case Management... Manage and lead cross-functional regulatory compliance activities related to... North... violations. - Serve as the regulatory point of contact with... industry compliance and legal personnel on... legal and enforcement activities. - Utilize legal...

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Posted On Jul 07, 26
Full-time 2 views Experience : Min 5 yrs required

Job Title: Lead Compliance Officer (Auto Operations) Job... and programs to ensure compliance with federal, state, agency,... legal, regulatory, and corporate policy requirements.... of business group risk-based compliance programs. - Develop, oversee,... and provide independent credible challenge to standards using...

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Posted On Jul 08, 26
Full-time Experience : 3-20 yrs required

OverviewA law firm seeks a Data Privacy Senior Attorney to join its Greenville, NC office. The ideal candidate will have over five years of experience in privacy and cybersecurity, contributing to the growth of the firm's Privacy and Cybersecurity Practice...

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