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Investment Company Act Jobs in King Of Prussia

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United States
Posted On Jul 29, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - M&A Corporate - General Corporate - Compliance Corporate - Contract Law Intellectual Property - General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation
Job Tags:
agreements artificial intelligence Case Law Commercial Contracts contracts corporate governance Cybersecurity data privacy emerging technologies Employment Law Insurance Intellectual Property Investment Advisers Act of 1940 IP Litigation Mergers and Acquisitions Partnership partnerships Privacy Securities Securities Act of 1933 securities laws technology transactions wealth management
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - M&A Corporate - General Corporate - Compliance Corporate - Contract Law Intellectual Property - General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation
Job Tags:
agreements artificial intelligence Case Law Commercial Contracts contracts corporate governance Cybersecurity data privacy emerging technologies Employment Law Insurance Intellectual Property Investment Advisers Act of 1940 IP Litigation Mergers and Acquisitions Partnership partnerships Privacy Securities Securities Act of 1933 securities laws technology transactions wealth management

and direction to the company regarding legal affairs and... contract review, negotiation, and drafting; counsel company personnel on business, technology,... privacy, and compliance-related legal matters. - Offer practical, risk-based guidance on new initiatives and strategic projects. - Support SaaS products, AI in...

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Posted On Sep 23, 26
Full-time 15 views Experience : 1-3 yrs required
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy-Litigation
Job Tags:
Bankruptcy contracts debtor Insurance Litigation ordinances pleadings public sector
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy-Litigation
Job Tags:
Bankruptcy contracts debtor Insurance Litigation ordinances pleadings public sector

Title: Client Management Attorney Job Responsibilities: The Client Management Attorney (CMA) acts as the principal legal and operational liaison between the law firm and its assigned clients. The role is pivotal in ensuring that all collection activities adhere to applicable federal, state,...

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Posted On Aug 26, 26
Full-time 1 views Experience : 10-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership

Sr. Counsel, Broker-Dealer and Investment Advisor Job Responsibilities: - Provide strategic... distribution-related activities across the company. - Partner with Legal, Compliance,... Operations, Enterprise Brand, Advertising and Marketing, Enterprise Producer Solutions Operations, and business leaders to support sales practices, third-party distribution relationships, regulatory initiatives,...

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Posted On Aug 25, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Real Estate - Finance Real Estate - Leasing Finance - Financial Services Regulation Finance - Banking Finance - General Real Estate - General
Job Tags:
commercial real estate Corporation employee benefits fraud Genetics Insurance leasing lending marketing mortgage loans NYSE Privacy Real Estate Law Scams social security Workouts
Practice Area:
Real Estate - Finance Real Estate - Leasing Finance - Financial Services Regulation Finance - Banking Finance - General Real Estate - General
Job Tags:
commercial real estate Corporation employee benefits fraud Genetics Insurance leasing lending marketing mortgage loans NYSE Privacy Real Estate Law Scams social security Workouts

workouts, and foreclosures. - Offer legal support in the review, negotiation, and documentation of real estate-related corporate facilities matters. - Provide legal support for leasing activities across all business line units nationally. - Act as a trusted adviser... and strategic partner to th...

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Posted On Jul 06, 26
Full-time 5 views Experience : 10-15 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act agreements Business Law confidentiality agreements contracts Mutual Funds
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act agreements Business Law confidentiality agreements contracts Mutual Funds

as a legal lead and trusted advisor to business leaders on legal and regulatory matters related to the company's proprietary mutual funds and... the funds' investment adviser. - Lead negotiations of... service agreements, advisory agreements, consulting agreements, confidentiality agreements, and othe...

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Posted On Jul 27, 26
Full-time 1 views Experience : 2-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General Corporate - Compliance
Job Tags:
agreements artificial intelligence asset management board of directors corporate governance Insurance investment management Mutual Funds organizational documents stage trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - General Corporate - Compliance
Job Tags:
agreements artificial intelligence asset management board of directors corporate governance Insurance investment management Mutual Funds organizational documents stage trusts

Compliance department at the company. The primary responsibilities of... services to support the company's market units and corporate... position involves legal work related to accounting, administration, and distribution services for registered investment products such as mutual... funds, exchange-traded funds, clos...

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Posted On Sep 18, 26
Full-time 2 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
Affirmative Action closing documents Domestic Violence family Government I-9 Partnership private equity social security special projects spectrum stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
Affirmative Action closing documents Domestic Violence family Government I-9 Partnership private equity social security special projects spectrum stalking

and governing documentation for new entities. - Coordinate with outside counsel to distribute legal documents to prospective investors and manage closings for company funds. - Communicate with fund... investors, outside counsel, and business units regarding the status and timing of closings. - Orga...

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Posted On Sep 07, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements fund formation Government regulatory compliance Regulatory Law special projects Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements fund formation Government regulatory compliance Regulatory Law special projects Visa

Title: Legal Counsel - Investment Company Act of 1940 Job... matters related to the Investment Company Act of 1940. -... Advise on fund formation, governance, regulatory compliance, and strategic initiatives. - Partner with business leaders to shape new and existing products and collaborate...

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Posted On Sep 16, 26
Full-time 1 views Experience : 10-15 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa

Title: Associate General Counsel, Fund Governance Job Responsibilities: - Serve as a strategic legal advisor on corporate governance matters, providing practical advice to trustees, directors, senior executives, and other stakeholders regarding applicable legal requirements, fiduciary obligations, governance practices, and board processes. - Hire,...

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Posted On Aug 11, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
ETFs Financial Services Law FINRA investment management Mutual Funds Partnership private equity title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
ETFs Financial Services Law FINRA investment management Mutual Funds Partnership private equity title

Brokerage Platform at the company plays a crucial role... brokerage and wealth platform that serves over nine million clients. The position requires the attorney to function as a strategic legal partner, sitting at the intersection of trading, investment product innovation,...

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Posted On Aug 10, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Compliance Corporate - General
Job Tags:
artificial intelligence asset management contracts Data Protection emerging technologies Ethics investment management IP rights Machine Learning regulatory compliance Visa
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Compliance Corporate - General
Job Tags:
artificial intelligence asset management contracts Data Protection emerging technologies Ethics investment management IP rights Machine Learning regulatory compliance Visa

intelligence (AI) within the company. This role requires a... deep legal expertise and a comprehensive understanding of emerging technologies and business objectives to manage legal risk while promoting responsible AI adoption across various functions such as investment, operations, and clie...

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Posted On Sep 17, 26
Full-time 6 views Experience : Min 8 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements contracts ERISA fiduciary Regulatory Law special projects Visa
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements contracts ERISA fiduciary Regulatory Law special projects Visa

development. - Set performance standards, review performance, and make informed compensation decisions in accordance with Human Resources policies and procedures. - Offer legal advice to business leaders on issues impacting the company's retirement and financial wellness... business activities, including adv...

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Posted On Jul 08, 26
Full-time 2 views Experience : 7-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
FINRA Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
FINRA Securities securities laws

Wealth business within the company, specifically supporting the retail... and oversight of brokerage capabilities and investment products. - Provide legal guidance... on regulatory requirements under the Securities Exchange Act, FINRA rules, and other... applicable laws. - Manage complex legal projects and initiativ...

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Posted On Sep 28, 26
Full-time 5 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

one or more registered investment advisers that manage private... credit funds and other investment vehicles, including funds registered... under the Investment Company Act of 1940. -... issues arising under the Investment Advisers Act of 1940,... including governance, fiduciary obligations, disclosures, conflicts...

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Posted On Sep 06, 26
Full-time 3 views Experience : Min 7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
family fund formation Investment Advisers Act of 1940 private equity Securities Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
family fund formation Investment Advisers Act of 1940 private equity Securities Securities Act of 1933

and private real estate investment fund formation. The attorney... be responsible for: - Assisting clients in all aspects of fund formation, private placements, and securities regulation. - Providing legal expertise on the Securities Act of 1933, Investment Advisers Act of 1940,......

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Entry-Level Attorney

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Posted On Sep 03, 26
Full-time 2 views Experience : Max 2 yrs required
Practice Area:
Finance - General Corporate - General Finance - Financial Services Regulation Corporate - Compliance Corporate - Asset/Investment Management
Practice Area:
Finance - General Corporate - General Finance - Financial Services Regulation Corporate - Compliance Corporate - Asset/Investment Management

the opportunity to work with experienced attorneys and clients on legal, regulatory, and business matters in securities law, investment management, and regulatory ... and review legal contracts, including LP & GP agreements and advisory legal and regulatory research...

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