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Finance Financial Services Regulation Jobs in Carrollton

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United States
Posted On Jul 14, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Finance - Banking Finance - Structured Finance Finance - General
Job Tags:
agreements Capital Markets confidentiality agreements derivatives due diligence escrow Insurance ISDA marketing mortgage loans NYSE purchase and sale agreements Securities securities laws securitization structured finance
Practice Area:
Finance - Banking Finance - Structured Finance Finance - General
Job Tags:
agreements Capital Markets confidentiality agreements derivatives due diligence escrow Insurance ISDA marketing mortgage loans NYSE purchase and sale agreements Securities securities laws securitization structured finance

Title: SVP, Corporate Associate General Counsel Job Responsibilities: The SVP, Corporate Associate General Counsel at the company is responsible for handling a variety of complex legal duties within the Capital Markets and Secondary Marketing sectors. The primary responsibilities include: - Reviewing, negotiating,...

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Posted On Sep 01, 26
Full-time 3 views Experience : 1-3 yrs required
Practice Area:
Tax - Controversy and Dispute Resolution Tax - IRS Audits and Appeals Tax - General
Job Tags:
Administrative Procedure Act agreements Bankruptcy Civil Rights criminal electronic discovery Ethics federal government fingerprints FOIA Freedom of Information Act Government I-9 Litigation pleadings Privacy RICO Rule of Law social security Taxation Telecommunications
Practice Area:
Tax - Controversy and Dispute Resolution Tax - IRS Audits and Appeals Tax - General
Job Tags:
Administrative Procedure Act agreements Bankruptcy Civil Rights criminal electronic discovery Ethics federal government fingerprints FOIA Freedom of Information Act Government I-9 Litigation pleadings Privacy RICO Rule of Law social security Taxation Telecommunications

Title: General Attorney (Tax) (Senior Counsel) - P&A Job Responsibilities: - Provide expert advice and litigation support on complex tax matters involving procedural aspects of filing returns, paying taxes, assessment and collection of taxes, abatement, credits, refunding of overpayments, disclosure, privacy, FOIA,...

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Posted On Sep 01, 26
Full-time 1 views Experience : 6-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings Securities securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings Securities securities laws stock exchange

securities law compliance, corporate governance, capital markets transactions, and public company reporting obligations. This role involves close collaboration with executive leadership, Finance, Accounting, Treasury, Investor Relations,... Human Resources, and the Board of Directors to ensure adherence to SEC regulations, Nasd...

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Posted On Sep 10, 26
Full-time 2 views Experience : 6-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate compliance corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings securities laws stock exchange
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate compliance corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings securities laws stock exchange

including Forms 10-K, 10-Q, 8-K, proxy statements, registration statements, Section 16 filings, and beneficial ownership reports. - Provide legal and compliance support on securities law, disclosure obligations, and corporate finance matters. - Review and... advise on earnings releases, investor p...

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Posted On Jul 06, 26
Full-time 2 views
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
agreements confidentiality agreements contracts finance hospitals Insurance renewals
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
agreements confidentiality agreements contracts finance hospitals Insurance renewals

including provider agreements, vendor contracts, business associate agreements, and confidentiality agreements specific to behavioral health services. - Maintain accurate and... organized contract files and database(s) (MyHorizon’s MIC Repository). - Track and follow up with the programs to ensure that mont...

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Posted On Aug 11, 26
Full-time 1 views Experience : 8-10 yrs required
Practice Area:
Health Care - Compliance, Transactions, HIPAA Data Privacy - Transactional Health Care - General
Job Tags:
ADA agreements Americans with Disabilities Act Cybersecurity data privacy Data Protection due diligence employee benefits False Claims Act family FDA finance healthcare regulatory HIPAA Insurance licensing licensing agreements life sciences marketing partnerships Privacy renewals spouse Stark Law title
Practice Area:
Health Care - Compliance, Transactions, HIPAA Data Privacy - Transactional Health Care - General
Job Tags:
ADA agreements Americans with Disabilities Act Cybersecurity data privacy Data Protection due diligence employee benefits False Claims Act family FDA finance healthcare regulatory HIPAA Insurance licensing licensing agreements life sciences marketing partnerships Privacy renewals spouse Stark Law title

commercial agreements, including pharmacy services agreements, PBM network participation... agreements, payer/client agreements, specialty pharmacy arrangements, data sharing agreements, BAAs/DPAs, SaaS and technology agreements, licensing agreements, MSAs, and SOWs. - Manage redlines, issues lists, internal alignment, and approval workflows through execution, and...

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Posted On Aug 10, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Data Privacy - Transactional Finance - General
Job Tags:
agreements AML banking consumer protection contracts Contractual Obligations due diligence ECOA Fair Credit Reporting Act FCRA finance financial products FinCEN Insurance lending licensing M&A marketing OFAC Partnership payment processing Privacy privacy laws regulatory compliance TILA UDAAP
Practice Area:
Finance - Banking Finance - Financial Services Regulation Data Privacy - Transactional Finance - General
Job Tags:
agreements AML banking consumer protection contracts Contractual Obligations due diligence ECOA Fair Credit Reporting Act FCRA finance financial products FinCEN Insurance lending licensing M&A marketing OFAC Partnership payment processing Privacy privacy laws regulatory compliance TILA UDAAP

Title: Legal Counsel IV Job Responsibilities: The Legal Counsel IV serves as the primary legal advisor supporting the company's payment processing, money transmission, and consumer lending operations. This role is integral in executing product development and compliance strategies across various business units,...

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Posted On Jul 22, 26
Full-time 1 views Experience : 5-5 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General Intellectual Property - Litigation General IP - Litigation - Defense Corporate - General
Job Tags:
agreements conflict resolution data privacy Energy Ethics export control family Immigration indemnity information technology Insurance Intellectual Property IP Litigation marketing agreements Media Mediation NYSE Software spouse Visa
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General Intellectual Property - Litigation General IP - Litigation - Defense Corporate - General
Job Tags:
agreements conflict resolution data privacy Energy Ethics export control family Immigration indemnity information technology Insurance Intellectual Property IP Litigation marketing agreements Media Mediation NYSE Software spouse Visa

Title Senior Legal Counsel Job Responsibilities The Senior Legal Counsel at the company will play a critical role within the Legal department, particularly focusing on the Americas Sales region. The primary responsibilities include: - Negotiating various agreements with external clients...

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Posted On Jul 22, 26
Full-time 1 views Experience : 8-8 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Data Privacy - Litigation Corporate - General
Job Tags:
agreements conflict resolution data privacy Energy Ethics export control family federal government Immigration indemnity information technology Insurance Intellectual Property IP Litigation local government marketing agreements Media Mediation NYSE public sector Software spouse Visa
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Data Privacy - Litigation Corporate - General
Job Tags:
agreements conflict resolution data privacy Energy Ethics export control family federal government Immigration indemnity information technology Insurance Intellectual Property IP Litigation local government marketing agreements Media Mediation NYSE public sector Software spouse Visa

Title Corporate Counsel Job Responsibilities The Corporate Counsel at the company will primarily be responsible for negotiating various agreements with external clients and vendors. The role involves providing legal and business counsel to internal clients to resolve issues and managing external counsel where...

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Posted On Aug 03, 26
Full-time 2 views Experience : Min 6 yrs required
Practice Area:
Corporate - Technology Transactions Intellectual Property - General IP_ - Patent Licensing Intellectual Property - Patent General Corporate - General
Job Tags:
artificial intelligence equity family finance Insurance Intellectual Property licensing agreements marketing partnerships Software
Practice Area:
Corporate - Technology Transactions Intellectual Property - General IP_ - Patent Licensing Intellectual Property - Patent General Corporate - General
Job Tags:
artificial intelligence equity family finance Insurance Intellectual Property licensing agreements marketing partnerships Software

ensuring production readiness and building scalable product compliance strategies. - Develop deep knowledge of the company's AI Software and Platform initiatives, products, processes, and go-to-market strategies. - Foster close working relationships with product management, engineering, operations, finance, sales, and business development......

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Posted On Jul 30, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

Title: Associate General Counsel - Commodities Business Job Responsibilities: - Advise business units and support partners on commodity derivatives, relevant swap dealer and banking regulations, and associated risks in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot and forward...

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Posted On Jun 26, 26
Full-time 13 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior Counsel will be responsible for supporting the legal and regulatory aspects of distributing registered investment companies and private investment funds. The role involves working...

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Posted On Jul 09, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General Finance - Banking
Job Tags:
agreements artificial intelligence banking corporate governance Corporation derivatives lending Privacy
Practice Area:
Finance - Financial Services Regulation Finance - General Finance - Banking
Job Tags:
agreements artificial intelligence banking corporate governance Corporation derivatives lending Privacy

Title: Assistant General Counsel** **Job Responsibilities:** - Provide legal advice to various departments and managers within the company to support business operations, minimize legal risk, and ensure compliance with applicable laws and regulations. - Offer support and assistance to the General Counsel as...

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Posted On Jun 19, 26
Full-time 13 views Experience : Min 7 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa
Practice Area:
Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa

Title: Assistant General Counsel, Executive Director: Wealth Banking, Cash Management & Digital Assets Job Responsibilities: - Lead complex initiatives with broad impact and act as a key participant in large-scale planning. - Handle matters that significantly affect the company's operations, strategies, or profitability. -...

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Posted On Jul 07, 26
Full-time 5 views Experience : Min 5 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
alcohol banking children Disability Benefits FCRA FDCPA Financial Institutions health benefits Insurance lending regulatory compliance UDAAP
Practice Area:
Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
alcohol banking children Disability Benefits FCRA FDCPA Financial Institutions health benefits Insurance lending regulatory compliance UDAAP

Title: Lead Compliance Officer (Auto Operations) Job Responsibilities: - Establish, implement, and maintain risk standards and programs to ensure compliance with federal, state, agency, legal, regulatory, and corporate policy requirements. - Provide oversight and monitoring of business group risk-based compliance...

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Posted On Aug 09, 26
Full-time 1 views
Job Tags:
Bank Secrecy Act contracts equity Ethics family FCPA finance FINRA Insurance OFAC Partnership pension stage
Job Tags:
Bank Secrecy Act contracts equity Ethics family FCPA finance FINRA Insurance OFAC Partnership pension stage

Job Title: Procurement Contract Services Negotiator / Senior Contract... Analyst Job Responsibilities: - Lead and manage the vendor contracting process, including negotiation, drafting, review, and risk analysis of contract terms and conditions. - Ensure vendor contracts comply with applicable state and federal laws,...

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Posted On Aug 26, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women

and support across a wide spectrum of corporate, securities, governance, finance, disclosure, and compliance matters... for a publicly traded company. This role requires close collaboration with executive leadership and various departments including finance, investor relations, treasury, human... resources, internal audit,...

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Posted On Jul 08, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
alcohol banking children Disability Benefits FCRA FDCPA Financial Institutions health benefits Insurance lending regulatory compliance UDAAP
Job Tags:
alcohol banking children Disability Benefits FCRA FDCPA Financial Institutions health benefits Insurance lending regulatory compliance UDAAP

Title: Lead Compliance Officer (Auto Operations) Job Responsibilities: The Lead Compliance Officer in the Auto Operations Business Aligned Compliance (BACO) Team within the company's Independent Risk Management organization is responsible for the following duties: - Establish, implement, and maintain risk standards and...

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Posted On Jun 16, 26
Full-time 18 views Experience : 4-4 yrs required
Practice Area:
Government and Government Relations Government / Public Law Government - General
Job Tags:
alcohol banking children Commercial Finance Disability Benefits financial services regulatory health benefits Insurance Investment Banking investment management lending NYSE partnerships regulatory compliance Visa
Practice Area:
Government and Government Relations Government / Public Law Government - General
Job Tags:
alcohol banking children Commercial Finance Disability Benefits financial services regulatory health benefits Insurance Investment Banking investment management lending NYSE partnerships regulatory compliance Visa

Title: Senior Counsel, Senior AVP – Regulatory Relations, Policy & Control Job Responsibilities: The Senior Counsel, Senior Assistant Vice President role involves serving as a legal advisor for Regulatory and Policy Affairs within the Chief Operating Office. The responsibilities include: - Acting...

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Posted On Jul 31, 26
Full-time 2 views Experience : Min 2 yrs required
Practice Area:
Immigration - General
Job Tags:
air appeals asylum Case Law document review EOIR Ethics evidence Government Harassment Immigration immigration litigation Insurance Litigation Software USCIS VAWA
Practice Area:
Immigration - General
Job Tags:
air appeals asylum Case Law document review EOIR Ethics evidence Government Harassment Immigration immigration litigation Insurance Litigation Software USCIS VAWA

Title: Removal Defense Immigration Attorney Job Responsibilities: Client Advocacy & Representation: - Develop comprehensive legal defense strategies to protect clients from removal and maximize opportunities for immigration relief. - Represent clients in defensive immigration matters such as Removal Proceedings, Master Calendar Hearings, Individual Merits...

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