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Investment Management Jobs in Carrollton

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United States
Posted On Sep 10, 26
Full-time 2 views Experience : 6-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate compliance corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings securities laws stock exchange
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate compliance corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings securities laws stock exchange

Title: SVP, Associate General Counsel Job Responsibilities: 1. Securities Law & Public Company Compliance - Lead preparation, review, and filing of SEC reports and disclosures, including Forms 10-K, 10-Q, 8-K, proxy statements, registration statements, Section 16 filings, and beneficial ownership reports. -...

Posted On Sep 21, 26
Full-time Experience : 5-7 yrs required
Job Tags:
Energy Harassment Immigration Insurance marketing Software
Job Tags:
Energy Harassment Immigration Insurance marketing Software

Title: Senior Manager-Product Job Responsibilities: The Senior Product Manager at the law firm plays a pivotal role in a dynamic, fast-paced environment, focusing on defining and creating industry-changing products. This individual will be responsible for: - Executing the discovery phase of the Software...

Posted On Jun 26, 26
Full-time 13 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior... aspects of distributing registered investment companies and private investment... funds. The role involves... working closely with business, compliance, and product teams to provide practical, business-oriented legal advice on . distribution channels...

Posted On Sep 22, 26
Full-time
Job Tags:
asset management Bank Secrecy Act corporate trust equity Ethics family FCPA fiduciary FINRA Insurance investment management OFAC pension stage
Job Tags:
asset management Bank Secrecy Act corporate trust equity Ethics family FCPA fiduciary FINRA Insurance investment management OFAC pension stage

Title: Compliance Quality Assurance Lead Testing Analyst - Fiduciary Oversight and Testing Job Responsibilities: The Compliance Quality Assurance (CQA) Lead Analyst is tasked with administering and executing testing activities within the Independent Risk Review and Assessment (IRRA) second line organization. The key...

Posted On Sep 16, 26
Full-time 16 views Experience : Min 10 yrs required
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit

Title: Senior Counsel - Health & Life Sciences Legal Job Responsibilities: - Act as lead counsel on medical device legal regulatory issues, focusing on software as a medical device, artificial intelligence, machine learning, real-world data, and precision medicine. - Advise on the appropriate...

Posted On Jun 16, 26
Full-time 18 views Experience : 4-4 yrs required
Practice Area:
Government and Government Relations Government / Public Law Government - General
Job Tags:
alcohol banking children Commercial Finance Disability Benefits financial services regulatory health benefits Insurance Investment Banking investment management lending NYSE partnerships regulatory compliance Visa
Practice Area:
Government and Government Relations Government / Public Law Government - General
Job Tags:
alcohol banking children Commercial Finance Disability Benefits financial services regulatory health benefits Insurance Investment Banking investment management lending NYSE partnerships regulatory compliance Visa

Title: Senior Counsel, Senior AVP – Regulatory Relations, Policy & Control Job Responsibilities: The Senior Counsel, Senior Assistant Vice President role involves serving as a legal advisor for Regulatory and Policy Affairs within the Chief Operating Office. The responsibilities include: - Acting...

Posted On Sep 09, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Finance - Banking Finance - General
Job Tags:
acquisition finance alcohol Article 9 banking Bankruptcy children contracts Disability Benefits health benefits high yield Insurance Investment Banking lending regulatory compliance restructuring Secured lending UCC Visa
Practice Area:
Finance - Banking Finance - General
Job Tags:
acquisition finance alcohol Article 9 banking Bankruptcy children contracts Disability Benefits health benefits high yield Insurance Investment Banking lending regulatory compliance restructuring Secured lending UCC Visa

Title: Senior Attorney - Acquisition Financing Job Responsibilities: - Advise senior leadership to develop or influence objectives, plans, specifications, resources, and long-term goals for high-profile, complex, and regulated business lines. - Handle matters that have a significant impact on the company's operations, strategies,...

Posted On Sep 15, 26
Full-time 5 views Experience : Min 4 yrs required
Practice Area:
Intellectual Property - General Intellectual Property - Patent General
Job Tags:
alcohol artificial intelligence children Cybersecurity developers digital banking Disability Benefits fraud health benefits Infringement Insurance Intellectual Property Intellectual property litigation invention licensing Litigation partnerships Patent patents regulatory compliance Software Trademark
Practice Area:
Intellectual Property - General Intellectual Property - Patent General
Job Tags:
alcohol artificial intelligence children Cybersecurity developers digital banking Disability Benefits fraud health benefits Infringement Insurance Intellectual Property Intellectual property litigation invention licensing Litigation partnerships Patent patents regulatory compliance Software Trademark

Title: Senior Counsel – Patents Job Responsibilities: - Serve as a strategic advisor to business and technology leaders, partnering with them to identify, develop, and protect innovations aligned with the company's strategic priorities. - Lead invention harvesting activities, invention disclosure reviews, and innovation...

Posted On Jul 02, 26
Full-time 6 views Experience : 6-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Contract Law Data Privacy - Transactional Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements child Commercial Contracts contracts Corporate Law Employment Law family Incorporation investment management licensing Litigation Privacy privacy laws
Practice Area:
Corporate - Asset/Investment Management Corporate - Contract Law Data Privacy - Transactional Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements child Commercial Contracts contracts Corporate Law Employment Law family Incorporation investment management licensing Litigation Privacy privacy laws

on financial services and investment management, privacy, employment, and... other laws and regulations globally. - Conduct legal analysis of complex topics and translate this analysis into practical and succinct legal advice. - Participate in ad-hoc regulatory and business projects, which may include...

Posted On Jul 13, 26
Full-time 2 views Experience : 6-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Contract Law Corporate - General Employment Law - Management (Compliance & Counseling) Data Privacy - Transactional Finance - Financial Services Regulation Finance - General Employment Law - General
Job Tags:
agreements child Commercial Contracts contracts Corporate Law Employment Law family Incorporation investment management licensing Litigation Privacy privacy laws
Practice Area:
Corporate - Asset/Investment Management Corporate - Contract Law Corporate - General Employment Law - Management (Compliance & Counseling) Data Privacy - Transactional Finance - Financial Services Regulation Finance - General Employment Law - General
Job Tags:
agreements child Commercial Contracts contracts Corporate Law Employment Law family Incorporation investment management licensing Litigation Privacy privacy laws

on global financial services, investment management, privacy, employment, and... other laws and regulations. - Analyze complex legal topics and translate this analysis into practical and succinct legal advice. - Participate in ad-hoc regulatory and business projects, including the implementation of new legislation...

Posted On Sep 16, 26
Full-time 14 views Experience : Min 10 yrs required
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit

Title: Senior Counsel - Health & Life Sciences Legal Job Responsibilities: As a Senior Counsel on the Health and Life Sciences Legal and Compliance Team, you will be responsible for leading legal regulatory issues impacting customers' use of company products in the...

Posted On Jul 27, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
agreements bodily injury family general liability indemnity Insurance Litigation Mediation NYSE Scams special projects trials underwriters Visa
Job Tags:
agreements bodily injury family general liability indemnity Insurance Litigation Mediation NYSE Scams special projects trials underwriters Visa

Title: Senior Claims Examiner, Ocean Marine Claims Job Responsibilities: - Handle moderate to high complexity and exposure ocean marine bodily injury and property damage claims, which may involve disputes resolved in mediation or litigation. - Manage claims from coverage inquiry to legal liability...

Posted On Jul 30, 26
Full-time 1 views Experience : Min 7 yrs required
Job Tags:
construction Contract Law family indemnity Insurance Litigation Mediation NYSE Scams special projects trials underwriters Visa
Job Tags:
construction Contract Law family indemnity Insurance Litigation Mediation NYSE Scams special projects trials underwriters Visa

Title: Senior Claims Examiner, Excess Construction Job Responsibilities: - Confirm coverage of claims by reviewing policies and documents submitted in support of claims. - Analyze coverage and communicate coverage positions. - Prepare coverage position letters on matters without assistance of outside coverage counsel and...

Posted On Sep 14, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Employment Law - Litigation Employer Defense Litigation - Commercial Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Defense Litigation - Financial Services - Defense Litigation - Mergers & Acquisitions/Hostile Takeovers - Defense Employment Law - General
Job Tags:
banking Corporate Law depositions financial products financial services litigation Investment Banking lending Litigation M&A Securities securities laws
Practice Area:
Employment Law - Litigation Employer Defense Litigation - Commercial Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Defense Litigation - Financial Services - Defense Litigation - Mergers & Acquisitions/Hostile Takeovers - Defense Employment Law - General
Job Tags:
banking Corporate Law depositions financial products financial services litigation Investment Banking lending Litigation M&A Securities securities laws

services litigation matters from inception through resolution. - Defend the company in litigation primarily involving securities class actions, M&A, and lending tied to commercial and investment banking products and services. -... Assess potential affirmative litigation claims. - Conduct early and ongoing case asses...

Posted On Aug 27, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Bankruptcy-Litigation Real Estate - Foreclosure (Litigation) Bankruptcy-Creditors Rights Bankruptcy – Restructuring (Chap. 11) Bankruptcy-General Finance - Banking Finance - General Real Estate - General
Job Tags:
Bankruptcy commercial real estate debtor equity finance Foreclosure insurance compliance lending Litigation title
Practice Area:
Bankruptcy-Litigation Real Estate - Foreclosure (Litigation) Bankruptcy-Creditors Rights Bankruptcy – Restructuring (Chap. 11) Bankruptcy-General Finance - Banking Finance - General Real Estate - General
Job Tags:
Bankruptcy commercial real estate debtor equity finance Foreclosure insurance compliance lending Litigation title

Title Executive Leader of Asset Resolution Legal Oversight Job Responsibilities - Lead comprehensive legal recovery strategies including foreclosure, bankruptcy, breach of note and guaranty lawsuits, title claims, receivership, loan workouts, deed-in-lieu transactions, judgment enforcement, and collateral liquidation. - Provide executive oversight...

Attorney in Plano, TX

Public Interest • **Members Only** Plano, TX

Apply
Posted On Sep 01, 26
Full-time 2 views Experience : 5-10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and interact with internal and external...

Posted On Sep 06, 26
Full-time 1 views Experience : Min 15 yrs required
Job Tags:
acquisitions agreements directors due diligence family finance Insurance investment bankers LLC M&A mergers Partnership private equity stock purchase agreements Taxation
Job Tags:
acquisitions agreements directors due diligence family finance Insurance investment bankers LLC M&A mergers Partnership private equity stock purchase agreements Taxation

Title: Transaction Tax Partner Job Responsibilities: 1. Client Service & Technical Execution: - Lead Transaction Strategy: Direct the full lifecycle of M&A tax engagements, which includes buy-side and sell-side tax due diligence, tax structuring, and modeling. - Complex Structuring: Design tax-efficient structures...

Posted On Sep 14, 26
Full-time Experience : Min 10 yrs required
Job Tags:
equity family general liability Insurance NYSE Scams special projects trials Visa
Job Tags:
equity family general liability Insurance NYSE Scams special projects trials Visa

Title: Claims Manager, General Liability Team Job Responsibilities: - Manage a team of Claims Examiners handling a wide variety of general liability claims. - Report to the Senior Director of General Liability claims and convey the organization’s objectives and priorities to staff, measuring...

Attorney in Plano, TX

Public Interest • **Members Only** Plano, TX

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Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Serve as a key member of senior management and strategic advisor to... business stakeholders, partnering across departments to provide critical leadership and strategic direction on regulatory oversight, emerging risks, and intelligence-driven initiatives. - Drive strategic discussions, decisions, and cross-departmental initiativ...

Attorney in Plano, TX

Public Interest • **Members Only** Plano, TX

Apply
Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Director, Market Strategy & Research Job Responsibilities: The Director, Market Strategy & Research is responsible for providing leadership in regulatory risk assessment and strategy development. This role involves several key responsibilities: - Collaborate with Surveillance Operations leadership to conduct continuous qualitative research...

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