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Stock Exchange Jobs in Carrollton

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United States
Posted On Sep 01, 26
Full-time 1 views Experience : 6-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings Securities securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings Securities securities laws stock exchange

Title: SVP, Associate General Counsel Job Responsibilities: The SVP, Associate General Counsel acts as a pivotal legal advisor on matters related to securities law compliance, corporate governance, capital markets transactions, and public company reporting obligations. This role involves close collaboration with executive...

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Posted On Sep 10, 26
Full-time 2 views Experience : 6-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate compliance corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings securities laws stock exchange
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate compliance corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings securities laws stock exchange

Title: SVP, Associate General Counsel Job Responsibilities: 1. Securities Law & Public Company Compliance - Lead preparation, review, and filing of SEC reports and disclosures, including Forms 10-K, 10-Q, 8-K, proxy statements, registration statements, Section 16 filings, and beneficial ownership reports. -...

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Posted On Aug 26, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women

Title: Corporate Matters Counsel Manager Job Responsibilities: The Corporate Matters Counsel Manager is responsible for providing comprehensive legal advice and support across a wide spectrum of corporate, securities, governance, finance, disclosure, and compliance matters for a publicly traded company. This role requires...

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Posted On Aug 26, 26
Full-time 4 views Experience : 5-10 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
acquisitions ADA Affirmative Action corporate governance corporate transactions equity Equity Compensation family finance licensing Litigation mergers Mergers and Acquisitions partnerships Securities stock exchange
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
acquisitions ADA Affirmative Action corporate governance corporate transactions equity Equity Compensation family finance licensing Litigation mergers Mergers and Acquisitions partnerships Securities stock exchange

on a variety of corporate matters. Key responsibilities include: - Offering legal counsel concerning the company’s executive compensation programs, such as Long-Term Incentive Plans (LTIPs), Restricted Stock Units (RSUs), performance-based equity... awards, and other incentive compensation arrangements. - Collaborating with Human Resources,...

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Posted On Aug 31, 26
Full-time 3 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A ERISA/Executive Compensation Transactions & Compliance Corporate - General ERISA - General
Job Tags:
acquisitions ADA Affirmative Action corporate governance corporate transactions equity Equity Compensation family finance licensing Litigation mergers Mergers and Acquisitions partnerships Securities stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A ERISA/Executive Compensation Transactions & Compliance Corporate - General ERISA - General
Job Tags:
acquisitions ADA Affirmative Action corporate governance corporate transactions equity Equity Compensation family finance licensing Litigation mergers Mergers and Acquisitions partnerships Securities stock exchange

Title Vice President Assistant General Counsel Job Responsibilities The Assistant General Counsel plays a crucial role in providing comprehensive legal support and guidance within the company. The position is designed for a highly skilled legal professional with expertise in corporate, securities,...

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Posted On Jul 06, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Insurance Defense - General
Job Tags:
brokers Corporation document review Employee Health Insurance insurance defense investment management Litigation partnerships stock exchange
Practice Area:
Insurance Defense - General
Job Tags:
brokers Corporation document review Employee Health Insurance insurance defense investment management Litigation partnerships stock exchange

Title Legal Audit Counsel Job Responsibilities The Legal Audit Counsel within the Legal Management Services department is tasked with a range of responsibilities aimed at ensuring the accuracy and compliance of legal billing practices. Key duties include: - Conducting prompt...

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Posted On Jul 30, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

Title: Associate General Counsel - Commodities Business Job Responsibilities: - Advise business units and support partners on commodity derivatives, relevant swap dealer and banking regulations, and associated risks in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot and forward...

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Posted On Jul 21, 26
Full-time 2 views Experience : 12-12 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements board of directors Capital Markets contracts corporate governance Corporate Law Corporation Insurance SEC filings Securities Securities Exchange Act of 1934 stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements board of directors Capital Markets contracts corporate governance Corporate Law Corporation Insurance SEC filings Securities Securities Exchange Act of 1934 stock exchange

Title: Lead Counsel - Securities Law Job Responsibilities: The Lead Counsel - Securities Law at the company is responsible for providing legal counsel and advice to the corporation and its subsidiaries to ensure effective operation in compliance with federal, state, and local...

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Posted On Sep 07, 26
Full-time 56 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - M&A
Job Tags:
acquisitions Affirmative Action Capital Markets corporate governance equity Equity Compensation Ethics Government mergers private equity second chair Securities securities laws stock exchange title underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - M&A
Job Tags:
acquisitions Affirmative Action Capital Markets corporate governance equity Equity Compensation Ethics Government mergers private equity second chair Securities securities laws stock exchange title underwriters

Join **Members Only.** as a Corporate Securities Associate H2: Work with Top Clients in a Global Law Firm Summary: **Members Only.**, a top global law firm, is seeking a mid to senior level Corporate Securities Associate...

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Posted On Sep 07, 26
Full-time 44 views
Job Tags:
banking child equity family finance financial products higher education mother spectrum
Job Tags:
banking child equity family finance financial products higher education mother spectrum

Summer Analyst Program at Goldman Sachs: Gain Hands-On Experience in FICC and Equities, Loan & Trade Management H2: About the Program - Nine to ten week summer internship for students pursuing a bachelor's/graduate degree - Fully immerse in day-to-day activities -...

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Posted On Sep 13, 26
Full-time 5 views Experience : 3-5 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance equity International Law M&A Securities stock exchange
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance equity International Law M&A Securities stock exchange

Title: Mid-Level Capital Markets/M&A Associate Job Responsibilities: The Mid-Level Capital Markets/M&A Associate will be responsible for a variety of legal tasks and functions within the Corporate M&A and Securities department at the law firm. The primary duties include: - Representing issuers in public...

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Posted On Sep 02, 26
Full-time 7 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets mergers Securities securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets mergers Securities securities laws stock exchange

offerings such as offerings of common stock, warrants, convertible securities, and... ATM programs. - Advise clients on alternative paths to the public markets, including reverse mergers, de-SPACs, and direct listings. - Provide expert guidance to issuers, investment banks, and institutional investors o...

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Posted On Aug 18, 26
Full-time 10 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange

reports such as annual, quarterly, and current reports, proxy statements, and Section 16 filings. Collaborate with Accounting, Tax, Investor Relations, and the People team to meet reporting and disclosure requirements. Provide advice on applicable SEC regulations and Nasdaq stock exchang...

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Posted On Sep 07, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Associate Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/Manage a...

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Posted On Aug 11, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Plaintiffs
Job Tags:
agreements closing documents Electronic Signatures ETFs FINRA Fraud Law Litigation Mutual Funds Securities securities litigation Software
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Plaintiffs
Job Tags:
agreements closing documents Electronic Signatures ETFs FINRA Fraud Law Litigation Mutual Funds Securities securities litigation Software

Title Litigation Paralegal / Senior Legal Assistant Job Responsibilities - Serve as a primary point of contact for clients by telephone and email. - Gather, review, organize, and manage client documents. - Draft correspondence, engagement agreements, discovery, settlement documents, and...

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Posted On Sep 09, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation ETFs family finance Insurance investment management marketing partnerships Securities Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation ETFs family finance Insurance investment management marketing partnerships Securities Visa

Title: Director Legal Counsel: Investment Company Attorney Job Responsibilities: - Prepare and file prospectuses and registration statements. - Advise on legal and regulatory requirements for registered funds, including money market funds subject to Rule 2a-7. - Draft and negotiate agreements...

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Posted On Sep 14, 26
Full-time 3 views Experience : 1-4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements board of directors construction contracts corporate governance due diligence entity formation Insurance NYSE SEC filings Securities stock exchange title
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements board of directors construction contracts corporate governance due diligence entity formation Insurance NYSE SEC filings Securities stock exchange title

related to corporate entities. - Prepare materials for the Board of Directors in a NYSE publicly listed company. - Work on US Securities and Exchange Commission (SEC) filings and... compliance matters. - Review and collaborate with a team on fina...

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Posted On Sep 21, 26
Full-time 2 views Experience : Min 2 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
agreements Capital Markets corporate governance mergers offering memoranda Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
agreements Capital Markets corporate governance mergers offering memoranda Securities

in securities offerings, 1934 Exchange Act reporting and compliance,... governance. - Draft and participate in the negotiation of key legal documents for corporate and securities transactions, including registration statements, offering memoranda, registration rights agreements, and stock purchase and subscription agreements. -... Wo...

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 10 yrs required
Job Tags:
AML board of directors derivatives Ethics evidence family Foreign Exchange fraud Insurance Partnership swaps
Job Tags:
AML board of directors derivatives Ethics evidence family Foreign Exchange fraud Insurance Partnership swaps

Title: Director, Futures and Forex Compliance Job Responsibilities: The Compliance Director is a senior leader responsible for the design, implementation, and oversight of the company's Compliance Program for its Futures Commission Merchant (FCM) and Forex Dealer Member (FDM) activities. The role...

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Posted On Aug 09, 26
Full-time 5 views Experience : 2-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General

OverviewA law firm seeks a Capital Markets and Securities Associate with over three years of experience to join their Capital Markets Practice Group in Dallas, TX. This position is ideal for candidates passionate about sophisticated securities and corporate transactional work,...

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