Post Jobs Upload Your Resume Log in

Securities Laws Jobs in Carrollton

176 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. Texas
  4. Carrollton
  5. Securities Laws

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Create a Job Alert for this Search

United States
Posted On Jul 14, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Finance - Banking Finance - Structured Finance Finance - General
Job Tags:
agreements Capital Markets confidentiality agreements derivatives due diligence escrow Insurance ISDA marketing mortgage loans NYSE purchase and sale agreements Securities securities laws securitization structured finance
Practice Area:
Finance - Banking Finance - Structured Finance Finance - General
Job Tags:
agreements Capital Markets confidentiality agreements derivatives due diligence escrow Insurance ISDA marketing mortgage loans NYSE purchase and sale agreements Securities securities laws securitization structured finance

Title: SVP, Corporate Associate General Counsel Job Responsibilities: The SVP, Corporate Associate General Counsel at the company is responsible for handling a variety of complex legal duties within the Capital Markets and Secondary Marketing sectors. The primary responsibilities include: - Reviewing, negotiating,...

Posted On Jul 16, 26
Full-time 2 views
Practice Area:
Bankruptcy-General Education - General Family Law - General Government - General Social Security Law Health Care - General Employment Law - General Real Estate - Foreclosure (Litigation) Real Estate - General Tax - General Probate
Job Tags:
Bankruptcy civil procedure evidence family Family Law Insurance Litigation pleadings Probate sexual assault social security
Practice Area:
Bankruptcy-General Education - General Family Law - General Government - General Social Security Law Health Care - General Employment Law - General Real Estate - Foreclosure (Litigation) Real Estate - General Tax - General Probate
Job Tags:
Bankruptcy civil procedure evidence family Family Law Insurance Litigation pleadings Probate sexual assault social security

Title: Staff Attorney Job Responsibilities: The Staff Attorney will be responsible for providing high-quality legal representation to low-income and indigent clients. Key duties include: - Interviewing clients and witnesses with cultural competence and trauma-informed practices. - Conducting legal research, gathering evidence, and advising clients...

Posted On Sep 01, 26
Full-time 3 views Experience : 1-3 yrs required
Practice Area:
Tax - Controversy and Dispute Resolution Tax - IRS Audits and Appeals Tax - General
Job Tags:
Administrative Procedure Act agreements Bankruptcy Civil Rights criminal electronic discovery Ethics federal government fingerprints FOIA Freedom of Information Act Government I-9 Litigation pleadings Privacy RICO Rule of Law social security Taxation Telecommunications
Practice Area:
Tax - Controversy and Dispute Resolution Tax - IRS Audits and Appeals Tax - General
Job Tags:
Administrative Procedure Act agreements Bankruptcy Civil Rights criminal electronic discovery Ethics federal government fingerprints FOIA Freedom of Information Act Government I-9 Litigation pleadings Privacy RICO Rule of Law social security Taxation Telecommunications

Title: General Attorney (Tax) (Senior Counsel) - P&A Job Responsibilities: - Provide expert advice and litigation support on complex tax matters involving procedural aspects of filing returns, paying taxes, assessment and collection of taxes, abatement, credits, refunding of overpayments, disclosure, privacy, FOIA,...

Posted On Jul 23, 26
Full-time 4 views Experience : Min 5 yrs required
Practice Area:
Data Privacy - Transactional Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
Affirmative Action agreements contracts data security developers equity export control family Government Insurance IP licensing marketing Patent Privacy privacy laws Software Trademark Transportation
Practice Area:
Data Privacy - Transactional Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
Affirmative Action agreements contracts data security developers equity export control family Government Insurance IP licensing marketing Patent Privacy privacy laws Software Trademark Transportation

Title: Product Counsel Job Responsibilities: - Provide practical legal advice and counseling on a full range of product-related issues that arise domestically and internationally. - Partner closely with Product Management, Engineering, and Strategy teams throughout the entire product lifecycle to identify issues, recommend...

Posted On Sep 01, 26
Full-time 1 views Experience : 6-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings Securities securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings Securities securities laws stock exchange

on matters related to securities law compliance, corporate governance,... capital markets transactions, and public company reporting obligations. This role involves close collaboration with executive leadership, Finance, Accounting, Treasury, Investor Relations, Human Resources, and the Board of Directors to ensure adherence...

Posted On Sep 10, 26
Full-time 2 views Experience : 6-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate compliance corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings securities laws stock exchange
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate compliance corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings securities laws stock exchange

Associate General Counsel Job Responsibilities: 1. Securities Law & Public Company... Section 16 filings, and beneficial ownership reports. - Provide legal and compliance support on securities law, disclosure obligations, and... corporate finance matters. - Review and advise on earnings releases, investor p...

Posted On Aug 11, 26
Full-time 1 views Experience : 8-10 yrs required
Practice Area:
Health Care - Compliance, Transactions, HIPAA Data Privacy - Transactional Health Care - General
Job Tags:
ADA agreements Americans with Disabilities Act Cybersecurity data privacy Data Protection due diligence employee benefits False Claims Act family FDA finance healthcare regulatory HIPAA Insurance licensing licensing agreements life sciences marketing partnerships Privacy renewals spouse Stark Law title
Practice Area:
Health Care - Compliance, Transactions, HIPAA Data Privacy - Transactional Health Care - General
Job Tags:
ADA agreements Americans with Disabilities Act Cybersecurity data privacy Data Protection due diligence employee benefits False Claims Act family FDA finance healthcare regulatory HIPAA Insurance licensing licensing agreements life sciences marketing partnerships Privacy renewals spouse Stark Law title

Title: Commercial and Healthcare Regulatory Counsel Job Responsibilities: - Draft, review, and negotiate commercial agreements, including pharmacy services agreements, PBM network participation agreements, payer/client agreements, specialty pharmacy arrangements, data sharing agreements, BAAs/DPAs, SaaS and technology agreements, licensing agreements, MSAs, and SOWs. - Manage...

Posted On Aug 05, 26
Full-time 1 views
Practice Area:
Estate & Tax Planning Probate Trusts and Estates - General
Job Tags:
asset management commercial litigation depositions Employment Law Environmental Law Estate and Trust Estate Planning Family Law Guardianship Litigation Patent personal injury Personal Injury Law Probate Software spectrum trusts Wills
Practice Area:
Estate & Tax Planning Probate Trusts and Estates - General
Job Tags:
asset management commercial litigation depositions Employment Law Environmental Law Estate and Trust Estate Planning Family Law Guardianship Litigation Patent personal injury Personal Injury Law Probate Software spectrum trusts Wills

directives. Provide expert legal counsel on estate, trust, and probate law to clients from diverse backgrounds. Conduct detailed legal research across various jurisdictions using tools like LexisNexis or Westlaw to ensure compliance with current laws. Negotiate terms with clients and... third parties t...

Posted On Jul 27, 26
Full-time 1 views Experience : Min 15 yrs required
Job Tags:
banking bodily injury equity fraud indemnity Litigation regulatory compliance salvage social security subrogation
Job Tags:
banking bodily injury equity fraud indemnity Litigation regulatory compliance salvage social security subrogation

Title: SVP, Chief Claims Officer Job Responsibilities: - Responsible for strategic leadership, operational excellence, and financial performance of the Claims organization within a specialty auto insurance carrier. - Oversee all aspects of claims handling, including liability, physical damage, litigation, Special Investigations Unit (SIU),...

Posted On Sep 14, 26
Full-time 1 views Experience : Min 7 yrs required
Job Tags:
Affirmative Action agreements child Commercial Contracts company policies contracts Cybersecurity Government Immigration Insurance Partnership Privacy Remedies Software special projects
Job Tags:
Affirmative Action agreements child Commercial Contracts company policies contracts Cybersecurity Government Immigration Insurance Partnership Privacy Remedies Software special projects

Title: Senior Manager, Supply Chain Advisor (Hybrid) Job Responsibilities: - Provide guidance on resolving supplier performance issues and advise on potential claims and remedies. - Draft and negotiate terms and conditions, software licenses, and other agreements to ensure the best protection and benefit...

Posted On Jul 30, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

Title: Associate General Counsel - Commodities Business Job Responsibilities: - Advise business units and support partners on commodity derivatives, relevant swap dealer and banking regulations, and associated risks in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot and forward...

Posted On Aug 26, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women

and support across a wide spectrum of corporate, securities, governance, finance, disclosure, and... compliance matters for a publicly traded company. This role requires close collaboration with executive leadership and various departments including finance, investor relations, treasury, human resources, internal audit,...

Posted On Aug 31, 26
Full-time 3 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A ERISA/Executive Compensation Transactions & Compliance Corporate - General ERISA - General
Job Tags:
acquisitions ADA Affirmative Action corporate governance corporate transactions equity Equity Compensation family finance licensing Litigation mergers Mergers and Acquisitions partnerships Securities stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A ERISA/Executive Compensation Transactions & Compliance Corporate - General ERISA - General
Job Tags:
acquisitions ADA Affirmative Action corporate governance corporate transactions equity Equity Compensation family finance licensing Litigation mergers Mergers and Acquisitions partnerships Securities stock exchange

company. The position is designed for a highly skilled legal professional with expertise in corporate, securities, real estate, and litigation... matters. The responsibilities of the Assistant General Counsel include: - Providing legal counsel and support related to the company’s executive...

Posted On Jun 26, 26
Full-time 13 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior Counsel will be responsible for supporting the legal and regulatory aspects of distributing registered investment companies and private investment funds. The role involves working...

Posted On Aug 21, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - General
Job Tags:
acquisitions Affirmative Action construction contracts corporate governance data security family Government Insurance Intellectual Property Joint Ventures Litigation privacy laws regulatory compliance Women
Practice Area:
Corporate - General
Job Tags:
acquisitions Affirmative Action construction contracts corporate governance data security family Government Insurance Intellectual Property Joint Ventures Litigation privacy laws regulatory compliance Women

Title: Senior Corporate Counsel - Power & Utilities Job Responsibilities: The Senior Corporate Counsel will support the company's legal operations, focusing on a variety of legal and corporate matters. The responsibilities include: - Overseeing general corporate legal matters. - Negotiating...

Posted On Aug 26, 26
Full-time 4 views Experience : 5-10 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
acquisitions ADA Affirmative Action corporate governance corporate transactions equity Equity Compensation family finance licensing Litigation mergers Mergers and Acquisitions partnerships Securities stock exchange
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
acquisitions ADA Affirmative Action corporate governance corporate transactions equity Equity Compensation family finance licensing Litigation mergers Mergers and Acquisitions partnerships Securities stock exchange

Title: Assistant General Counsel Job Responsibilities: The Assistant General Counsel is tasked with providing legal counsel and support on a variety of corporate matters. Key responsibilities include: - Offering legal counsel concerning the company’s executive compensation programs, such as Long-Term Incentive Plans (LTIPs),...

Posted On Sep 09, 26
Full-time 1 views
Practice Area:
Insurance Defense - General Trusts and Estates - General
Job Tags:
contracts equity estates Government health benefits health insurance HIPAA marketing Medicaid Privacy subrogation
Practice Area:
Insurance Defense - General Trusts and Estates - General
Job Tags:
contracts equity estates Government health benefits health insurance HIPAA marketing Medicaid Privacy subrogation

on health care subrogation laws, regulations, and policies. - Serves... as primary liaison with subrogation clients. - Works with company-wide resources to ensure key client deliverables and revenue goals are met. - Works with clients and stakeholders to shape procurements and identify opportunities...

Posted On Aug 09, 26
Full-time 1 views
Job Tags:
Bank Secrecy Act contracts equity Ethics family FCPA finance FINRA Insurance OFAC Partnership pension stage
Job Tags:
Bank Secrecy Act contracts equity Ethics family FCPA finance FINRA Insurance OFAC Partnership pension stage

risk analysis of contract terms and conditions. - Ensure vendor contracts comply with applicable state and federal laws, rules, and regulations as... well as company policies. - Support business lines and corporate procurement initiatives by drafting and negotiating contract terms and a...

Posted On Sep 22, 26
Full-time
Job Tags:
asset management Bank Secrecy Act corporate trust equity Ethics family FCPA fiduciary FINRA Insurance investment management OFAC pension stage
Job Tags:
asset management Bank Secrecy Act corporate trust equity Ethics family FCPA fiduciary FINRA Insurance investment management OFAC pension stage

Title: Compliance Quality Assurance Lead Testing Analyst - Fiduciary Oversight and Testing Job Responsibilities: The Compliance Quality Assurance (CQA) Lead Analyst is tasked with administering and executing testing activities within the Independent Risk Review and Assessment (IRRA) second line organization. The key...

Posted On Sep 14, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Employment Law - Litigation Employer Defense Litigation - Commercial Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Defense Litigation - Financial Services - Defense Litigation - Mergers & Acquisitions/Hostile Takeovers - Defense Employment Law - General
Job Tags:
banking Corporate Law depositions financial products financial services litigation Investment Banking lending Litigation M&A Securities securities laws
Practice Area:
Employment Law - Litigation Employer Defense Litigation - Commercial Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Defense Litigation - Financial Services - Defense Litigation - Mergers & Acquisitions/Hostile Takeovers - Defense Employment Law - General
Job Tags:
banking Corporate Law depositions financial products financial services litigation Investment Banking lending Litigation M&A Securities securities laws

services litigation matters from inception through resolution. - Defend the company in litigation primarily involving securities class actions, M&A, and... lending tied to commercial and investment banking products and services. - Assess potential affirmative litigation claims. - Conduct early and ongoing case asses...

By Employer Type

Law Firm In-House Government Public Interest Recruiter Academic
Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend