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Securities Act Of 1933 Jobs in Carrollton

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  5. Securities Act Of 1933

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United States
Posted On Jun 26, 26
Full-time 13 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior Counsel will be responsible for supporting the legal and regulatory aspects of distributing registered investment companies and private investment funds. The role involves working...

Posted On Sep 07, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Associate Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/Manage a...

Posted On Jul 26, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Real Estate- Commercial Transactions Real Estate - Finance Finance - Banking Finance - General Real Estate - General
Job Tags:
acquisitions agreements commercial real estate Corporate Law entity formation financing documents insurance coverage Investment Company Act Joint Ventures offering memoranda operating agreements Private Equity Law Securities Securities Act of 1933 securities laws
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Real Estate- Commercial Transactions Real Estate - Finance Finance - Banking Finance - General Real Estate - General
Job Tags:
acquisitions agreements commercial real estate Corporate Law entity formation financing documents insurance coverage Investment Company Act Joint Ventures offering memoranda operating agreements Private Equity Law Securities Securities Act of 1933 securities laws

Title: Corporate Attorney Job Responsibilities: Corporate Structuring and Transactions: - Advise clients on entity formation and structuring, including LLCs, LPs, and other investment entities. - Draft and negotiate joint venture agreements, partnership agreements, and operating agreements. - Design and oversee complex investment structures for real...

Posted On Sep 15, 26
Full-time 1 views
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
corporate governance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
corporate governance Securities

Associate - Corporate - Securities Regulation & Corporate Governance Job... with a focus on Securities Regulation & Corporate Governance... candidate will be expected to: - Advise clients on compliance with federal securities laws, including the Securities... Act of 1933, the... Securities Ex...

Posted On Aug 18, 26
Full-time 10 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange

Lead the company's 1933 Act and 1934 Act filings,... including registration statements and reports such as annual, quarterly, and current reports, proxy statements, and Section 16 filings. Collaborate with Accounting, Tax, Investor Relations, and the People team to meet reporting...

Posted On Jul 28, 26
Full-time 4 views Experience : 3-20 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Real Estate- Commercial Transactions Real Estate - Finance Real Estate - General
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Real Estate- Commercial Transactions Real Estate - Finance Real Estate - General

joint ventures, and investment vehicles, with a focus on securities compliance. The position offers... growth into a leadership role within the firm's corporate on entity formation and structuring, including LLCs and and negotiate joint venture and partnership agreements....

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