Legal Financial Services Regulatory Jobs Jobs in Colleyville, TX

Attorney in Southlake, TX

In-House • **Members Only** Southlake, TX

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Posted On Jul 05, 26

Full-time 2 views Experience : Min 10 yrs required

Job Tags:

AML board of directors derivatives Ethics evidence family Foreign Exchange fraud Insurance Partnership swaps

Title: Director, Futures and Forex Compliance Job Responsibilities: The Compliance Director is a senior leader responsible for the design, implementation, and oversight of the company's Compliance Program for its Futures Commission Merchant (FCM) and Forex Dealer Member (FDM) activities. The role...

Attorney in Euless, TX (Remote)

Government • **Members Only** Euless, TX

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Posted On Sep 23, 26

Full-time 2 views Experience : Min 1 yrs required

Job Tags:

ADA Americans with Disabilities Act Case Law Controlled Substances criminal employee benefits Ethics evidence FECA federal government Felony Government Insurance International Law JOBS Act marijuana Privacy Rule of Law social security spouse stage title Transportation

Title: Human Resources Specialist (Employee Benefits) Job Responsibilities: - Manage assigned workers' compensation cases by ensuring all required documentation is collected, accurately filed, and maintained in the agency's system. - Monitor case status, establish and update plans of action, and ensure compliance with...

Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Westlake, TX

In-House • **Members Only** Westlake, TX

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Posted On Aug 03, 26

Full-time Experience : 5-10 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

agreements asset management Corporation derivatives ETFs family finance Insurance investment management marketing partnerships regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934

sponsored by the company. - Involved in strategy and development, drafting offering documents, initial offering, and ongoing maintenance of the company's ETPs. - Support strategic initiatives, regulatory compliance, and negotiate agreements... with distribution platforms. - Prepare and file prospectuses a...

Corporate - Technology Transactions Attorney / Corporate - Contract Law Attorney / Corporate - General Attorney in Westlake, TX

In-House • **Members Only** Westlake, TX

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Posted On Aug 03, 26

Full-time 2 views Experience : 7-7 yrs required

Practice Area:

Corporate - Technology Transactions Corporate - Contract Law Corporate - General

Job Tags:

agreements artificial intelligence family finance Insurance licensing marketing Partnership

Title: Director Legal Counsel, Commercial Transactions Job Responsibilities: - Serve as counsel for the company's commercial agreements, managing contract negotiations from start to finish in coordination with Corporate Vendor Management, internal risk teams, and business stakeholders. - Scope deal requirements, determine the appropriate...

Employment Law - Management (Compliance & Counseling) Attorney / Employment Law - Wage and Hour - Defense Attorney / Employment Law - Wage and Hour - General Attorney / ERISA/Executive Compensation Transactions & Compliance Attorney / ERISA - General Atto

In-House • **Members Only** Westlake, TX

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Posted On Jul 03, 26

Full-time 5 views Experience : Min 7 yrs required

Practice Area:

Employment Law - Management (Compliance & Counseling) Employment Law - Wage and Hour - Defense Employment Law - Wage and Hour - General ERISA/Executive Compensation Transactions & Compliance ERISA - General Employment Law - General

Job Tags:

acquisitions ADA ADEA agreements due diligence employee benefits Employee Health Employment Law equity ERISA family finance FLSA FMLA fraud Harassment Immigration Insurance Labor and Employment M&A title Visa wage and hour

Title: Director, Employment and Benefits Counsel Job Responsibilities: - Provide practical and solution-oriented legal advice to HR and business leaders on a wide range of employment matters, including employee relations, recruiting, hiring, performance management, accommodations, leave of absences, discipline, terminations, and...

Employment Law - Management (Compliance & Counseling) Attorney / Employment Law - Wage and Hour - General Attorney / ERISA/Executive Compensation Transactions & Compliance Attorney / ERISA - General Attorney / Employment Law - General Attorney in Westlake

In-House • **Members Only** Westlake, TX

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Posted On Sep 03, 26

Full-time 2 views Experience : Min 7 yrs required

Practice Area:

Employment Law - Management (Compliance & Counseling) Employment Law - Wage and Hour - General ERISA/Executive Compensation Transactions & Compliance ERISA - General Employment Law - General

Job Tags:

acquisitions ADA ADEA agreements due diligence employee benefits Employee Health Employment Law equity ERISA family finance FLSA FMLA fraud Harassment Immigration Insurance Labor and Employment M&A title Visa wage and hour

Title: Director, Employment and Benefits Counsel Job Responsibilities: - Provide practical and solution-oriented legal advice to HR and business leaders on a wide range of routine and complex employment matters, including employee relations, recruiting, hiring, performance management, accommodations, leave of absences, discipline,...

ERISA/Executive Compensation Transactions & Compliance Attorney / ERISA - General Attorney in Roanoke, TX (Remote)

In-House • **Members Only** Roanoke, TX

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Posted On Sep 17, 26

Full-time 4 views Experience : 5-7 yrs required

Practice Area:

ERISA/Executive Compensation Transactions & Compliance ERISA - General

Job Tags:

criminal Employee Benefits Law ERISA finance FINRA government relations Immigration Investment Advisers Act of 1940 Legislation and Regulation LLC marketing Securities Securities Exchange Act of 1934 securities laws

Title: Attorney for Workplace Investing Legal Team Job Responsibilities: The role involves joining the legal team within the Workplace Investing (WI) division at the company. The primary responsibilities include: - Advising on defined contribution plan recordkeeping, administration, trust, and institutional business. - Assisting with...

Finance - Structured Finance Attorney / Finance - General Attorney in Coppell, TX

In-House • **Members Only** Coppell, TX

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Posted On Sep 23, 26

Full-time 30 views Experience : 15-20 yrs required

Practice Area:

Finance - Structured Finance Finance - General

Job Tags:

agreements Capital Markets Insurance securitization

Title: Senior Counsel - Mortgage Servicing Transactions Job Responsibilities: - Draft, review, and negotiate a variety of servicing-related agreements, including third-party client servicing agreements, securitization servicing agreements, and ancillary documents such as servicer notices, joinders, and DACAs. - Draft, review, and negotiate securitization...

Corporate - Securities and Capital Markets Attorney / Corporate - Contract Law Attorney / Corporate - Compliance Attorney / Finance - Banking Attorney / Finance - Financial Services Regulation Attorney / Corporate - General Attorney / Finance - General At

In-House • **Members Only** Irving, TX

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Posted On Jul 30, 26

Full-time 3 views Experience : 10-15 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Corporate - General Finance - General

Job Tags:

agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

commodity derivatives, relevant swap dealer and banking regulations, and associated risks in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot and forward transactions, leasing arrangements, financing, purchase, and sale agreements. This includes handling regulatory, documentation, and pro...

Finance - Banking Attorney / Finance - Financial Services Regulation Attorney / Fintech & Blockchain Attorney / Finance - General Attorney in Irving, TX

In-House • **Members Only** Irving, TX

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Posted On Jun 19, 26

Full-time 13 views Experience : Min 7 yrs required

Practice Area:

Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Finance - General

Job Tags:

alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa

Title: Assistant General Counsel, Executive Director: Wealth Banking, Cash Management & Digital Assets Job Responsibilities: - Lead complex initiatives with broad impact and act as a key participant in large-scale planning. - Handle matters that significantly affect the company's operations, strategies, or profitability. -...

Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney / Corporate - General Attorney / Finance - General Attorney in Irving, TX

In-House • **Members Only** Irving, TX

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Posted On Jun 26, 26

Full-time 13 views Experience : Min 4 yrs required

Practice Area:

Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General

Job Tags:

advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

supporting the legal and regulatory aspects of distributing registered... investment companies and private investment funds. The role involves working closely with business, compliance, and product teams to provide practical, business-oriented legal advice on . distribution channels and regulatory requirements. Key...

Finance - Financial Services Regulation Attorney / Finance - General Attorney / Finance - Banking Attorney in Irving, TX

In-House • **Members Only** Irving, TX

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Posted On Jul 09, 26

Full-time 2 views Experience : Min 5 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - General Finance - Banking

Job Tags:

agreements artificial intelligence banking corporate governance Corporation derivatives lending Privacy

Title: Assistant General Counsel** **Job Responsibilities:** - Provide legal advice to various departments and managers within the company to support business operations, minimize legal risk, and ensure compliance with applicable laws and regulations. - Offer support and assistance to the General Counsel as...

Legal Staff Paralegal in Irving, TX

In-House • **Members Only** Irving, TX

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Posted On Jul 07, 26

Full-time 5 views Experience : Min 5 yrs required

Practice Area:

Finance - Banking Finance - Financial Services Regulation Finance - General

Job Tags:

alcohol banking children Disability Benefits FCRA FDCPA Financial Institutions health benefits Insurance lending regulatory compliance UDAAP

federal, state, agency, legal, regulatory, and corporate policy requirements.... - Provide oversight and monitoring of business group risk-based compliance programs. - Develop and oversee standards using subject matter expertise and provide independent credible challenge. - Oversee and challenge Front Line...

Legal Staff Paralegal in Irving, TX

In-House • **Members Only** Irving, TX

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Posted On Sep 02, 26

Full-time 1 views Experience : Min 4 yrs required

Practice Area:

Finance - Banking Finance - General

Job Tags:

downstream finance lending Letters of Credit upstream Visa

Title: Senior Commercial Loan Closing Specialist Job Responsibilities: - Review highly complex loan documentation. - Onboard new Capital Finance Asset Based Lending (ABL) clients onto the LUCAS loan system and process loan modifications for existing ABL clients. - Process access...

Government and Government Relations Attorney / Government / Public Law Attorney / Government - General Attorney in Irving, TX

In-House • **Members Only** Irving, TX

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Posted On Jun 16, 26

Full-time 18 views Experience : 4-4 yrs required

Practice Area:

Government and Government Relations Government / Public Law Government - General

Job Tags:

alcohol banking children Commercial Finance Disability Benefits financial services regulatory health benefits Insurance Investment Banking investment management lending NYSE partnerships regulatory compliance Visa

Counsel, Senior AVP – Regulatory Relations, Policy & Control Job... a legal advisor for Regulatory and Policy Affairs within... as a legal advisor to the Regulatory Relations function, including support... for the Confidential Supervisory Information program and relevant governance documents. - Providing...

Attorney in Irving, TX

In-House • **Members Only** Irving, TX

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Posted On Aug 09, 26

Full-time 1 views

Job Tags:

Bank Secrecy Act contracts equity Ethics family FCPA finance FINRA Insurance OFAC Partnership pension stage

Job Title: Procurement Contract Services Negotiator / Senior Contract... Analyst Job Responsibilities: - Lead and manage the vendor contracting process, including negotiation, drafting, review, and risk analysis of contract terms and conditions. - Ensure vendor contracts comply with applicable state and federal laws,...

Litigation - Commercial Attorney / Litigation - eDiscovery General Attorney / Litigation - Document Review Attorney / Professional Liability Defense Attorney / Litigation - Health Care - Defense Attorney in Irving, TX

Public Interest • **Members Only** Irving, TX

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Posted On Sep 07, 26

Full-time 3 views Experience : 5-10 yrs required

Practice Area:

Litigation - Commercial Litigation - eDiscovery General Litigation - Document Review Professional Liability Defense Litigation - Health Care - Defense

Job Tags:

agreements commercial litigation directors finance general liability Litigation Mediation pleadings professional liability trials

Title: Litigation Attorney Job Responsibilities: - Manage all stages of litigation and claims management from service of process through to case resolution. - Direct supervision of a paralegal and a claims coordinator. - Oversee low to middle level risk claims and manage the work...

Corporate - Technology Transactions Attorney / Corporate - Contract Law Attorney / Data Privacy - Transactional Attorney / Intellectual Property - General Attorney / IP_ - Trademark/Copyright-Transaction Attorney / Corporate - General Attorney in Irving,

In-House • **Members Only** Irving, TX

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Posted On Jul 07, 26

Full-time 4 views Experience : Min 12 yrs required

Practice Area:

Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General IP_ - Trademark/Copyright-Transaction Corporate - General

Job Tags:

Affirmative Action agreements criminal employee benefits IP licensing Privacy shareholders Software Visa Women

Title: Product Counsel Legal Lead - Strategic Growth Initiatives Counsel Senior Manager Job Responsibilities: - Lead a team of global legal professionals focused on enabling software products to go to market. This includes managing team structure, workflow, relationship building, project execution, and...

Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney / Corporate - Compliance Attorney in Irving, TX

In-House • **Members Only** Irving, TX

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Posted On Aug 26, 26

Full-time 1 views Experience : Min 3 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance

Job Tags:

Affirmative Action agreements banking board of directors Capital Markets corporate governance credit facilities criminal directors employee benefits equity finance ISDA Letters of Credit regulatory compliance SEC filings Securities securities laws shareholders stock exchange Surety Bonds Visa Women

Title: Corporate Matters Counsel Manager Job Responsibilities: The Corporate Matters Counsel Manager is responsible for providing comprehensive legal advice and support across a wide spectrum of corporate, securities, governance, finance, disclosure, and compliance matters for a publicly traded company. This role requires...

Legal Staff Paralegal in Irving, TX

Law Firm • **Members Only** Irving, TX

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Posted On Aug 19, 26

Full-time 23 views Experience : Min 2 yrs required

Practice Area:

Bankruptcy-Creditors Rights Bankruptcy-Litigation

Job Tags:

Bankruptcy creditors eviction Financial Institutions Foreclosure health insurance Insurance Litigation regulatory compliance title

Title: Foreclosure Legal Assistant Job Responsibilities: - Draft legal documents for attorney review, including Substitution of Trustees, Notice of Sale, Foreclosure Deeds, and Acceleration letters. - Review dockets and public records to track case progress and ensure proper recordings. - Perform Quality Control checks...

Financial Services Regulatory Jobs in Colleyville

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